Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MKS INCMKSI · Entity 110 | EVP, CFO & Treasurer | February 22, 2024 | February 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MKS INC
Report date February 22, 2024 · Filed February 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0.788 |
Ending reported balance
After 2024-02-22 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-02-22 · Sale · Disposed 20,253 · Balance 12,612.788 F1: This transaction was executed in multiple trades at prices ranging from $122.250 to $123.200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Row 2 · 2024-02-22 · Sale · Disposed 11,612 · Balance 1,000.788 F2: This transaction was executed in multiple trades at prices ranging from $123.360 to $124.280. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2024-02-22 · Sale · Disposed 1,000 · Balance 0.788 F3: This transaction was executed in multiple trades at prices ranging from $124.450 to $124.640. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $122.250 to $123.200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $123.360 to $124.280. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $124.450 to $124.640. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 5,850.585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · derivative · entry 9 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,275.271 Underlying: Common Stock · 5,850.585 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F4 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 10,126.013 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · derivative · entry 8 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,189.312 Underlying: Common Stock · 10,126.013 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 10,671 | $111.10 | $1,185,548.10 |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · nonDerivative · entry 7 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,068.966 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · nonDerivative · entry 6 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,739.966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 3,574 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · nonDerivative · entry 5 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,785.966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 4,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · nonDerivative · entry 4 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,211.966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 6,914 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · nonDerivative · entry 3 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,696.966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 3,782.518 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,782.966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 5,234.128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000.448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 17:52 UTC | MKS INC MKSI · Entity 110 | OtherRestricted Stock Unit · Derivative | 2,570.163 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-005392 · form4.xml · derivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,785.427 Underlying: Common Stock · 2,570.163 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F2 · kind: This transaction reflects the forfeiture of RSUs due to performance criteria. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 18:35 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 10,000 | $102.07 | $1,020,730.00 |
DisclosureSEC source: 0001127602-18-001427 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,766.32 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $102.00 to $102.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 19:45 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 7,500 | $85.80 | $643,485.00 |
DisclosureSEC source: 0001127602-17-027427 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,614.529 F1 · price: This transaction was executed in multiple trades at prices ranging from $85.78 to $85.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2017 Filed May 12, 2017 20:31 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 5,929.791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-017917 · form4.xml · derivative · entry 3 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,355.59 Underlying: Common Stock · 5,929.791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs originally were scheduled to vest in two equal installments based on the Company's achievement of certain performance criteria for the period ending June 30, 2017 and June 30, 2018. On May 10, 2017, the Compensation Committee accelerated in full the vesting of these RSUs to May 11, 2017 as a result of the Company's 100% achievement of the performance criteria. F3 · derivative.expiration_date: These RSUs originally were scheduled to vest in two equal installments based on the Company's achievement of certain performance criteria for the period ending June 30, 2017 and June 30, 2018. On May 10, 2017, the Compensation Committee accelerated in full the vesting of these RSUs to May 11, 2017 as a result of the Company's 100% achievement of the performance criteria. Read SEC document |
| May 11, 2017 Filed May 12, 2017 20:31 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 2,790 | $80.50 | $224,595.00 |
DisclosureSEC source: 0001127602-17-017917 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,885.384 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| May 11, 2017 Filed May 12, 2017 20:31 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 5,929.791 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-017917 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,675.384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 18:38 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 5,000 | $68.27 | $341,345.00 |
DisclosureSEC source: 0001127602-17-011898 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,745.593 Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 16:31 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 7,500 | $67.00 | $502,500.00 |
DisclosureSEC source: 0001127602-17-008846 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,745.593 Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:46 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 4,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006631 · form4.xml · derivative · entry 11 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,676.204 Underlying: Common Stock · 4,515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:46 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 6,913 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006631 · form4.xml · derivative · entry 10 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,285.381 Underlying: Common Stock · 6,913 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F7 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:46 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 3,783 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006631 · form4.xml · derivative · entry 9 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,191.204 Underlying: Common Stock · 3,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:46 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 5,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006631 · form4.xml · derivative · entry 8 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,198.381 Underlying: Common Stock · 5,234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F5 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:46 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 8,862.629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006631 · form4.xml · derivative · entry 7 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,974.204 Underlying: Common Stock · 8,862.629 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F4 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:46 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 13,293.944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006631 · form4.xml · derivative · entry 6 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,432.381 Underlying: Common Stock · 13,293.944 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:46 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 9,018 | $67.70 | $610,518.60 |
DisclosureSEC source: 0001127602-17-006631 · form4.xml · nonDerivative · entry 5 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,245.593 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:46 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 4,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006631 · form4.xml · nonDerivative · entry 4 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,263.593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:46 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 6,913 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006631 · form4.xml · nonDerivative · entry 3 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,748.593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:46 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 3,783 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006631 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,835.593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:46 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 5,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006631 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,052.593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:29 UTC | MKS INC MKSI · Entity 110 | OtherRestricted Stock Unit · Derivative | 3,190.849 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006146 · form4.xml · derivative · entry 6 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,138.437 Underlying: Common Stock · 3,190.849 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · kind: This transaction reflects the forfeiture of RSUs due to performance criteria. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:29 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 4,305.223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006146 · form4.xml · derivative · entry 5 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,111.575 Underlying: Common Stock · 4,305.223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: The RSUs vest in equal annual installments over three years from the respective original grant date. F4 · derivative.expiration_date: The RSUs vest in equal annual installments over three years from the respective original grant date. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:29 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 6,456.835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006146 · form4.xml · derivative · entry 4 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,329.286 Underlying: Common Stock · 6,456.835 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vest in equal annual installments over three years. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vest in equal annual installments over three years. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:29 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 3,548 | $66.95 | $237,538.60 |
DisclosureSEC source: 0001127602-17-006146 · form4.xml · nonDerivative · entry 3 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,818.593 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:29 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 4,305.223 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006146 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,366.593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:29 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 6,456.835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006146 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,061.37 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 21:30 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 10,000 | $55.45 | $554,500.00 |
DisclosureSEC source: 0001127602-16-067587 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Vice President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,302.311 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.