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CASE THURMAN K

Disclosed activity across 2 companies

Tapewire entity
943
SEC CIK
0001270350

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIRRUS LOGIC, INC.CRUS · Entity 3854VP & CFOJanuary 12, 2022January 13, 2022
HELEN OF TROY LTDHELE · Entity 908DirectorSeptember 01, 2026September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIRRUS LOGIC, INC.

Report date January 12, 2022 · Filed January 13, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,019 Ending reported balance After 2022-01-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-01-12 · Exercise / conversion · Acquired 1,500 · Balance 11,519

F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2021.

Row 2 · 2022-01-12 · Sale · Disposed 1,500 · Balance 10,019

F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2021.

Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.37 · Expires 2024-10-01Direct0 Reported balance After 2022-01-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-01-12 · Exercise / conversion · Disposed 1,500 · Balance 0

F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2021.

F2: Only vested shares can be exercised under this option. 25% of the shares vested on 10/01/15; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/01/18.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 11, 2021.

F2: Only vested shares can be exercised under this option. 25% of the shares vested on 10/01/15; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/01/18.

HELEN OF TROY LTD

Report date September 01, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, Par value $0.10 per shareSEC Table I · non-derivativeDirect12,504 Reported balance After 2026-09-01 transaction · row 1
1 source row

Row 1 · 2026-09-01 · Grant · Acquired 860 · Balance 12,504

F1: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2021 Filed Mar 4, 2021 21:24 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,661 $0.00 Strike: $78.00 $0.00
Disclosure

SEC source: 0001273902-21-000026 · edgardoc.xml · derivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,661

Underlying: Common Stock · 5,661 shares

Expires 2031-03-03

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 3/3/22; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 3/3/25.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:24 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantIncentive Stock Option (right to buy) · Derivative 1,745 $0.00 Strike: $78.00 $0.00
Disclosure

SEC source: 0001273902-21-000026 · edgardoc.xml · derivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,745

Underlying: Common Stock · 1,745 shares

Expires 2031-03-03

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 3/3/22; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 3/3/25.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:23 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, Par value $0.10 per share 104 $0.00 $0.00
Disclosure

SEC source: 0000916789-21-000024 · wf-form4_161481374662724.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,539

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:25 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, Par value $0.10 per share 111 $0.00 $0.00
Disclosure

SEC source: 0000916789-20-000072 · wf-form4_160703070209781.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,435

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 00:38 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,761 $0.00 Strike: $54.65 $0.00
Disclosure

SEC source: 0001273902-20-000099 · edgardoc.xml · derivative · entry 9

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 4,761 shares

Expires 2026-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F5 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/2/17; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/2/20.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 00:38 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $41.49 $0.00
Disclosure

SEC source: 0001273902-20-000099 · edgardoc.xml · derivative · entry 8

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,589

Underlying: Common Stock · 1,000 shares

Expires 2028-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F4 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/7/19; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/7/22.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 00:38 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0001273902-20-000099 · edgardoc.xml · derivative · entry 7

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,046

Underlying: Common Stock · 5,000 shares

Expires 2025-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/4/19.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 00:38 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 4,761 $80.02 $380,970.94
Disclosure

SEC source: 0001273902-20-000099 · edgardoc.xml · nonDerivative · entry 6

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.03. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 00:38 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 4,761 $54.65 $260,188.65
Disclosure

SEC source: 0001273902-20-000099 · edgardoc.xml · nonDerivative · entry 5

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 00:38 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 1,000 $80.02 $80,019.10
Disclosure

SEC source: 0001273902-20-000099 · edgardoc.xml · nonDerivative · entry 4

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.03. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 00:38 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 1,000 $41.49 $41,490.00
Disclosure

SEC source: 0001273902-20-000099 · edgardoc.xml · nonDerivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 00:38 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 5,000 $80.02 $400,095.50
Disclosure

SEC source: 0001273902-20-000099 · edgardoc.xml · nonDerivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.03. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 00:38 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 5,000 $31.25 $156,250.00
Disclosure

SEC source: 0001273902-20-000099 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:53 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0001273902-20-000091 · edgardoc.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,046

Underlying: Common Stock · 3,000 shares

Expires 2025-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/4/19.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:53 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 3,000 $75.61 $226,830.00
Disclosure

SEC source: 0001273902-20-000091 · edgardoc.xml · nonDerivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:53 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 3,000 $31.25 $93,750.00
Disclosure

SEC source: 0001273902-20-000091 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $20.37 $0.00
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · derivative · entry 14

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,914

Underlying: Common Stock · 2,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F4 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/1/15; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/1/18.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 734 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · derivative · entry 13

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 734 shares

Expires 2025-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F6 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/4/19.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $23.34 $0.00
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · derivative · entry 12

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,666

Underlying: Common Stock · 2,000 shares

Expires 2023-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F5 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/2/14; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/2/17.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $20.37 $0.00
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · derivative · entry 11

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,043

Underlying: Common Stock · 2,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F4 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/1/15; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/1/18.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 1,300 $71.94 $93,519.27
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 10

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F3 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.74 to $72.14. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 1,000 $71.74 $71,740.00
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 9

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,821

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 2,000 $71.99 $143,971.20
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 8

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.34 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 2,000 $23.34 $46,680.00
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 7

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 2,000 $71.99 $143,971.20
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 6

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.34 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 2,000 $20.37 $40,740.00
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 5

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 2,000 $71.99 $143,971.20
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 4

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.34 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 2,000 $20.37 $40,740.00
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 734 $71.99 $52,837.43
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.34 to $72.31. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:32 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 734 $31.25 $22,937.50
Disclosure

SEC source: 0001273902-20-000084 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 28, 2020.

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November 01, 2020 Filed Nov 3, 2020 21:23 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionRestricted Stock Units · Derivative 4,300 $0.00 $0.00
Disclosure

SEC source: 0001273902-20-000073 · edgardoc.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Underlying: Common Stock · 4,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 1, 2020, and the Company withheld sufficient shares for payment of required tax withholdings.

F2 · derivative.expiration_date: Expiration date of 11/01/20.

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November 01, 2020 Filed Nov 3, 2020 21:23 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Tax withholdingCommon Stock 1,048 $68.87 $72,175.76
Disclosure

SEC source: 0001273902-20-000073 · edgardoc.xml · nonDerivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

Read SEC document
November 01, 2020 Filed Nov 3, 2020 21:23 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0001273902-20-000073 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 21:25 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, Par value $0.10 per share 110 $0.00 $0.00
Disclosure

SEC source: 0000916789-20-000060 · wf-form4_159960033150580.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right which entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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June 01, 2020 Filed Jun 3, 2020 16:08 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, Par value $0.10 per share 126 $0.00 $0.00
Disclosure

SEC source: 0000916789-20-000034 · wf-form4_159120051639296.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,214

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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March 02, 2020 Filed Mar 3, 2020 17:18 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, Par value $0.10 per share 133 $0.00 $0.00
Disclosure

SEC source: 0000916789-20-000013 · wf-form4_158325587266454.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

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February 10, 2020 Filed Feb 12, 2020 21:01 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001273902-20-000014 · edgardoc.xml · derivative · entry 4

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 10,000 shares

Expires 2022-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 27, 2019.

F4 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 10/3/13; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 10/3/16.

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February 10, 2020 Filed Feb 12, 2020 21:01 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 10,000 $76.62 $766,213.00
Disclosure

SEC source: 0001273902-20-000014 · edgardoc.xml · nonDerivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,569

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 27, 2019.

F3 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.11 to $77.24. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

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February 10, 2020 Filed Feb 12, 2020 21:01 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionCommon Stock 10,000 $38.99 $389,900.00
Disclosure

SEC source: 0001273902-20-000014 · edgardoc.xml · nonDerivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 27, 2019.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:01 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 SaleCommon Stock 8,642 $76.62 $662,187.20
Disclosure

SEC source: 0001273902-20-000014 · edgardoc.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,569

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on November 27, 2019.

F2 · price: The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.11 to $77.24. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 23:08 UTC HELEN OF TROY LTD HELE · Entity 908 GrantCommon Shares, Par value $0.10 per share 141 $0.00 $0.00
Disclosure

SEC source: 0001270350-19-000002 · wf-form4_157567366843301.xml · nonDerivative · entry 1

CASE THURMAN K · CIK 0001270350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,955

F1 · price: Grant of restricted stock, which vested immediately and is accompanied by a tax-offset right.

F2 · price: The accompanying tax-offset right entitles the reporting person to receive, upon vesting of the restricted stock, a cash amount to pay certain tax liabilities incurred in connection with the event.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 22:12 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantRestricted Stock Units · Derivative 3,800 $0.00 $0.00
Disclosure

SEC source: 0001273902-19-000113 · edgardoc.xml · derivative · entry 4

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,400

Underlying: Common Stock · 3,800 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock.

F4 · derivative.exercise_date: 100% of the restricted stock units will vest on 11/6/22, the 3-year anniversary of the grant date.

F4 · derivative.expiration_date: 100% of the restricted stock units will vest on 11/6/22, the 3-year anniversary of the grant date.

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November 06, 2019 Filed Nov 8, 2019 22:12 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantPerformance Shares · Derivative 3,040 $0.00 $0.00
Disclosure

SEC source: 0001273902-19-000113 · edgardoc.xml · derivative · entry 3

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,440

Underlying: Common Stock · 3,040 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 6, 2019, and ending on November 6, 2022.

F2 · derivative.exercise_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 6, 2019, and ending on November 6, 2022.

F2 · derivative.expiration_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 6, 2019, and ending on November 6, 2022.

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November 06, 2019 Filed Nov 8, 2019 22:12 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantNon-Qualified Stock Option (right to buy) · Derivative 9,942 $0.00 Strike: $68.56 $0.00
Disclosure

SEC source: 0001273902-19-000113 · edgardoc.xml · derivative · entry 2

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,942

Underlying: Common Stock · 9,942 shares

Expires 2029-11-06

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/6/20; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/6/23.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 22:12 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 GrantIncentive Stock Option (right to buy) · Derivative 1,458 $0.00 Strike: $68.56 $0.00
Disclosure

SEC source: 0001273902-19-000113 · edgardoc.xml · derivative · entry 1

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Underlying: Common Stock · 1,458 shares

Expires 2029-11-06

F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/6/20; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/6/23.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · derivative · entry 15

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,580

Underlying: Common Stock · 4,000 shares

Expires 2025-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

F4 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/4/19.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 239 $0.00 Strike: $23.34 $0.00
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · derivative · entry 14

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 239 shares

Expires 2023-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

F3 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 10/2/14; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 10/2/17.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $20.37 $0.00
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · derivative · entry 13

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,914

Underlying: Common Stock · 4,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

F6 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 10/1/15; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 10/1/18.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $15.41 $0.00
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · derivative · entry 12

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2021-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

F5 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 10/5/2012; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 10/5/2015.

Read SEC document
November 04, 2019 Filed Nov 7, 2019 00:48 UTC CIRRUS LOGIC, INC. CRUS · Entity 3854 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $15.41 $0.00
Disclosure

SEC source: 0001273902-19-000084 · edgardoc.xml · derivative · entry 11

CASE THURMAN K · CIK 0001270350 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2021-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019.

F5 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 10/5/2012; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 10/5/2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.