Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | February 20, 2024 | February 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date February 20, 2024 · Filed February 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,846 |
Ending reported balance
After 2024-02-20 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-02-20 · Exercise / conversion · Acquired 4,342 · Balance 21,361 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Row 2 · 2024-02-20 · Exercise / conversion · Acquired 5,266 · Balance 26,627 F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Row 3 · 2024-02-20 · Tax withholding · Disposed 3,781 · Balance 22,846 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,762 |
Reported balance
After 2024-02-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-02-20 · Exercise / conversion · Disposed 4,342 · Balance 7,762 F2: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 24,071 |
Reported balance
After 2024-02-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-02-20 · Exercise / conversion · Disposed 5,266 · Balance 24,071 F3: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 71,174 |
Reported balance
Holding disclosure · report date 2024-02-20 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 71,174 F4: The options vest based on the conditions set forth in their respective agreements. |
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,657.183 |
Reported balance
Holding disclosure · report date 2024-02-20 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 6,657.183 F5: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |
Filing footnotes · ownership attribution and instrument terms
F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4: The options vest based on the conditions set forth in their respective agreements.
F5: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2018 Filed Sep 4, 2018 21:22 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.988 | $50.07 | $399.96 |
DisclosureSEC source: 0001127602-18-026711 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,995.598 Underlying: Common Stock · 7.988 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 17:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.204 | $48.76 | $400.03 |
DisclosureSEC source: 0001127602-18-025703 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,987.61 Underlying: Common Stock · 8.204 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 17:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.918 | $50.52 | $400.02 |
DisclosureSEC source: 0001127602-18-024483 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,979.406 Underlying: Common Stock · 7.918 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 17:13 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.438 | $47.40 | $399.96 |
DisclosureSEC source: 0001127602-18-023436 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,971.488 Underlying: Common Stock · 8.438 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 16:51 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.51 | $47.00 | $399.97 |
DisclosureSEC source: 0001127602-18-022295 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,963.05 Underlying: Common Stock · 8.51 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 1.471 shares. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 16:45 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.794 | $51.32 | $399.99 |
DisclosureSEC source: 0001127602-18-021200 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,953.069 Underlying: Common Stock · 7.794 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 17:26 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.702 | $51.94 | $400.04 |
DisclosureSEC source: 0001127602-18-019557 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,945.275 Underlying: Common Stock · 7.702 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 15, 2018 Filed May 17, 2018 16:44 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.52 | $53.19 | $399.99 |
DisclosureSEC source: 0001127602-18-017912 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,937.573 Underlying: Common Stock · 7.52 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 30, 2018 Filed May 1, 2018 17:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.64 | $52.35 | $399.95 |
DisclosureSEC source: 0001127602-18-015766 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,930.053 Underlying: Common Stock · 7.64 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 18:38 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.816 | $51.18 | $400.02 |
DisclosureSEC source: 0001127602-18-014683 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,922.413 Underlying: Common Stock · 7.816 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 17:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.92 | $50.50 | $399.96 |
DisclosureSEC source: 0001127602-18-013356 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,914.597 Underlying: Common Stock · 7.92 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 7.394 | $54.10 | $400.02 |
DisclosureSEC source: 0001127602-18-012072 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,905.325 Underlying: Common Stock · 7.394 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 20:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 5,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010832 · form4.xml · derivative · entry 8 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,837 Underlying: Common Stock · 5,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 20:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,602 | $51.69 | $82,807.38 |
DisclosureSEC source: 0001127602-18-010832 · form4.xml · nonDerivative · entry 4 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,138 Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 20:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 5,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010832 · form4.xml · nonDerivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 20:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 131.638 | $52.03 | $6,849.13 |
DisclosureSEC source: 0001127602-18-010832 · form4.xml · derivative · entry 7 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,897.931 Underlying: Common Stock · 131.638 shares Expires not disclosed F5 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F5 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F5 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 20:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 1,503 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001127602-18-010832 · form4.xml · derivative · entry 6 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,133 Underlying: Common Stock · 1,968 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 20:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010832 · form4.xml · derivative · entry 5 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,534 Underlying: Common Stock · 1,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 20:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 928 | $52.03 | $48,283.84 |
DisclosureSEC source: 0001127602-18-010832 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,043 Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 20:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010832 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 21:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008240 · form4.xml · derivative · entry 5 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,371 Underlying: Common Stock · 1,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 21:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 545 | $50.71 | $27,636.95 |
DisclosureSEC source: 0001127602-18-008240 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,166 Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 21:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,932 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-008240 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 5,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008240 · form4.xml · derivative · entry 4 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,141 Underlying: Common Stock · 5,684 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 4,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008240 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,303 Underlying: Common Stock · 4,899 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. Read SEC document |
| February 21, 2018 Filed Mar 2, 2018 17:24 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 6,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009748 · form4a.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,636 Underlying: Common Stock · 6,179 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 16:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.086 | $49.47 | $400.01 |
DisclosureSEC source: 0001127602-18-000160 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,766.293 Underlying: Common Stock · 8.086 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 1.346 shares. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 16:43 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 8.778 | $45.57 | $400.01 |
DisclosureSEC source: 0001127602-17-035151 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,756.861 Underlying: Common Stock · 8.778 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:37 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.05 | $44.20 | $400.01 |
DisclosureSEC source: 0001127602-17-033682 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,748.083 Underlying: Common Stock · 9.05 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 16:37 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.658 | $41.42 | $400.03 |
DisclosureSEC source: 0001127602-17-032420 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,739.033 Underlying: Common Stock · 9.658 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 16:32 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 9.96 | $40.16 | $399.99 |
DisclosureSEC source: 0001127602-17-030774 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,729.375 Underlying: Common Stock · 9.96 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 13, 2017 Filed Oct 17, 2017 16:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.04 | $39.84 | $399.99 |
DisclosureSEC source: 0001127602-17-029949 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,719.415 Underlying: Common Stock · 10.04 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 17:31 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.028 | $39.89 | $400.02 |
DisclosureSEC source: 0001127602-17-028686 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,709.375 Underlying: Common Stock · 10.028 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 1.682 shares. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 17:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 10.548 | $37.92 | $399.98 |
DisclosureSEC source: 0001127602-17-027636 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,697.665 Underlying: Common Stock · 10.548 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:23 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.438 | $38.23 | $246.12 |
DisclosureSEC source: 0001127602-17-026838 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,687.117 Underlying: Common Stock · 6.438 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 06:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 3,161 | $41.53 | $131,260.53 |
DisclosureSEC source: 0001127602-17-010978 · form4.xml · nonDerivative · entry 5 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,779 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 06:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 1,503 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001127602-17-010978 · form4.xml · derivative · entry 8 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,457 Underlying: Common Stock · 1,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 06:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 5,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010978 · form4.xml · derivative · entry 7 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,404 Underlying: Common Stock · 5,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 06:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010978 · form4.xml · derivative · entry 6 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,101 Underlying: Common Stock · 1,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 06:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 1,245 | $41.01 | $51,062.43 |
DisclosureSEC source: 0001127602-17-010978 · form4.xml · nonDerivative · entry 4 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,940 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 06:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,559 | $41.09 | $64,059.31 |
DisclosureSEC source: 0001127602-17-010978 · form4.xml · nonDerivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,185 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 06:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 940 | $41.35 | $38,869.00 |
DisclosureSEC source: 0001127602-17-010978 · form4.xml · nonDerivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,744 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 06:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 9,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010978 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying stock units that were awarded as compensation. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 06:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 1,609.256 | $41.35 | $66,542.74 |
DisclosureSEC source: 0001127602-17-010976 · form4.xml · derivative · entry 9 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,677.528 Underlying: Common Stock · 1,609.256 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 19:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 7,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008356 · form4.xml · derivative · entry 3 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,960 Underlying: Common Stock · 7,352 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 19:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 5,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008356 · form4.xml · derivative · entry 2 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,938 Underlying: Common Stock · 5,796 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 16:41 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 2,358 | $42.52 | $100,267.11 |
DisclosureSEC source: 0001127602-17-006325 · form4.xml · nonDerivative · entry 1 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,557 F1 · price: This transaction was executed in multiple trades at prices ranging from $42.521 to $42.525. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| December 30, 2016 Filed Mar 9, 2017 06:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.384 | $39.22 | $250.38 |
DisclosureSEC source: 0001127602-17-010976 · form4.xml · derivative · entry 8 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,068.272 Underlying: Common Stock · 6.384 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| December 15, 2016 Filed Mar 9, 2017 06:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 4.962 | $40.30 | $199.97 |
DisclosureSEC source: 0001127602-17-010976 · form4.xml · derivative · entry 7 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,061.888 Underlying: Common Stock · 4.962 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 30, 2016 Filed Mar 9, 2017 06:14 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.146 | $38.87 | $200.03 |
DisclosureSEC source: 0001127602-17-010976 · form4.xml · derivative · entry 6 Ferrara Nancy · CIK 0001685164 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,056.926 Underlying: Common Stock · 5.146 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.