Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | Director · See Remarks | February 21, 2024 | February 23, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date February 21, 2024 · Filed February 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,965 |
Ending reported balance
After 2024-02-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-02-21 · Exercise / conversion · Acquired 1,871 · Balance 83,836 F1: FICA tax withholding on the grant of restricted stock units. Row 2 · 2024-02-21 · Tax withholding · Disposed 1,871 · Balance 81,965 F1: FICA tax withholding on the grant of restricted stock units. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 249,856 |
Reported balance
After 2024-02-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-02-21 · Grant · Acquired 62,380 · Balance 249,856 F3: The stock units will vest based on their respective award agreements. F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 113,348 |
Reported balance
After 2024-02-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-02-21 · Grant · Acquired 50,143 · Balance 113,348 F3: The stock units will vest based on their respective award agreements. F5: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 111,477 |
Reported balance
After 2024-02-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-02-21 · Exercise / conversion · Disposed 1,871 · Balance 111,477 F3: The stock units will vest based on their respective award agreements. F6: The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 6,930.3705 |
Reported balance
Holding disclosure · report date 2024-02-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,930.3705 F2: Includes automatic semi-monthly contributions to the reporting person's 401(k). |
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,101.577 |
Reported balance
Holding disclosure · report date 2024-02-21 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 8,101.577 F7: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 158,900 |
Reported balance
Holding disclosure · report date 2024-02-21 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 158,900 F8: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: FICA tax withholding on the grant of restricted stock units.
F2: Includes automatic semi-monthly contributions to the reporting person's 401(k).
F3: The stock units will vest based on their respective award agreements.
F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.
F5: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.
F6: The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
F7: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F8: The options vest based on the conditions set forth in their respective agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2021 Filed Feb 24, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 75,834 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-21-007556 · form4.xml · derivative · entry 5 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,278 Underlying: Common Stock · 113,751 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 62,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007556 · form4.xml · derivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,679 Underlying: Common Stock · 62,379 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 68,314 | $59.26 | $4,048,287.64 |
DisclosureSEC source: 0001127602-21-007556 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,093 Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 176,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007556 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006971 · form4.xml · derivative · entry 6 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,058 Underlying: Common Stock · 2,458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · shares: FICA tax withholding on the grant of restricted stock units. F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 81,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006971 · form4.xml · derivative · entry 5 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,516 Underlying: Common Stock · 81,904 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024. F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 106,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006971 · form4.xml · derivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,112 Underlying: Common Stock · 106,365 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 2,458 | $56.59 | $139,098.22 |
DisclosureSEC source: 0001127602-21-006971 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,277 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 16:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 2,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006971 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 16:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 84,180 | $55.00 | $4,629,900.00 |
DisclosureSEC source: 0001127602-20-029122 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,277 F1 · kind: As previously disclosed on the Company's Form 8-K dated September 24, 2019, the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 3, 2019. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 16:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 2,651 | $61.59 | $163,275.36 |
DisclosureSEC source: 0001127602-20-007629 · form4.xml · nonDerivative · entry 5 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,457 F2 · kind: As previously disclosed on the Company's Form 8-K dated September 24, 2019, the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 3, 2019. F5 · price: This transaction was executed in multiple trades at prices ranging from $61.1900 to $61.9200. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 16:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 4,575 | $60.52 | $276,878.54 |
DisclosureSEC source: 0001127602-20-007629 · form4.xml · nonDerivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,108 F2 · kind: As previously disclosed on the Company's Form 8-K dated September 24, 2019, the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 3, 2019. F4 · price: This transaction was executed in multiple trades at prices ranging from $60.1400 to $61.1000. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 16:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 13,019 | $59.63 | $776,319.06 |
DisclosureSEC source: 0001127602-20-007629 · form4.xml · nonDerivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,683 F2 · kind: As previously disclosed on the Company's Form 8-K dated September 24, 2019, the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 3, 2019. F3 · price: This transaction was executed in multiple trades at prices ranging from $59.1300 to $60.1150. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 88,435 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001127602-20-007629 · form4.xml · derivative · entry 8 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,747 Underlying: Common Stock · 132,652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F7 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F7 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 65,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007629 · form4.xml · derivative · entry 7 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,612 Underlying: Common Stock · 65,721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 105,044 | $63.19 | $6,637,730.36 |
DisclosureSEC source: 0001127602-20-007629 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,702 Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:28 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 198,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007629 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007251 · form4.xml · derivative · entry 6 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,333 Underlying: Common Stock · 2,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · shares: FICA tax withholding on the grant of restricted stock units. F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 62,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007251 · form4.xml · derivative · entry 5 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,317 Underlying: Common Stock · 62,668 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2021, 1/3 on February 20, 2022 and 1/3 on February 20, 2023. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 82,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007251 · form4.xml · derivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,182 Underlying: Common Stock · 82,761 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2023) can range from 0% to 150% of the number presented above. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 2,984 | $63.62 | $189,842.08 |
DisclosureSEC source: 0001127602-20-007251 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,373 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 2,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007251 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 18:55 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 129,684 | $57.86 | $7,503,347.65 |
DisclosureSEC source: 0001127602-19-032375 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,373 F1 · kind: As previously disclosed on the Company's Form 8-K dated September 24, 2019, the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 3, 2019. F2 · price: This transaction was executed in multiple trades at prices ranging from $57.23 to $58.115. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 112,280 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001127602-19-010864 · form4.xml · derivative · entry 5 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,421 Underlying: Common Stock · 149,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 30,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-010864 · form4.xml · derivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,649 Underlying: Common Stock · 30,622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 95,774 | $49.10 | $4,702,503.40 |
DisclosureSEC source: 0001127602-19-010864 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,057 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:42 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 179,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010864 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 23,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008470 · form4.xml · derivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,271 Underlying: Common Stock · 23,238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 12,368 | $49.95 | $617,781.60 |
DisclosureSEC source: 0001127602-19-008470 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,877 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 23,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008470 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 89,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008221 · form4.xml · derivative · entry 9 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,701 Underlying: Common Stock · 89,152 shares Expires not disclosed F4 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F6 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. F6 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008221 · form4.xml · derivative · entry 8 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,509 Underlying: Common Stock · 3,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · shares: FICA tax withholding on the grant of restricted stock units. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 70,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008221 · form4.xml · derivative · entry 7 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,878 Underlying: Common Stock · 70,697 shares Expires not disclosed F4 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 20,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008221 · form4.xml · derivative · entry 6 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,181 Underlying: Common Stock · 20,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 3,369 | $50.03 | $168,551.07 |
DisclosureSEC source: 0001127602-19-008221 · form4.xml · nonDerivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,007 F2 · shares: FICA tax withholding on the grant of restricted stock units. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008221 · form4.xml · nonDerivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: FICA tax withholding on the grant of restricted stock units. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 10,666 | $50.03 | $533,619.98 |
DisclosureSEC source: 0001127602-19-008221 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,007 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 20,041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008221 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 64,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010822 · form4.xml · derivative · entry 8 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,222 Underlying: Common Stock · 64,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 34,312 | $51.69 | $1,773,587.28 |
DisclosureSEC source: 0001127602-18-010822 · form4.xml · nonDerivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,632 Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 64,469 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010822 · form4.xml · nonDerivative · entry 3 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 26,534 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001127602-18-010822 · form4.xml · derivative · entry 7 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,549 Underlying: Common Stock · 34,759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 21,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010822 · form4.xml · derivative · entry 6 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,691 Underlying: Common Stock · 21,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 30,055 | $52.03 | $1,563,761.65 |
DisclosureSEC source: 0001127602-18-010822 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,475 Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:06 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 56,469 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010822 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 01:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 23,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008225 · form4.xml · derivative · entry 6 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,401 Underlying: Common Stock · 23,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 01:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 9,397 | $50.71 | $476,521.87 |
DisclosureSEC source: 0001127602-18-008225 · form4.xml · nonDerivative · entry 2 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,061 Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 01:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 23,237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-008225 · form4.xml · nonDerivative · entry 1 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 69,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008225 · form4.xml · derivative · entry 5 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,013 Underlying: Common Stock · 69,764 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 01:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 60,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008225 · form4.xml · derivative · entry 4 MARTIN RODNEY O JR · CIK 0001236604 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,638 Underlying: Common Stock · 60,124 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.