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Houghton Keith J

Disclosed activity across 1 company

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94365
SEC CIK
0001299170

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HomeTrust Bancshares, Inc.HTBI · Entity 5153EVP, Chief Credit OfficerFebruary 11, 2024February 13, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HomeTrust Bancshares, Inc.

Report date February 11, 2024 · Filed February 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,442 Reported balance After 2024-02-11 transaction · row 1
1 source row

Row 1 · 2024-02-11 · Tax withholding · Disposed 341 · Balance 12,442

Common StockSEC Table I · non-derivativeIndirectBy KSOP3,740 Reported balance Holding disclosure · report date 2024-02-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,740

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $26.00 · Expires 2028-02-11Direct25,000 Reported balance Holding disclosure · report date 2024-02-11 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 25,000

F1: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2024 Filed Feb 13, 2024 17:31 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Tax withholdingCommon Stock 341 $26.58 $9,063.78
Disclosure

SEC source: 0001538263-24-000017 · wk-form4_1707863501.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,442

Read SEC document
September 11, 2023 Filed Sep 13, 2023 10:52 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Tax withholdingCommon Stock 447 $23.16 $10,352.52
Disclosure

SEC source: 0001104659-23-100298 · tm2326011-2_4seq1.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,781

Read SEC document
September 11, 2023 Filed Sep 13, 2023 10:52 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 OtherCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-100298 · tm2326011-2_4seq1.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,228

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 11, 2021 using target number of shares (1,017 shares). The award vested as to 1,526 shares on September 11, 2023 based on the level of achievement of the performance goal.

Read SEC document
February 11, 2023 Filed Feb 14, 2023 11:56 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Tax withholdingCommon Stock 378 $27.45 $10,376.10
Disclosure

SEC source: 0001104659-23-021160 · tm236715-12_4seq1.xml · nonDerivative · entry 3

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,719

Read SEC document
February 10, 2023 Filed Feb 14, 2023 11:56 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 GrantCommon Stock 1,504 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021160 · tm236715-12_4seq1.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,097

F2 · shares: Represents restricted stock unit award under Issuer's 2022 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 11:56 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 GrantCommon Stock 1,505 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-021160 · tm236715-12_4seq1.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,593

F1 · shares: Represents restricted stock award under Issuer's 2022 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2024, 2025, 2026, 2027 and 2028.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 17:11 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Tax withholdingCommon Stock 344 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099715 · tm2225802-2_4seq1.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,088

Read SEC document
September 12, 2022 Filed Sep 13, 2022 17:11 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 OtherCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-099715 · tm2225802-2_4seq1.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,432

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 12, 2020 using target number of shares (875 shares). The award vested as to 1,169 shares on September 12, 2022 based on the level of achievement of the performance goal.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 18:58 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 GrantCommon Stock 708 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023939 · tm226768d12_4.xml · nonDerivative · entry 3

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,138

F2 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 18:58 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 GrantCommon Stock 709 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023939 · tm226768d12_4.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,430

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024, 2025, 2026 and 2027.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 18:58 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Tax withholdingCommon Stock 331 $31.35 $10,376.85
Disclosure

SEC source: 0001104659-22-023939 · tm226768d12_4.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,721

Read SEC document
September 13, 2021 Filed Sep 14, 2021 09:11 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionStock Option · Derivative 4,000 $0.00 Strike: $17.35 $0.00
Disclosure

SEC source: 0001104659-21-115325 · tm2127553-1_4seq1.xml · derivative · entry 4

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2026-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 09:11 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 SaleCommon Stock 4,000 $27.61 $110,459.20
Disclosure

SEC source: 0001104659-21-115325 · tm2127553-1_4seq1.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,052

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.35 to $27.875, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 09:11 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionCommon Stock 4,000 $17.35 $69,400.00
Disclosure

SEC source: 0001104659-21-115325 · tm2127553-1_4seq1.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 10:33 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Tax withholdingCommon Stock 178 $27.69 $4,928.82
Disclosure

SEC source: 0001104659-21-114486 · tm2127271-6_4seq1.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,052

Read SEC document
September 08, 2021 Filed Sep 10, 2021 10:33 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 OtherCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-114486 · tm2127271-6_4seq1.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,230

F1 · shares: Represents adjustment in number of shares relating to award of performance-based restricted stock units previously reported on February 11, 2019 using target number of shares (875 shares). The award vested as to 600 shares on September 8, 2021 based on the level of achievement of the performance goal.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 06:33 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 GrantCommon Stock 1,017 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022614 · tm216540-9_4seq1.xml · nonDerivative · entry 3

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,505

F2 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 06:33 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 GrantCommon Stock 1,018 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-022614 · tm216540-9_4seq1.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,488

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2022, 2023, 2024, 2025 and 2026.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 06:33 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Tax withholdingCommon Stock 542 $22.92 $12,422.64
Disclosure

SEC source: 0001104659-21-022614 · tm216540-9_4seq1.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,470

Read SEC document
February 11, 2020 Filed Feb 12, 2020 16:02 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 GrantCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0000927089-20-000129 · edgar.xml · nonDerivative · entry 3

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,012

F2 · shares: Represents restricted stock unit award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 16:02 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 GrantCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0000927089-20-000129 · edgar.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,137

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2021, 2022, 2023, 2024 and 2025.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 16:02 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Tax withholdingCommon Stock 481 $27.11 $13,039.91
Disclosure

SEC source: 0000927089-20-000129 · edgar.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,262

Read SEC document
June 13, 2019 Filed Jun 17, 2019 16:41 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $17.35 $0.00
Disclosure

SEC source: 0000927089-19-000230 · edgar.xml · derivative · entry 7

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,000 shares

Expires 2026-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 16:41 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $15.88 $0.00
Disclosure

SEC source: 0000927089-19-000230 · edgar.xml · derivative · entry 6

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on March 10, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 16:41 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 SaleCommon Stock 2,000 $24.70 $49,399.20
Disclosure

SEC source: 0000927089-19-000230 · edgar.xml · nonDerivative · entry 4

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,743

Read SEC document
June 13, 2019 Filed Jun 17, 2019 16:41 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionCommon Stock 2,000 $17.35 $34,700.00
Disclosure

SEC source: 0000927089-19-000230 · edgar.xml · nonDerivative · entry 3

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2019 Filed Jun 17, 2019 16:41 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 SaleCommon Stock 2,000 $24.70 $49,399.20
Disclosure

SEC source: 0000927089-19-000230 · edgar.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,743

Read SEC document
June 13, 2019 Filed Jun 17, 2019 16:41 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionCommon Stock 2,000 $15.88 $31,760.00
Disclosure

SEC source: 0000927089-19-000230 · edgar.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 14:48 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 GrantCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000112 · edgar.xml · nonDerivative · entry 3

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,743

F2 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 14:48 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 GrantCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000112 · edgar.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,868

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2020, 2021, 2022, 2023 and 2024.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 14:48 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Tax withholdingCommon Stock 419 $27.51 $11,526.69
Disclosure

SEC source: 0000927089-19-000112 · edgar.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,993

Read SEC document
March 13, 2018 Filed Mar 15, 2018 15:55 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $17.35 $0.00
Disclosure

SEC source: 0000927089-18-000127 · edgar.xml · derivative · entry 6

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires 2026-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 15:55 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionStock Option · Derivative 4,000 $0.00 Strike: $15.88 $0.00
Disclosure

SEC source: 0000927089-18-000127 · edgar.xml · derivative · entry 5

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 4,000 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on March 10, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 15:55 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 SaleCommon Stock 6,000 $27.55 $165,278.40
Disclosure

SEC source: 0000927089-18-000127 · edgar.xml · nonDerivative · entry 3

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,412

Read SEC document
March 13, 2018 Filed Mar 15, 2018 15:55 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionCommon Stock 2,000 $17.35 $34,700.00
Disclosure

SEC source: 0000927089-18-000127 · edgar.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 15:55 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionCommon Stock 4,000 $15.88 $63,520.00
Disclosure

SEC source: 0000927089-18-000127 · edgar.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 16:41 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 GrantStock Option · Derivative 25,000 $0.00 Strike: $26.00 $0.00
Disclosure

SEC source: 0000927089-18-000068 · edgar.xml · derivative · entry 4

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-02-11

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 16:41 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000927089-18-000068 · edgar.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,412

F1 · shares: Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 16:41 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Tax withholdingCommon Stock 281 $26.00 $7,306.00
Disclosure

SEC source: 0000927089-18-000068 · edgar.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,412

Read SEC document
February 14, 2017 Filed Feb 16, 2017 13:18 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionStock Option · Derivative 6,000 $0.00 Strike: $15.88 $0.00
Disclosure

SEC source: 0000927089-17-000085 · edgar.xml · derivative · entry 5

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 6,000 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on March 10, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 13:18 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 SaleCommon Stock 196 $25.75 $5,047.00
Disclosure

SEC source: 0000927089-17-000085 · edgar.xml · nonDerivative · entry 4

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,693

Read SEC document
February 14, 2017 Filed Feb 16, 2017 13:18 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 SaleCommon Stock 2,204 $25.78 $56,808.10
Disclosure

SEC source: 0000927089-17-000085 · edgar.xml · nonDerivative · entry 3

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,889

Read SEC document
February 14, 2017 Filed Feb 16, 2017 13:18 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 SaleCommon Stock 3,600 $25.80 $92,880.00
Disclosure

SEC source: 0000927089-17-000085 · edgar.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,093

Read SEC document
February 14, 2017 Filed Feb 16, 2017 13:18 UTC HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionCommon Stock 6,000 $15.88 $95,280.00
Disclosure

SEC source: 0000927089-17-000085 · edgar.xml · nonDerivative · entry 1

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2017 Filed Oct 16, 2017 12:27 UTC Amendment HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $17.35 $0.00
Disclosure

SEC source: 0000927089-17-000368 · edgar.xml · derivative · entry 8

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 2,000 shares

Expires 2026-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The purpose of this amendment is to correct the original Form 4, which indicated that the reporting person exercised a single option relating to 6,000 shares at an exercise price of $15.88. As reflected in this amendment, the reporting person exercised one option for 4,000 shares at an exercise price of $15.88 per share and a second option for 2,000 shares at an exercise price of $17.35 per share. This amendment also reflects the reporting person's indirect holding of shares through a KSOP, which holding was inadvertently omitted from the original Form 4.

F3 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.

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February 14, 2017 Filed Oct 16, 2017 12:27 UTC Amendment HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionStock Option · Derivative 4,000 $0.00 Strike: $15.88 $0.00
Disclosure

SEC source: 0000927089-17-000368 · edgar.xml · derivative · entry 7

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 4,000 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The purpose of this amendment is to correct the original Form 4, which indicated that the reporting person exercised a single option relating to 6,000 shares at an exercise price of $15.88. As reflected in this amendment, the reporting person exercised one option for 4,000 shares at an exercise price of $15.88 per share and a second option for 2,000 shares at an exercise price of $17.35 per share. This amendment also reflects the reporting person's indirect holding of shares through a KSOP, which holding was inadvertently omitted from the original Form 4.

F2 · derivative.exercise_date: Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on March 10, 2015, 2016, 2017, 2018 and 2019.

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February 14, 2017 Filed Oct 16, 2017 12:27 UTC Amendment HomeTrust Bancshares, Inc. HTBI · Entity 5153 SaleCommon Stock 196 $25.75 $5,047.00
Disclosure

SEC source: 0000927089-17-000368 · edgar.xml · nonDerivative · entry 5

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,693

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February 14, 2017 Filed Oct 16, 2017 12:27 UTC Amendment HomeTrust Bancshares, Inc. HTBI · Entity 5153 SaleCommon Stock 2,204 $25.78 $56,808.10
Disclosure

SEC source: 0000927089-17-000368 · edgar.xml · nonDerivative · entry 4

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,889

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February 14, 2017 Filed Oct 16, 2017 12:27 UTC Amendment HomeTrust Bancshares, Inc. HTBI · Entity 5153 SaleCommon Stock 3,600 $25.80 $92,880.00
Disclosure

SEC source: 0000927089-17-000368 · edgar.xml · nonDerivative · entry 3

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,093

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February 14, 2017 Filed Oct 16, 2017 12:27 UTC Amendment HomeTrust Bancshares, Inc. HTBI · Entity 5153 Exercise / conversionCommon Stock 2,000 $17.35 $34,700.00
Disclosure

SEC source: 0000927089-17-000368 · edgar.xml · nonDerivative · entry 2

Houghton Keith J · CIK 0001299170 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The purpose of this amendment is to correct the original Form 4, which indicated that the reporting person exercised a single option relating to 6,000 shares at an exercise price of $15.88. As reflected in this amendment, the reporting person exercised one option for 4,000 shares at an exercise price of $15.88 per share and a second option for 2,000 shares at an exercise price of $17.35 per share. This amendment also reflects the reporting person's indirect holding of shares through a KSOP, which holding was inadvertently omitted from the original Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.