organization · Reporting owner
Gotham Green Partners LLC
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MedMen Enterprises, Inc.MMNFF · Entity 94628 | 10% owner | March 04, 2022 | March 08, 2022 |
| iANTHUS CAPITAL HOLDINGS, INC.ITHUF · Entity 7387 | 10% owner | February 26, 2024 | February 28, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MedMen Enterprises, Inc.
Report date March 04, 2022 · Filed March 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Top-Up WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.16 | IndirectBy Gotham Green Fund 1 HoldCo, LLC | 31,355 |
Reported balance
After 2022-03-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-03-04 · Other · Acquired 31,355 · Balance 31,355 F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares. F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein). F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein. F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3). |
| Top-Up WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.16 | IndirectBy Gotham Green Fund 1 (Q) HoldCo, LLC | 125,439 |
Reported balance
After 2022-03-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-03-04 · Other · Acquired 125,439 · Balance 125,439 F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares. F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein). F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein. F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3). |
| Top-Up WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.16 | IndirectBy Gotham Green Fund II HoldCo, LLC | 57,859 |
Reported balance
After 2022-03-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-04 · Other · Acquired 57,859 · Balance 57,859 F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares. F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein). F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein. F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3). |
| Top-Up WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.16 | IndirectBy Gotham Green Fund II (Q) HoldCo, LLC | 336,757 |
Reported balance
After 2022-03-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-03-04 · Other · Acquired 336,757 · Balance 336,757 F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares. F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein). F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein. F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3). |
| Top-Up WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.16 | IndirectBy Gotham Green Partners SPV IV HoldCo, LLC | 565,890 |
Reported balance
After 2022-03-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-03-04 · Other · Acquired 565,890 · Balance 565,890 F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares. F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein). F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein. F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3). |
| Top-Up WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.16 | IndirectBy Gotham Green Partners SPV VI HoldCo, LLC | 354,827 |
Reported balance
After 2022-03-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-03-04 · Other · Acquired 354,827 · Balance 354,827 F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares. F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein). F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein. F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3). |
Filing footnotes · ownership attribution and instrument terms
F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares.
F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein).
F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein.
F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3).
iANTHUS CAPITAL HOLDINGS, INC.
Report date February 26, 2024 · Filed February 28, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy Gotham Green Fund II, L.P. | 61,824,757 |
Reported balance
After 2024-02-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-02-26 · Other · Acquired 4,500,467 · Balance 61,824,757 F1: Shares were issued as payment of a fee in connection with an amendment, dated February 20, 2024 (the "Amendment"), to secured bridge notes originally issued by a wholly-owned subsidiary of Issuer on February 2, 2021. F2: Shares were issued based on a price per share equal to the volume-weighted average trading price of the Common Shares on the Canadian Securities Exchange for the 20 consecutive trading days immediately prior to the date of the Amendment. F3: Gotham Green Partners, LLC, of which Jason Adler is the managing member, is the SEC registered investment adviser to the Gotham funds, including Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green GP II, LLC is the general partner of Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of any pecuniary interest therein. |
| Common SharesSEC Table I · non-derivative | IndirectBy Gotham Green Fund II (Q), L.P. | 359,610,209 |
Reported balance
After 2024-02-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-02-26 · Other · Acquired 26,156,669 · Balance 359,610,209 F1: Shares were issued as payment of a fee in connection with an amendment, dated February 20, 2024 (the "Amendment"), to secured bridge notes originally issued by a wholly-owned subsidiary of Issuer on February 2, 2021. F2: Shares were issued based on a price per share equal to the volume-weighted average trading price of the Common Shares on the Canadian Securities Exchange for the 20 consecutive trading days immediately prior to the date of the Amendment. F4: See footnote 3. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were issued as payment of a fee in connection with an amendment, dated February 20, 2024 (the "Amendment"), to secured bridge notes originally issued by a wholly-owned subsidiary of Issuer on February 2, 2021.
F2: Shares were issued based on a price per share equal to the volume-weighted average trading price of the Common Shares on the Canadian Securities Exchange for the 20 consecutive trading days immediately prior to the date of the Amendment.
F3: Gotham Green Partners, LLC, of which Jason Adler is the managing member, is the SEC registered investment adviser to the Gotham funds, including Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green GP II, LLC is the general partner of Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of any pecuniary interest therein.
F4: See footnote 3.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GrowGeneration Corp.
Report date July 06, 2020 · Filed July 07, 2020
Section 16 reporting ended · disclosed 2020-07-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Gotham Green Fund 1 (Q), L.P. | 1,841,162 |
Reported balance
Holding disclosure · report date 2020-07-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,841,162 F2: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. |
| Common StockSEC Table I · non-derivative | IndirectBy Gotham Green Fund 1, L.P. | 460,216 |
Reported balance
Holding disclosure · report date 2020-07-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 460,216 F1: On July 2, 2020, the Reporting Person filed a Form 4 reporting ownership of 459,216 shares held by Gotham Green Fund 1, L.P. (the "Prior Report"). The Prior Report inadvertently understated by 1,000 shares the total number of shares beneficially owned following the reported transaction. The total number of securities set forth in Column 5 of this Form 4 corrects the error in the Prior Report. F2: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. |
| Common StockSEC Table I · non-derivative | IndirectBy Gotham Green Fund I1 (Q), L.P. | 1,101,135 |
Reported balance
Holding disclosure · report date 2020-07-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,101,135 F2: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. |
| Common StockSEC Table I · non-derivative | IndirectBy Gotham Green Fund II, L.P. | 189,187 |
Reported balance
Holding disclosure · report date 2020-07-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 189,187 F2: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 2, 2020, the Reporting Person filed a Form 4 reporting ownership of 459,216 shares held by Gotham Green Fund 1, L.P. (the "Prior Report"). The Prior Report inadvertently understated by 1,000 shares the total number of shares beneficially owned following the reported transaction. The total number of securities set forth in Column 5 of this Form 4 corrects the error in the Prior Report.
F2: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2020 Filed Feb 28, 2020 17:50 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 7,710 | $5.36 | $41,298.62 |
DisclosureSEC source: 0000899243-20-006156 · doc4.xml · nonDerivative · entry 2 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 625,287 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.13 to $5.53, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 17:50 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 30,847 | $5.36 | $165,231.96 |
DisclosureSEC source: 0000899243-20-006156 · doc4.xml · nonDerivative · entry 1 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 2,505,547 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.13 to $5.53, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 00:01 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 10,999 | $5.51 | $60,625.39 |
DisclosureSEC source: 0000899243-20-005953 · doc4.xml · nonDerivative · entry 2 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 637,997 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.39 to $5.87, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 00:01 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 44,001 | $5.51 | $242,529.11 |
DisclosureSEC source: 0000899243-20-005953 · doc4.xml · nonDerivative · entry 1 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 2,552,394 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.39 to $5.87, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:02 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 2,824 | $6.27 | $17,700.83 |
DisclosureSEC source: 0000899243-20-005621 · doc4.xml · nonDerivative · entry 4 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 648,996 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.07 to $6.48, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:02 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 11,296 | $6.27 | $70,803.33 |
DisclosureSEC source: 0000899243-20-005621 · doc4.xml · nonDerivative · entry 3 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 2,596,395 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.07 to $6.48, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:02 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 5,509 | $6.39 | $35,200.86 |
DisclosureSEC source: 0000899243-20-005621 · doc4.xml · nonDerivative · entry 2 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 651,820 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.21 to $6.60, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:02 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 22,041 | $6.39 | $140,835.38 |
DisclosureSEC source: 0000899243-20-005621 · doc4.xml · nonDerivative · entry 1 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 2,607,691 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.21 to $6.60, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 12,586 | $6.55 | $82,462.21 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 14 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 657,329 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.27 to $6.66, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 50,353 | $6.55 | $329,907.82 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 13 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 2,629,732 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.27 to $6.66, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 20,970 | $6.56 | $137,579.98 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 12 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 669,915 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.09 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 83,892 | $6.56 | $550,398.63 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 11 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 2,680,085 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.09 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
| February 14, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 30,096 | $6.02 | $181,114.72 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 10 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 690,885 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.87 to $6.37, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
| February 14, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 120,404 | $6.02 | $724,579.23 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 9 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 2,763,977 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.87 to $6.37, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
| February 13, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 4,000 | $5.73 | $22,928.00 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 8 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 720,981 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.64 to $5.80, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
| February 13, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 16,000 | $5.73 | $91,712.00 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 7 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 2,884,381 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.64 to $5.80, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
| February 12, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 13,998 | $5.68 | $79,441.45 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 6 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 724,981 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.36 to $5.92, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
| February 12, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 56,002 | $5.68 | $317,822.55 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 5 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 2,900,381 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.36 to $5.92, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
| February 11, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 7,527 | $5.91 | $44,497.37 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 4 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 738,979 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.74 to $6.0403, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
| February 11, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 30,111 | $5.91 | $178,007.20 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 3 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 2,956,383 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.74 to $6.0403, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
| February 10, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 3,400 | $5.96 | $20,249.04 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 2 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1, L.P. Disclosed balance after: 746,506 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.70 to $6.29, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
| February 10, 2020 Filed Feb 20, 2020 21:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 13,600 | $5.96 | $80,996.16 |
DisclosureSEC source: 0000899243-20-005304 · doc4.xml · nonDerivative · entry 1 Gotham Green Partners LLC · CIK 0001796617 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P. Disclosed balance after: 2,986,494 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.70 to $6.29, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. F8 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP. F9 · ownership.nature: On December 13, 2019, the Reporting Person filed a Form 3 (the "Prior Report") which inadvertently stated the names in footnote 1 of the general partner entities as Gotham Green Fund 1 GP LLC and Gotham Green Fund II GP LLC, rather than Gotham Green GP 1 LLC and Gotham Green GP II LLC. This Form 4 filing corrects the error in the Prior Report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.