Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MKS INCMKSI · Entity 110 | EVP, CFO & Treasurer | February 22, 2024 | February 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MKS INC
Report date February 22, 2024 · Filed February 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0.788 |
Ending reported balance
After 2024-02-22 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-02-22 · Sale · Disposed 20,253 · Balance 12,612.788 F1: This transaction was executed in multiple trades at prices ranging from $122.250 to $123.200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Row 2 · 2024-02-22 · Sale · Disposed 11,612 · Balance 1,000.788 F2: This transaction was executed in multiple trades at prices ranging from $123.360 to $124.280. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2024-02-22 · Sale · Disposed 1,000 · Balance 0.788 F3: This transaction was executed in multiple trades at prices ranging from $124.450 to $124.640. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $122.250 to $123.200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $123.360 to $124.280. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $124.450 to $124.640. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,642.821 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · derivative · entry 14 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,022.461 Underlying: Common Stock · 2,642.821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F9 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F9 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 3,065.722 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · derivative · entry 13 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,665.282 Underlying: Common Stock · 3,065.722 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F8 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · derivative · entry 12 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,731.004 Underlying: Common Stock · 1,871 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,202 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · derivative · entry 11 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,602.004 Underlying: Common Stock · 2,202 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,834.629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · derivative · entry 10 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,804.004 Underlying: Common Stock · 2,834.629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 3,429.781 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · derivative · entry 9 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,638.633 Underlying: Common Stock · 3,429.781 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F4 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 6,816.984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · derivative · entry 8 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,068.414 Underlying: Common Stock · 6,816.984 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 6,004 | $113.87 | $683,675.48 |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · nonDerivative · entry 7 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,051.085 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,642.821 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · nonDerivative · entry 6 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,055.085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 3,065.722 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · nonDerivative · entry 5 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,412.264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · nonDerivative · entry 4 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,346.542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,202 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · nonDerivative · entry 3 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,475.542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,834.629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,273.542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 3,429.781 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006523 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,438.913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:59 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 9,197.167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-002537 · form4.xml · derivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,251.43 Underlying: Common Stock · 9,197.167 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F2 · derivative.exercise_date: These RSUs were subject to performance criteria, achievement of which was determined on January 27, 2020 and thereafter vest in three equal annual installments beginning on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F2 · derivative.expiration_date: These RSUs were subject to performance criteria, achievement of which was determined on January 27, 2020 and thereafter vest in three equal annual installments beginning on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 18:51 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-034665 · form4.xml · derivative · entry 11 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,054.263 Underlying: Common Stock · 336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · derivative.exercise_date: Portion of 2019 RSU Award accelerated to satisfy FICA taxes. F5 · derivative.expiration_date: Portion of 2019 RSU Award accelerated to satisfy FICA taxes. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 18:51 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-034665 · form4.xml · derivative · entry 10 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,390.263 Underlying: Common Stock · 187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: Portion of 2018 RSU Award accelerated to satisfy FICA taxes. F4 · derivative.expiration_date: Portion of 2018 RSU Award accelerated to satisfy FICA taxes. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 18:51 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 159 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-034665 · form4.xml · derivative · entry 9 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,577.263 Underlying: Common Stock · 159 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: Portion of 2018 RSU Award accelerated to satisfy FICA taxes. F4 · derivative.expiration_date: Portion of 2018 RSU Award accelerated to satisfy FICA taxes. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 18:51 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-034665 · form4.xml · derivative · entry 8 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,736.263 Underlying: Common Stock · 145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: Portion of 2017 RSU Award accelerated to satisfy FICA taxes. F3 · derivative.expiration_date: Portion of 2017 RSU Award accelerated to satisfy FICA taxes. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 18:51 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-034665 · form4.xml · derivative · entry 7 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,881.263 Underlying: Common Stock · 120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: Portion of 2017 RSU Award accelerated to satisfy FICA taxes. F3 · derivative.expiration_date: Portion of 2017 RSU Award accelerated to satisfy FICA taxes. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 18:51 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 947 | $108.22 | $102,484.34 |
DisclosureSEC source: 0001127602-19-034665 · form4.xml · nonDerivative · entry 6 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,009.132 F2 · kind: Shares used to satisfy FICA taxes. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 18:51 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-034665 · form4.xml · nonDerivative · entry 5 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,956.132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 18:51 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-034665 · form4.xml · nonDerivative · entry 4 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,620.132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 18:51 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 159 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-034665 · form4.xml · nonDerivative · entry 3 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,433.132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 18:51 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-034665 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,274.132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 18:51 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-034665 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,129.132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 17:28 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 18,000 | $112.08 | $2,017,440.00 |
DisclosureSEC source: 0001127602-19-031236 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,857.015 F1 · price: This transaction was executed in multiple trades at prices ranging from $111.57 to $112.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 17:28 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 8,716.116 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-031236 · form4.xml · derivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,001.263 Underlying: Common Stock · 8,716.116 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs shall vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant. F3 · derivative.expiration_date: These RSUs shall vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · derivative · entry 14 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,119.677 Underlying: Common Stock · 1,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F9 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F9 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · derivative · entry 13 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,165.47 Underlying: Common Stock · 2,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F8 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · derivative · entry 12 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,069.677 Underlying: Common Stock · 2,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 3,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · derivative · entry 11 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,460.47 Underlying: Common Stock · 3,575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 4,516.057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · derivative · entry 10 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,023.677 Underlying: Common Stock · 4,516.057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 6,913.518 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · derivative · entry 9 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,035.47 Underlying: Common Stock · 6,913.518 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F4 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 8,264.463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · derivative · entry 8 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,539.734 Underlying: Common Stock · 8,264.463 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 8,833 | $84.70 | $748,155.10 |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · nonDerivative · entry 7 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,682.092 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · nonDerivative · entry 6 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,515.092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · nonDerivative · entry 5 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,565.092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · nonDerivative · entry 4 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,270.092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 3,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · nonDerivative · entry 3 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,316.092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 4,516.057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · nonDerivative · entry 2 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,741.092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 6,913.518 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006959 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,225.035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 20:31 UTC | MKS INC MKSI · Entity 110 | OtherRestricted Stock Unit · Derivative | 3,240.324 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-003038 · form4.xml · derivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,948.988 Underlying: Common Stock · 3,240.324 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F2 · kind: This transaction reflects the forfeiture of RSUs due to performance criteria. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 18:57 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 5,000 | $115.21 | $576,070.00 |
DisclosureSEC source: 0001127602-18-007491 · form4.xml · nonDerivative · entry 1 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,068.966 F1 · price: This transaction was executed in multiple trades at prices ranging from $115.18 to $115.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · derivative · entry 15 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,424.686 Underlying: Common Stock · 2,954 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F10 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F10 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 3,574 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · derivative · entry 14 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,063.299 Underlying: Common Stock · 3,574 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F9 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F9 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 4,515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · derivative · entry 13 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,378.686 Underlying: Common Stock · 4,515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 6,914 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · derivative · entry 12 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,637.299 Underlying: Common Stock · 6,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F7 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 3,782.518 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · derivative · entry 11 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,893.686 Underlying: Common Stock · 3,782.518 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:53 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 5,234.128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006763 · form4.xml · derivative · entry 10 BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,551.299 Underlying: Common Stock · 5,234.128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F5 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.