Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | Director · See Remarks | February 21, 2024 | February 23, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date February 21, 2024 · Filed February 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,965 |
Ending reported balance
After 2024-02-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-02-21 · Exercise / conversion · Acquired 1,871 · Balance 83,836 F1: FICA tax withholding on the grant of restricted stock units. Row 2 · 2024-02-21 · Tax withholding · Disposed 1,871 · Balance 81,965 F1: FICA tax withholding on the grant of restricted stock units. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 249,856 |
Reported balance
After 2024-02-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-02-21 · Grant · Acquired 62,380 · Balance 249,856 F3: The stock units will vest based on their respective award agreements. F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 113,348 |
Reported balance
After 2024-02-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-02-21 · Grant · Acquired 50,143 · Balance 113,348 F3: The stock units will vest based on their respective award agreements. F5: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 111,477 |
Reported balance
After 2024-02-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-02-21 · Exercise / conversion · Disposed 1,871 · Balance 111,477 F3: The stock units will vest based on their respective award agreements. F6: The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 6,930.3705 |
Reported balance
Holding disclosure · report date 2024-02-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,930.3705 F2: Includes automatic semi-monthly contributions to the reporting person's 401(k). |
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,101.577 |
Reported balance
Holding disclosure · report date 2024-02-21 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 8,101.577 F7: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 158,900 |
Reported balance
Holding disclosure · report date 2024-02-21 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 158,900 F8: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: FICA tax withholding on the grant of restricted stock units.
F2: Includes automatic semi-monthly contributions to the reporting person's 401(k).
F3: The stock units will vest based on their respective award agreements.
F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.
F5: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.
F6: The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
F7: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F8: The options vest based on the conditions set forth in their respective agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2018 Filed Mar 2, 2018 22:02 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 75,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009721 · form4a.xml · derivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,083 Underlying: Common Stock · 75,834 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:37 UTC | Voya Financial, Inc. VOYA · Entity 3571 | PurchaseCommon Stock | 8,475 | $35.29 | $299,065.80 |
DisclosureSEC source: 0001127602-17-020683 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,221 F1 · kind: The reporting person's purchase of shares reported herein is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended. The reporting person has voluntarily disgorged to the Company the Section 16 profit realized in connection with the transaction. F2 · price: This transaction was executed in multiple trades at prices ranging from $35.27 to $35.29. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| March 28, 2017 Filed Mar 28, 2017 22:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 8,559 | $37.29 | $319,156.55 |
DisclosureSEC source: 0001127602-17-013085 · form4.xml · nonDerivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,746 F2 · shares: The shares being sold are vested equity awards granted in 2013 with respect to the 2012 performance year. F3 · price: This transaction was executed in multiple trades at prices ranging from $37.2873 to $37.3050. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a securityholder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 22:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 19,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013085 · form4.xml · derivative · entry 5 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,514 Underlying: Common Stock · 19,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 22:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 10,816 | $36.98 | $399,975.68 |
DisclosureSEC source: 0001127602-17-013085 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,305 Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 22:05 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 19,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-013085 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 02:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 2,529 | $41.56 | $105,103.72 |
DisclosureSEC source: 0001127602-17-010961 · form4.xml · nonDerivative · entry 5 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,746 F3 · shares: The shares being sold are vested equity awards representing annual incentive payments made with respect to the 2013 performance year, which were mandatorily deferred pursuant to European executive compensation regulations. F4 · price: This transaction was executed in multiple trades at prices ranging from $41.5400 to $41.6150. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 64,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010961 · form4.xml · derivative · entry 9 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,889 Underlying: Common Stock · 64,468 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 35,988 | $41.09 | $1,478,746.92 |
DisclosureSEC source: 0001127602-17-010961 · form4.xml · nonDerivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,275 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 64,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010961 · form4.xml · nonDerivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 26,534 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001127602-17-010961 · form4.xml · derivative · entry 8 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,249 Underlying: Common Stock · 28,126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F6 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F6 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 21,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010961 · form4.xml · derivative · entry 7 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,357 Underlying: Common Stock · 21,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 27,820 | $41.35 | $1,150,357.00 |
DisclosureSEC source: 0001127602-17-010961 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,795 Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 49,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010961 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 88,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008290 · form4.xml · derivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,783 Underlying: Common Stock · 88,435 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 69,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008290 · form4.xml · derivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,067 Underlying: Common Stock · 69,713 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 22:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 12.749 | $39.22 | $500.02 |
DisclosureSEC source: 0001127602-17-000317 · form4.xml · derivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,620.56 Underlying: Common Stock · 12.749 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 22:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | OtherDeferred Savings Plan Issuer Stock Units · Derivative | 1.928 | $39.39 | $75.94 |
DisclosureSEC source: 0001127602-17-000317 · form4.xml · derivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,607.811 Underlying: Common Stock · 1.928 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · shares: Dividend payment F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| December 15, 2016 Filed Dec 20, 2016 00:31 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 12.407 | $40.30 | $500.00 |
DisclosureSEC source: 0001127602-16-070493 · form4.xml · derivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,605.883 Underlying: Common Stock · 12.407 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 12.863 | $38.87 | $499.98 |
DisclosureSEC source: 0001127602-16-069017 · form4.xml · derivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,593.476 Underlying: Common Stock · 12.863 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:22 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 13.277 | $37.66 | $500.01 |
DisclosureSEC source: 0001127602-16-067581 · form4.xml · derivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,580.613 Underlying: Common Stock · 13.277 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 20:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 16.367 | $30.55 | $500.01 |
DisclosureSEC source: 0001127602-16-065869 · form4.xml · derivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,567.336 Underlying: Common Stock · 16.367 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 20:55 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 16.518 | $30.27 | $500.00 |
DisclosureSEC source: 0001127602-16-064930 · form4.xml · derivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,550.969 Underlying: Common Stock · 16.518 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:13 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 19.998 | $28.82 | $576.34 |
DisclosureSEC source: 0001127602-16-063995 · form4.xml · derivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,534.451 Underlying: Common Stock · 19.998 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 21:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 16.978 | $29.45 | $500.00 |
DisclosureSEC source: 0001127602-16-062824 · form4.xml · derivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,514.453 Underlying: Common Stock · 16.978 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.