organization · Reporting owner
Greenspring Associates, Inc.
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MULESOFT, INC
Report date December 31, 2017 · Filed February 14, 2018
Jointly reported with Newhall Charles Ashton, Lim James
Section 16 reporting ended · disclosed 2018-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,786,505 |
Reported balance
After 2017-07-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-07-07 · Conversion · Acquired 3,786,505 · Balance 3,786,505 F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F2: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 282,087 |
Reported balance
After 2017-07-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-07-07 · Conversion · Acquired 282,087 · Balance 282,087 F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F3: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,057,827 |
Reported balance
After 2017-07-07 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-07-07 · Conversion · Acquired 1,057,827 · Balance 1,057,827 F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F4: The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2017-07-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-07-07 · Conversion · Disposed 3,786,505 · Balance 0 F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F2: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2017-07-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-07-07 · Conversion · Disposed 282,087 · Balance 0 F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F3: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2017-07-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-07-07 · Conversion · Disposed 1,057,827 · Balance 0 F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F4: The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis.
F2: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest
F3: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
F4: The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2017 Filed Feb 14, 2018 18:36 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 1,057,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-18-000193 · edgar.xml · derivative · entry 6 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 1,057,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F1 · derivative.exercise_date: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F1 · derivative.expiration_date: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F4 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest. Read SEC document |
| July 07, 2017 Filed Feb 14, 2018 18:36 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 282,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-18-000193 · edgar.xml · derivative · entry 5 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 282,087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F1 · derivative.exercise_date: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F1 · derivative.expiration_date: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F3 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| July 07, 2017 Filed Feb 14, 2018 18:36 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 3,786,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-18-000193 · edgar.xml · derivative · entry 4 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 3,786,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F1 · derivative.exercise_date: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F1 · derivative.expiration_date: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F2 · ownership.nature: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest Read SEC document |
| July 07, 2017 Filed Feb 14, 2018 18:36 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 1,057,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000193 · edgar.xml · nonDerivative · entry 3 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,057,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F4 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest. Read SEC document |
| July 07, 2017 Filed Feb 14, 2018 18:36 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 282,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000193 · edgar.xml · nonDerivative · entry 2 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 282,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F3 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| July 07, 2017 Filed Feb 14, 2018 18:36 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 3,786,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000193 · edgar.xml · nonDerivative · entry 1 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,786,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F2 · ownership.nature: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 09:26 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass B Common Stock · Derivative | 1,057,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000236 · edgar.xml · derivative · entry 6 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,057,827 Underlying: Class A Common Stock · 1,057,827 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund II, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 09:26 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass B Common Stock · Derivative | 282,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000236 · edgar.xml · derivative · entry 5 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 282,087 Underlying: Class A Common Stock · 282,087 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 09:26 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass B Common Stock · Derivative | 3,786,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000236 · edgar.xml · derivative · entry 4 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,786,505 Underlying: Class A Common Stock · 3,786,505 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 09:26 UTC | MULESOFT, INC MULE · Entity 12294 | OtherCommon Stock | 1,057,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000236 · edgar.xml · nonDerivative · entry 3 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F4 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund II, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 09:26 UTC | MULESOFT, INC MULE · Entity 12294 | OtherCommon Stock | 282,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000236 · edgar.xml · nonDerivative · entry 2 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F3 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 09:26 UTC | MULESOFT, INC MULE · Entity 12294 | OtherCommon Stock | 3,786,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000236 · edgar.xml · nonDerivative · entry 1 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F2 · ownership.nature: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.