Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | February 20, 2024 | February 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date February 20, 2024 · Filed February 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,846 |
Ending reported balance
After 2024-02-20 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-02-20 · Exercise / conversion · Acquired 4,342 · Balance 21,361 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Row 2 · 2024-02-20 · Exercise / conversion · Acquired 5,266 · Balance 26,627 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Row 3 · 2024-02-20 · Tax withholding · Disposed 3,781 · Balance 22,846 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,762 |
Reported balance
After 2024-02-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-02-20 · Exercise / conversion · Disposed 4,342 · Balance 7,762 F2: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 24,071 |
Reported balance
After 2024-02-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-02-20 · Exercise / conversion · Disposed 5,266 · Balance 24,071 F3: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 71,174 |
Reported balance
Holding disclosure · report date 2024-02-20 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 71,174 F4: The options vest based on the conditions set forth in their respective agreements. |
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,657.183 |
Reported balance
Holding disclosure · report date 2024-02-20 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 6,657.183 F5: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |
Filing footnotes · ownership attribution and instrument terms
F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4: The options vest based on the conditions set forth in their respective agreements.
F5: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2024 Filed Feb 22, 2024 16:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 5,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006271 · form4.xml · derivative · entry 5 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,071 Underlying: Common Stock · 5,266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 4,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006271 · form4.xml · derivative · entry 4 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,762 Underlying: Common Stock · 4,342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 3,781 | $70.14 | $265,199.34 |
DisclosureSEC source: 0001127602-24-006271 · form4.xml · nonDerivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,846 Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 5,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006271 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 4,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006271 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 16:07 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.168 | $72.96 | $450.02 |
DisclosureSEC source: 0001127602-24-000105 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,657.183 Underlying: Common Stock · 6.168 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 36.085 shares. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 16:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.076 | $74.07 | $450.05 |
DisclosureSEC source: 0001127602-23-029808 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,614.93 Underlying: Common Stock · 6.076 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 16:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.292 | $71.51 | $449.94 |
DisclosureSEC source: 0001127602-23-028586 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,608.854 Underlying: Common Stock · 6.292 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 16:12 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.314 | $71.26 | $449.94 |
DisclosureSEC source: 0001127602-23-027581 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,602.562 Underlying: Common Stock · 6.314 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 31, 2023 Filed Nov 1, 2023 16:15 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.74 | $66.77 | $450.03 |
DisclosureSEC source: 0001127602-23-026470 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,596.248 Underlying: Common Stock · 6.74 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 13, 2023 Filed Oct 16, 2023 16:09 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.82 | $65.99 | $450.05 |
DisclosureSEC source: 0001127602-23-025889 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,589.508 Underlying: Common Stock · 6.82 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 16:15 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.772 | $66.45 | $450.00 |
DisclosureSEC source: 0001127602-23-024989 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,582.688 Underlying: Common Stock · 6.772 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 39.530 shares. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 16:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.476 | $69.48 | $449.95 |
DisclosureSEC source: 0001127602-23-024427 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,536.386 Underlying: Common Stock · 6.476 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 16:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.458 | $69.68 | $449.99 |
DisclosureSEC source: 0001127602-23-023682 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,529.91 Underlying: Common Stock · 6.458 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 16:10 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.285 | $71.60 | $450.01 |
DisclosureSEC source: 0001127602-23-022713 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,523.452 Underlying: Common Stock · 6.285 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 16:13 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.06 | $74.26 | $450.02 |
DisclosureSEC source: 0001127602-23-021650 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,517.167 Underlying: Common Stock · 6.06 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 14, 2023 Filed Jul 17, 2023 16:15 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.134 | $73.36 | $449.99 |
DisclosureSEC source: 0001127602-23-020811 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,511.107 Underlying: Common Stock · 6.134 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 16:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020403 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,104 Underlying: Common Stock · 1,679 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 16:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-020403 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 16:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.276 | $71.71 | $450.05 |
DisclosureSEC source: 0001127602-23-020403 · form4.xml · derivative · entry 6 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,504.973 Underlying: Common Stock · 6.276 shares Expires not disclosed F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 28, 2023 Filed Jul 6, 2023 16:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 21.003 | $70.26 | $1,475.67 |
DisclosureSEC source: 0001127602-23-020403 · form4.xml · derivative · entry 5 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,498.697 Underlying: Common Stock · 21.003 shares Expires not disclosed F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 15, 2023 Filed Jul 6, 2023 16:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.224 | $72.30 | $450.00 |
DisclosureSEC source: 0001127602-23-020403 · form4.xml · derivative · entry 7 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,477.694 Underlying: Common Stock · 6.224 shares Expires not disclosed F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 06, 2023 Filed Jul 6, 2023 16:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | OtherDeferred Savings Plan Issuer Stock Units · Derivative | 906.889 | $71.52 | $64,860.70 |
DisclosureSEC source: 0001127602-23-020403 · form4.xml · derivative · entry 8 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,471.47 Underlying: Common Stock · 906.889 shares Expires not disclosed F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F6 · shares: The reporting person reallocated investments in their investment portfolio. F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 4,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · derivative · entry 17 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,337 Underlying: Common Stock · 4,898 shares Expires not disclosed F7 · derivative.exercise_price: The stock units will vest based on their respective award agreements. F8 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above. F8 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · derivative · entry 16 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,783 Underlying: Common Stock · 150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026. F2 · shares: FICA tax withholding on the grant of restricted stock units. F7 · derivative.exercise_date: The stock units will vest based on their respective award agreements. F7 · derivative.expiration_date: The stock units will vest based on their respective award agreements. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 4,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · derivative · entry 15 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,933 Underlying: Common Stock · 4,009 shares Expires not disclosed F5 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F6 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026. F6 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · derivative · entry 14 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,924 Underlying: Common Stock · 1,398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 150 | $73.34 | $11,001.00 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 10 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,340 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 150 | $73.34 | $11,001.00 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 9 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 518 | $73.34 | $37,990.12 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 8 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,340 Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 7 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · derivative · entry 13 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,322 Underlying: Common Stock · 1,590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 626 | $74.44 | $46,599.44 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 6 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,460 Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 5 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · derivative · entry 12 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,912 Underlying: Common Stock · 1,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 20, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · derivative · entry 11 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,439 Underlying: Common Stock · 4,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 20, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 590 | $74.44 | $43,919.60 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 4 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,496 Read SEC document |
| February 20, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,848 | $74.44 | $137,565.12 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,730 Read SEC document |
| February 20, 2023 Filed Feb 23, 2023 19:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 18:15 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 10,000 | $68.00 | $680,000.00 |
DisclosureSEC source: 0001127602-22-025153 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,878 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 17:47 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 5,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019210 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,268 Underlying: Common Stock · 5,037 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on July 1, 2023, 1/3 on July 1, 2024 and 1/3 on July 1, 2025. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 17:47 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 11,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-019210 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,139 Underlying: Common Stock · 11,754 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date. F2 · derivative.expiration_date: The performance stock units (PSUs) use the Company's stock price as vesting hurdles over a three-year period ending June 30, 2025. There are six vesting hurdles ranging from $69.10 to $119.10, in $10 increments, with each hurdle providing for vesting of an amount of common shares equal to 25% of the PSUs granted, for a maximum number of shares delivered equal to 150% of the amount of PSUs granted. Consequently, the PSUs granted could result in delivery of a maximum of 17,631 shares of common stock. A hurdle is met when the Company's 30-day volume-weighted average stock price is equal to or greater than the hurdle amount, provided that no vesting may occur before July 1, 2023. Upon vesting, the recipient receives delivery of the relevant amount of shares only after the expiration of a one-year holding period from the vesting date, and will not receive any such shares if the recipient voluntarily terminates employment or is terminated for cause on or before such delivery date. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 4,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006682 · form4.xml · derivative · entry 6 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,231 Underlying: Common Stock · 4,694 shares Expires not disclosed F5 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F7 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. F7 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2023, 1/3 on February 20, 2024 and 1/3 on February 18, 2025. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 5,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006682 · form4.xml · derivative · entry 5 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,037 Underlying: Common Stock · 5,470 shares Expires not disclosed F5 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F6 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. F6 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2025) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 4,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006682 · form4.xml · derivative · entry 4 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,537 Underlying: Common Stock · 4,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 4,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006682 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,567 Underlying: Common Stock · 5,852 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F2 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F2 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.underlying_shares: Awarded at 129% of target. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 3,935 | $68.32 | $268,839.20 |
DisclosureSEC source: 0001127602-22-006682 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,878 Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 20:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 9,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006682 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2022 Filed Mar 2, 2022 17:25 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 5,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007799 · form4a.xml · derivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,385 Underlying: Common Stock · 5,818 shares Expires not disclosed F1 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F1 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F1 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors. F2 · derivative.underlying_shares: The reporting person's original Form 4 filed on February 24, 2022 inadvertently understated the amount of performance stock units awarded to the reporting person on the transaction date by 348 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.