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Harkel-Rumford Lynne Louise

Disclosed activity across 1 company

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94015
SEC CIK
0001817095

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CENTERPOINT ENERGY INCCNP · Entity 3178EVP and Chief HR OfficerFebruary 20, 2024February 22, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CENTERPOINT ENERGY INC

Report date February 20, 2024 · Filed February 22, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect111,799 Reported balance After 2024-02-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-02-20 · Grant · Acquired 37,280 · Balance 111,799

F1: Vesting of performance shares awarded in 2021 under the Issuer's Long-term Incentive Plan (the "Plan").

Common StockSEC Table I · non-derivativeDirect102,332 Reported balance After 2024-02-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2024-02-20 · Tax withholding · Disposed 9,467 · Balance 102,332

F2: Shares withheld for taxes upon vesting of performance shares.

Common StockSEC Table I · non-derivativeDirect99,615 Reported balance After 2024-02-20 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2024-02-20 · Tax withholding · Disposed 2,717 · Balance 99,615

F3: Shares withheld for taxes upon vesting of time-based restricted stock units ("RSUs").

F4: Total includes (i) 6,206 RSUs previously awarded under the Plan and vesting in February 2025, (ii) 7,896 RSUs previously awarded under the plan and vesting in February 2026, and (iii) 8,522 RSUs previously awarded under the Plan and vesting in three equal installments in February 2025, 2026 and 2027. The above awards shall vest (a) if she continues to be an employee of Issuer from the grant date through the respective vesting date, (b) in the event of her earlier disability or death, or (c) if she satisfies various conditions, upon her earlier retirement, except that such retirement vesting will be on a pro rata basis if, for the awards under clauses (i) and (ii) above, she fails to meet the conditions for full vesting, or, for the award under clause (iii), her retirement occurs in the year of grant. All vesting is conditioned upon achievement of positive operating income for the year preceding the applicable vesting date except in the case of death or disability.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of performance shares awarded in 2021 under the Issuer's Long-term Incentive Plan (the "Plan").

F2: Shares withheld for taxes upon vesting of performance shares.

F3: Shares withheld for taxes upon vesting of time-based restricted stock units ("RSUs").

F4: Total includes (i) 6,206 RSUs previously awarded under the Plan and vesting in February 2025, (ii) 7,896 RSUs previously awarded under the plan and vesting in February 2026, and (iii) 8,522 RSUs previously awarded under the Plan and vesting in three equal installments in February 2025, 2026 and 2027. The above awards shall vest (a) if she continues to be an employee of Issuer from the grant date through the respective vesting date, (b) in the event of her earlier disability or death, or (c) if she satisfies various conditions, upon her earlier retirement, except that such retirement vesting will be on a pro rata basis if, for the awards under clauses (i) and (ii) above, she fails to meet the conditions for full vesting, or, for the award under clause (iii), her retirement occurs in the year of grant. All vesting is conditioned upon achievement of positive operating income for the year preceding the applicable vesting date except in the case of death or disability.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2024 Filed Feb 22, 2024 21:50 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 2,717 $27.79 $75,505.43
Disclosure

SEC source: 0001130310-24-000037 · wk-form4_1708638632.xml · nonDerivative · entry 3

Harkel-Rumford Lynne Louise · CIK 0001817095 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,615

F3 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units ("RSUs").

F4 · balance_after: Total includes (i) 6,206 RSUs previously awarded under the Plan and vesting in February 2025, (ii) 7,896 RSUs previously awarded under the plan and vesting in February 2026, and (iii) 8,522 RSUs previously awarded under the Plan and vesting in three equal installments in February 2025, 2026 and 2027. The above awards shall vest (a) if she continues to be an employee of Issuer from the grant date through the respective vesting date, (b) in the event of her earlier disability or death, or (c) if she satisfies various conditions, upon her earlier retirement, except that such retirement vesting will be on a pro rata basis if, for the awards under clauses (i) and (ii) above, she fails to meet the conditions for full vesting, or, for the award under clause (iii), her retirement occurs in the year of grant. All vesting is conditioned upon achievement of positive operating income for the year preceding the applicable vesting date except in the case of death or disability.

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February 20, 2024 Filed Feb 22, 2024 21:50 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 9,467 $27.79 $263,087.93
Disclosure

SEC source: 0001130310-24-000037 · wk-form4_1708638632.xml · nonDerivative · entry 2

Harkel-Rumford Lynne Louise · CIK 0001817095 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,332

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:50 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 37,280 $0.00 $0.00
Disclosure

SEC source: 0001130310-24-000037 · wk-form4_1708638632.xml · nonDerivative · entry 1

Harkel-Rumford Lynne Louise · CIK 0001817095 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,799

F1 · shares: Vesting of performance shares awarded in 2021 under the Issuer's Long-term Incentive Plan (the "Plan").

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:36 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 8,522 $0.00 $0.00
Disclosure

SEC source: 0001130310-24-000021 · wk-form4_1708464988.xml · nonDerivative · entry 1

Harkel-Rumford Lynne Louise · CIK 0001817095 · EVP and Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,519

F1 · shares: Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-Term Incentive Plan (the "Plan") and vesting in three equal installments in February 2025, 2026, and 2027. The above award shall vest (i) if the Reporting Person ("R.P.") continues to be an employee of Issuer from the grant date through the respective vesting date, (ii) in the event of her earlier disability or death, or (iii) if she satisfies various conditions, upon her earlier retirement, except that such retirement vesting will be on a pro rata basis if her retirement occurs in the year of grant. All vesting is conditioned upon achievement of positive operating income for the year preceding the applicable vesting date except in the case of death or disability.

F2 · balance_after: Total includes (i) 6,904 RSUs previously awarded under the Plan and vesting in February 2024, (ii) 6,206 RSUs previously awarded under the Plan and vesting in February 2025, and (iii) 7,896 RSUs previously awarded under the Plan and vesting in February 2026. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date, (b) in the event of her disability or death or (c) on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. However, the vesting of each award is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

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February 21, 2023 Filed Feb 22, 2023 21:34 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 1,024 $29.21 $29,911.04
Disclosure

SEC source: 0001130310-23-000038 · wf-form4_167710160002166.xml · nonDerivative · entry 3

Harkel-Rumford Lynne Louise · CIK 0001817095 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,997

F3 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F4 · balance_after: Total includes (i) 6,904 time-based restricted stock units ("RSUs") previously awarded under the Plan and vesting in February 2024, (ii) 6,206 RSUs previously awarded under the Plan and vesting in February 2025, and (iii) 7,896 RSUs previously awarded under the Plan and vesting in February 2026. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date, (b) in the event of her disability or death or (c) on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. However, the vesting of each award is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

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February 17, 2023 Filed Feb 22, 2023 21:34 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 4,932 $29.21 $144,063.72
Disclosure

SEC source: 0001130310-23-000038 · wf-form4_167710160002166.xml · nonDerivative · entry 2

Harkel-Rumford Lynne Louise · CIK 0001817095 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,021

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 19,608 $0.00 $0.00
Disclosure

SEC source: 0001130310-23-000038 · wf-form4_167710160002166.xml · nonDerivative · entry 1

Harkel-Rumford Lynne Louise · CIK 0001817095 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,953

F1 · shares: Vesting of performance shares awarded in 2020 under the Issuer's Long-term Incentive Plan (the "Plan").

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:38 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 7,896 $0.00 $0.00
Disclosure

SEC source: 0001130310-23-000024 · wf-form4_167666990603337.xml · nonDerivative · entry 1

Harkel-Rumford Lynne Louise · CIK 0001817095 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,345

F1 · shares: Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-Term Incentive Plan (the "Plan") and vesting (i) in February 2026 if the Reporting Person ("R.P.") continues to be an employee of Issuer from the grant date through the vesting date, (ii) in the event of her earlier disability or death, or (iii) on a pro-rata basis upon her earlier retirement unless she satisfies various conditions for full vesting, provided, however, that any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

F2 · balance_after: Total includes (i) 4,202 time-based restricted stock units ("RSUs") previously awarded under the Plan and vesting in February 2023, (ii) 6,904 RSUs previously awarded under the Plan and vesting in February 2024, and (iii) 6,206 RSUs previously awarded under the Plan and vesting in February 2025. The above awards shall vest (a) if the R.P. continues to be an employee of Issuer from grant date through vesting date and (b) in the event of her disability or death. Also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. However, for shares vesting in February 2024 and February 2025, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:23 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 653 $27.20 $17,761.60
Disclosure

SEC source: 0001130310-22-000040 · wf-form4_164573775718204.xml · nonDerivative · entry 2

Harkel-Rumford Lynne Louise · CIK 0001817095 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,449

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 4,202 time-based restricted stock units ("RSUs") previously awarded under the Plan and vesting in February 2023, (ii) 6,904 RSUs previously awarded under the Plan and vesting in February 2024, and (iii) 6,206 RSUs previously awarded under the Plan and vesting in February 2025. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of her disability or death. Also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. However, for shares vesting in February 2024 and February 2025, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:23 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001130310-22-000040 · wf-form4_164573775718204.xml · nonDerivative · entry 1

Harkel-Rumford Lynne Louise · CIK 0001817095 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,102

F1 · shares: Vesting of performance shares awarded in 2019 under the Issuer's Long-term Incentive Plan (the "Plan").

Read SEC document
February 18, 2022 Filed Feb 22, 2022 22:55 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 385 $26.61 $10,244.85
Disclosure

SEC source: 0001130310-22-000033 · wf-form4_164557049593874.xml · nonDerivative · entry 1

Harkel-Rumford Lynne Louise · CIK 0001817095 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,702

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 4,202 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-Term Incentive Plan (the "Plan") and vesting in February 2023, (ii) 6,904 RSUs previously awarded under the Plan and vesting in February 2024, and (iii) 6,206 RSUs previously awarded under the Plan and vesting in February 2025. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of her disability or death. Also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. However, for shares vesting in February 2024 and February 2025, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:18 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 6,206 $0.00 $0.00
Disclosure

SEC source: 0001130310-22-000013 · wf-form4_164513986620502.xml · nonDerivative · entry 1

Harkel-Rumford Lynne Louise · CIK 0001817095 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,087

F1 · shares: Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-Term Incentive Plan (the "Plan") and vesting (i) in February 2025 if the Reporting Person ("R.P.") continues to be an employee of Issuer from the grant date through the vesting date, (ii) in the event of her earlier disability or death, or (iii) on a pro-rata basis upon her earlier retirement unless she satisfies various conditions for full vesting, provided, however, that any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

F2 · balance_after: Total includes (i) 1,297 RSUs previously awarded under the Plan and vesting in February 2022, (ii) 4,202 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 6,904 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of her disability or death. Also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 00:40 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 588 $19.75 $11,613.00
Disclosure

SEC source: 0001209191-21-015450 · doc4.xml · nonDerivative · entry 2

Harkel-Rumford Lynne Louise · CIK 0001817095 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,881

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 1,297 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan")and vesting in February 2022, (ii) 4,202 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 6,904 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of her disability or death. Also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 00:40 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 1,980 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015450 · doc4.xml · nonDerivative · entry 1

Harkel-Rumford Lynne Louise · CIK 0001817095 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,469

F1 · shares: Vesting of performance shares awarded in 2018 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 23:39 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 435 $21.43 $9,322.05
Disclosure

SEC source: 0001209191-21-013402 · doc4.xml · nonDerivative · entry 1

Harkel-Rumford Lynne Louise · CIK 0001817095 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,489

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 1,297 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan")and vesting in February 2022, (ii) 4,202 RSUs previously awarded under the Plan and vesting in February 2023, and (iii) 6,904 RSUs previously awarded under the Plan and vesting in February 2024. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of her disability or death. Also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. However, for shares vesting in February 2024, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 23:06 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 6,904 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012850 · doc4.xml · nonDerivative · entry 1

Harkel-Rumford Lynne Louise · CIK 0001817095 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,924

F1 · shares: Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting (i) in February 2024 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date, (ii) in the event of her earlier disability or death, or (iii) on a pro-rata basis upon her earlier retirement unless she satisfies various conditions for full vesting, provided, however, that any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

F2 · balance_after: Total includes (i) 1,466 RSUs previously awarded under the Plan and vesting in February 2021, (ii) 1,297 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 4,202 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 23:31 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 2,605 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044081 · doc4.xml · nonDerivative · entry 1

Harkel-Rumford Lynne Louise · CIK 0001817095 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,020

F1 · shares: Time-based restricted stock units ("RSUs") vesting (i) in February 2023 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of her earlier disability or death; or (iii) on a pro-rata basis upon her earlier retirement unless she satisfies various conditions for full vesting.

F2 · balance_after: Total includes (i) 1,466 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2021, (ii) 1,297 RSUs previously awarded under the Plan and vesting in February 2022, and (iii) 1,597 RSUs previously awarded under the Plan and vesting in February 2023. The above awards shall vest (i) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.