Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | February 20, 2024 | February 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date February 20, 2024 · Filed February 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,846 |
Ending reported balance
After 2024-02-20 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-02-20 · Exercise / conversion · Acquired 4,342 · Balance 21,361 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Row 2 · 2024-02-20 · Exercise / conversion · Acquired 5,266 · Balance 26,627 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Row 3 · 2024-02-20 · Tax withholding · Disposed 3,781 · Balance 22,846 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,762 |
Reported balance
After 2024-02-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-02-20 · Exercise / conversion · Disposed 4,342 · Balance 7,762 F2: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 24,071 |
Reported balance
After 2024-02-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-02-20 · Exercise / conversion · Disposed 5,266 · Balance 24,071 F3: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 71,174 |
Reported balance
Holding disclosure · report date 2024-02-20 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 71,174 F4: The options vest based on the conditions set forth in their respective agreements. |
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,657.183 |
Reported balance
Holding disclosure · report date 2024-02-20 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 6,657.183 F5: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |
Filing footnotes · ownership attribution and instrument terms
F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4: The options vest based on the conditions set forth in their respective agreements.
F5: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2022 Filed Feb 11, 2022 17:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance-Based Stock Options · Derivative | 21,480 | $0.00 Strike: $37.60 | $0.00 |
DisclosureSEC source: 0001127602-22-004624 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,174 Underlying: Common Stock · 21,480 shares Expires 2025-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the options were exercisable on March 31, 2018. 75% of the options were exercisable on June 30, 2018. F1 · derivative.underlying_shares: The option exercise and stock sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 17:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 21,480 | $72.74 | $1,562,416.54 |
DisclosureSEC source: 0001127602-22-004624 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,816 F1 · shares: The option exercise and stock sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $71.00 to $73.38. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 17:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 21,480 | $37.60 | $807,648.00 |
DisclosureSEC source: 0001127602-22-004624 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercise and stock sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance-Based Stock Options · Derivative | 14,320 | $0.00 Strike: $37.60 | $0.00 |
DisclosureSEC source: 0001127602-21-029678 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,654 Underlying: Common Stock · 14,320 shares Expires 2025-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the options were exercisable on March 31, 2018. 75% of the options were exercisable on June 30, 2018. F1 · derivative.underlying_shares: The option exercise and stock sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 14,320 | $70.01 | $1,002,471.60 |
DisclosureSEC source: 0001127602-21-029678 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,816 F1 · shares: The option exercise and stock sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 16:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 14,320 | $37.60 | $538,432.00 |
DisclosureSEC source: 0001127602-21-029678 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option exercise and stock sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 3,000 | $65.60 | $196,794.30 |
DisclosureSEC source: 0001127602-21-023255 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,816 F1 · price: This transaction was executed in multiple trades at prices ranging from $65.13 to $66.42. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 16:45 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 3,000 | $64.01 | $192,027.30 |
DisclosureSEC source: 0001127602-21-020196 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,816 F1 · price: This transaction was executed in multiple trades at prices ranging from $64.00 to $64.04. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 16:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 3,000 | $64.70 | $194,092.50 |
DisclosureSEC source: 0001127602-21-019621 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,816 F1 · price: This transaction was executed in multiple trades at prices ranging from $64.52 to $65.18. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 16:13 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 3,000 | $65.25 | $195,740.70 |
DisclosureSEC source: 0001127602-21-018962 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,816 F1 · price: This transaction was executed in multiple trades at prices ranging from $65.02 to $65.80. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| May 26, 2021 Filed May 27, 2021 16:13 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 3,000 | $64.87 | $194,595.60 |
DisclosureSEC source: 0001127602-21-018172 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,816 F1 · price: This transaction was executed in multiple trades at prices ranging from $64.44 to $65.10. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| May 19, 2021 Filed May 20, 2021 16:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 3,000 | $65.65 | $196,952.10 |
DisclosureSEC source: 0001127602-21-017557 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,816 F1 · balance_after: This transaction was executed in multiple trades at prices ranging from $65.19 to $66.07. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| May 12, 2021 Filed May 13, 2021 16:13 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 3,000 | $66.48 | $199,442.70 |
DisclosureSEC source: 0001127602-21-016557 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,816 F1 · price: This transaction was executed in multiple trades at prices ranging from $65.76 to $67.55. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 6,179 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-21-007565 · form4.xml · derivative · entry 4 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,104 Underlying: Common Stock · 9,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 4,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007565 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,682 Underlying: Common Stock · 4,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 5,104 | $59.26 | $302,463.04 |
DisclosureSEC source: 0001127602-21-007565 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,816 Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 13,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007565 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 4,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006977 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,869 Underlying: Common Stock · 4,771 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 6,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006977 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,283 Underlying: Common Stock · 6,196 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. F2 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 7,352 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-20-007686 · form4.xml · derivative · entry 4 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,087 Underlying: Common Stock · 11,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 4,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007686 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,098 Underlying: Common Stock · 4,764 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 3,911 | $63.19 | $247,136.09 |
DisclosureSEC source: 0001127602-20-007686 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,465 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 15,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007686 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 4,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007229 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,862 Underlying: Common Stock · 4,067 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 5,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007229 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,439 Underlying: Common Stock · 5,371 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. F2 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 17:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 8,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032556 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,795 Underlying: Common Stock · 8,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 17:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 3,300 | $57.34 | $189,222.00 |
DisclosureSEC source: 0001127602-19-032556 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,584 Read SEC document |
| November 10, 2019 Filed Nov 12, 2019 17:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 8,384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-032556 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 17:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 26,138 | $52.00 | $1,359,176.00 |
DisclosureSEC source: 0001127602-19-015010 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2018. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:45 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 6,602 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001127602-19-010866 · form4.xml · derivative · entry 4 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,068 Underlying: Common Stock · 8,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:45 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-010866 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,179 Underlying: Common Stock · 2,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:45 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 4,250 | $49.10 | $208,675.00 |
DisclosureSEC source: 0001127602-19-010866 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,638 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:45 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 11,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010866 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:51 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008472 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,869 Underlying: Common Stock · 1,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:51 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 645 | $49.95 | $32,217.75 |
DisclosureSEC source: 0001127602-19-008472 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,418 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:51 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,932 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008472 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance-Based Stock Options · Derivative | 71,174 | $0.00 Strike: $50.03 | $0.00 |
DisclosureSEC source: 0001127602-19-008239 · form4.xml · derivative · entry 6 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,974 Underlying: Common Stock · 71,174 shares Expires 2029-02-21 F6 · derivative.exercise_date: The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition. F7 · derivative.expiration_date: To the extent that the relevant vesting condition discussed in footnote (6) has not been met by December 31, 2020, any unvested options will be forfeited. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 4,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008239 · form4.xml · derivative · entry 5 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,670 Underlying: Common Stock · 4,537 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 3,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008239 · form4.xml · derivative · entry 4 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,801 Underlying: Common Stock · 3,597 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008239 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,204 Underlying: Common Stock · 1,633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 640 | $50.03 | $32,019.20 |
DisclosureSEC source: 0001127602-19-008239 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,131 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008239 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 17:51 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 4.983 | $40.14 | $200.02 |
DisclosureSEC source: 0001127602-19-000389 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,053.546 Underlying: Common Stock · 4.983 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 1.781 shares. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 17:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 4.845 | $41.28 | $200.00 |
DisclosureSEC source: 0001127602-18-036639 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,046.782 Underlying: Common Stock · 4.845 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 16:44 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 4.449 | $44.95 | $199.98 |
DisclosureSEC source: 0001127602-18-035149 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,041.937 Underlying: Common Stock · 4.449 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 19:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.702 | $45.36 | $304.00 |
DisclosureSEC source: 0001127602-18-033511 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,037.488 Underlying: Common Stock · 6.702 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 17:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.14 | $43.76 | $399.97 |
DisclosureSEC source: 0001127602-18-031646 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,030.786 Underlying: Common Stock · 9.14 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 16:30 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.48 | $47.17 | $400.00 |
DisclosureSEC source: 0001127602-18-030516 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,021.646 Underlying: Common Stock · 8.48 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 17:43 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.054 | $49.67 | $400.04 |
DisclosureSEC source: 0001127602-18-028834 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,013.166 Underlying: Common Stock · 8.054 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 1.416 shares. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 16:33 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.098 | $49.39 | $399.96 |
DisclosureSEC source: 0001127602-18-027779 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,003.696 Underlying: Common Stock · 8.098 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.