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Gotham Green Partners LLC

Disclosed activity across 3 companies

Tapewire entity
93749
SEC CIK
0001796617

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MedMen Enterprises, Inc.MMNFF · Entity 9462810% ownerMarch 04, 2022March 08, 2022
iANTHUS CAPITAL HOLDINGS, INC.ITHUF · Entity 738710% ownerFebruary 26, 2024February 28, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MedMen Enterprises, Inc.

Report date March 04, 2022 · Filed March 08, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Top-Up WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.16IndirectBy Gotham Green Fund 1 HoldCo, LLC31,355 Reported balance After 2022-03-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-03-04 · Other · Acquired 31,355 · Balance 31,355

F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares.

F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein).

F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein.

F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3).

Top-Up WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.16IndirectBy Gotham Green Fund 1 (Q) HoldCo, LLC125,439 Reported balance After 2022-03-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-03-04 · Other · Acquired 125,439 · Balance 125,439

F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares.

F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein).

F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein.

F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3).

Top-Up WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.16IndirectBy Gotham Green Fund II HoldCo, LLC57,859 Reported balance After 2022-03-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-04 · Other · Acquired 57,859 · Balance 57,859

F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares.

F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein).

F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein.

F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3).

Top-Up WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.16IndirectBy Gotham Green Fund II (Q) HoldCo, LLC336,757 Reported balance After 2022-03-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-04 · Other · Acquired 336,757 · Balance 336,757

F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares.

F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein).

F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein.

F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3).

Top-Up WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.16IndirectBy Gotham Green Partners SPV IV HoldCo, LLC565,890 Reported balance After 2022-03-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-03-04 · Other · Acquired 565,890 · Balance 565,890

F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares.

F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein).

F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein.

F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3).

Top-Up WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.16IndirectBy Gotham Green Partners SPV VI HoldCo, LLC354,827 Reported balance After 2022-03-04 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-03-04 · Other · Acquired 354,827 · Balance 354,827

F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares.

F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein).

F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein.

F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3).

Filing footnotes · ownership attribution and instrument terms

F1: Top-Up Warrants exercisable for Class B Subordinate Voting Shares ("Shares") were issued by MedMen Enterprises Inc. ("MedMen") pursuant to the terms of the Fourth Amended and Restated Securities Purchase Agreement dated August 17, 2021 (the "Convertible Facility") in connection with the issuance of Shares by MedMen as part of the Sixth Modification to its Senior Secured Commercial Loan Agreement, which automatically triggered the right of holders of convertible notes issued under the Convertible Facility to be issued on an involuntary basis five-year warrants in order to maintain their pro rata ownership interest (on a partially diluted basis) in Shares.

F2: The Top-Up Warrants expire on the earlier of the date that is (i) February 2, 2027, and (ii) the date that is the later of (A) 90 days after the Triggering Event (as defined in the Convertible Facility), or (B) if later than the date determined pursuant to the immediately preceding clause (A), 90 days after the issuance of all Shares issued pursuant to the Top-Up Warrant Triggering Event (as defined therein).

F3: Gotham Green Partners, LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1, LLC is the general partner of Gotham Green Fund 1, L.P. and Gotham Green Fund 1 (Q), L.P. Gotham Green GP II, LLC is the general partner to Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green Partners SPV IV GP, LLC is the general partner of Gotham Green Partners SPV IV, L.P., and Gotham Green Partners SPV VI GP, LLC is the general partner of Gotham Green Partners SPV VI, L.P. The Filer disclaims beneficial ownership of these securities except to the extent of the Filer's pecuniary interest therein.

F4: Amounts reported are held indirectly by the following funds: Gotham Green Fund 1, L.P, Gotham Green Fund 1 (Q), L.P., Gotham Green Fund II, L.P., Gotham Green Fund II (Q), L.P., Gotham Green Partners SPV IV, L.P. and Gotham Green Partners SPV VI, L.P. each of which is the sole member of the following entities, respectively: Gotham Green Fund 1 HoldCo, LLC, Gotham Green Fund 1 (Q) HoldCo, LLC, Gotham Green Fund II HoldCo, LLC, Gotham Green Fund II (Q) HoldCo, LLC, Gotham Green Partners SPV IV HoldCo, LLC, and Gotham Green Partners SPV VI HoldCo, LLC. See also footnote (3).

iANTHUS CAPITAL HOLDINGS, INC.

Report date February 26, 2024 · Filed February 28, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeIndirectBy Gotham Green Fund II, L.P.61,824,757 Reported balance After 2024-02-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-02-26 · Other · Acquired 4,500,467 · Balance 61,824,757

F1: Shares were issued as payment of a fee in connection with an amendment, dated February 20, 2024 (the "Amendment"), to secured bridge notes originally issued by a wholly-owned subsidiary of Issuer on February 2, 2021.

F2: Shares were issued based on a price per share equal to the volume-weighted average trading price of the Common Shares on the Canadian Securities Exchange for the 20 consecutive trading days immediately prior to the date of the Amendment.

F3: Gotham Green Partners, LLC, of which Jason Adler is the managing member, is the SEC registered investment adviser to the Gotham funds, including Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green GP II, LLC is the general partner of Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of any pecuniary interest therein.

Common SharesSEC Table I · non-derivativeIndirectBy Gotham Green Fund II (Q), L.P.359,610,209 Reported balance After 2024-02-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-02-26 · Other · Acquired 26,156,669 · Balance 359,610,209

F1: Shares were issued as payment of a fee in connection with an amendment, dated February 20, 2024 (the "Amendment"), to secured bridge notes originally issued by a wholly-owned subsidiary of Issuer on February 2, 2021.

F2: Shares were issued based on a price per share equal to the volume-weighted average trading price of the Common Shares on the Canadian Securities Exchange for the 20 consecutive trading days immediately prior to the date of the Amendment.

F4: See footnote 3.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were issued as payment of a fee in connection with an amendment, dated February 20, 2024 (the "Amendment"), to secured bridge notes originally issued by a wholly-owned subsidiary of Issuer on February 2, 2021.

F2: Shares were issued based on a price per share equal to the volume-weighted average trading price of the Common Shares on the Canadian Securities Exchange for the 20 consecutive trading days immediately prior to the date of the Amendment.

F3: Gotham Green Partners, LLC, of which Jason Adler is the managing member, is the SEC registered investment adviser to the Gotham funds, including Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. Gotham Green GP II, LLC is the general partner of Gotham Green Fund II, L.P. and Gotham Green Fund II (Q), L.P. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of any pecuniary interest therein.

F4: See footnote 3.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GrowGeneration Corp.

Report date July 06, 2020 · Filed July 07, 2020

Section 16 reporting ended · disclosed 2020-07-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Gotham Green Fund 1 (Q), L.P.1,841,162 Reported balance Holding disclosure · report date 2020-07-06 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,841,162

F2: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Common StockSEC Table I · non-derivativeIndirectBy Gotham Green Fund 1, L.P.460,216 Reported balance Holding disclosure · report date 2020-07-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 460,216

F1: On July 2, 2020, the Reporting Person filed a Form 4 reporting ownership of 459,216 shares held by Gotham Green Fund 1, L.P. (the "Prior Report"). The Prior Report inadvertently understated by 1,000 shares the total number of shares beneficially owned following the reported transaction. The total number of securities set forth in Column 5 of this Form 4 corrects the error in the Prior Report.

F2: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Common StockSEC Table I · non-derivativeIndirectBy Gotham Green Fund I1 (Q), L.P.1,101,135 Reported balance Holding disclosure · report date 2020-07-06 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,101,135

F2: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Common StockSEC Table I · non-derivativeIndirectBy Gotham Green Fund II, L.P.189,187 Reported balance Holding disclosure · report date 2020-07-06 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 189,187

F2: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Filing footnotes · ownership attribution and instrument terms

F1: On July 2, 2020, the Reporting Person filed a Form 4 reporting ownership of 459,216 shares held by Gotham Green Fund 1, L.P. (the "Prior Report"). The Prior Report inadvertently understated by 1,000 shares the total number of shares beneficially owned following the reported transaction. The total number of securities set forth in Column 5 of this Form 4 corrects the error in the Prior Report.

F2: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2020 Filed Jun 24, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 6,799 $7.09 $48,197.43
Disclosure

SEC source: 0000899243-20-017545 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 480,138

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.93 to $7.29, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 27,201 $7.09 $192,825.17
Disclosure

SEC source: 0000899243-20-017545 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 1,924,862

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.93 to $7.29, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 5,599 $7.11 $39,783.69
Disclosure

SEC source: 0000899243-20-017545 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 486,937

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.967 to $7.28, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 22,401 $7.11 $159,170.31
Disclosure

SEC source: 0000899243-20-017545 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 1,952,063

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.967 to $7.28, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 19, 2020 Filed Jun 22, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 6,399 $7.41 $47,401.23
Disclosure

SEC source: 0000899243-20-017368 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 492,536

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $7.25 to $7.57, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 19, 2020 Filed Jun 22, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 25,601 $7.41 $189,641.97
Disclosure

SEC source: 0000899243-20-017368 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 1,974,464

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $7.25 to $7.57, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 18, 2020 Filed Jun 22, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 11,911 $7.20 $85,793.74
Disclosure

SEC source: 0000899243-20-017368 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 498,935

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $7.46, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 18, 2020 Filed Jun 22, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 47,650 $7.20 $343,218.19
Disclosure

SEC source: 0000899243-20-017368 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,000,065

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $7.46, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 20:36 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 780 $6.79 $5,293.24
Disclosure

SEC source: 0000899243-20-017088 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 510,846

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $6.85, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 17, 2020 Filed Jun 18, 2020 20:36 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 3,120 $6.79 $21,172.94
Disclosure

SEC source: 0000899243-20-017088 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,047,715

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $6.85, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 16, 2020 Filed Jun 18, 2020 20:36 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 1,937 $6.79 $13,147.97
Disclosure

SEC source: 0000899243-20-017088 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 511,626

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.70 to $6.90, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 16, 2020 Filed Jun 18, 2020 20:36 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 7,749 $6.79 $52,598.66
Disclosure

SEC source: 0000899243-20-017088 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,050,835

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.70 to $6.90, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 6,499 $6.79 $44,160.06
Disclosure

SEC source: 0000899243-20-016650 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 513,563

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 15, 2020 Filed Jun 16, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 26,001 $6.79 $176,674.19
Disclosure

SEC source: 0000899243-20-016650 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,058,584

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.75 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 2,200 $6.78 $14,922.60
Disclosure

SEC source: 0000899243-20-016650 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 520,062

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.414 to $7.00, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 12, 2020 Filed Jun 16, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 8,800 $6.78 $59,690.40
Disclosure

SEC source: 0000899243-20-016650 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,084,585

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.414 to $7.00, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 02, 2020 Filed Jun 4, 2020 20:31 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 13,123 $7.16 $93,925.25
Disclosure

SEC source: 0000899243-20-015251 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 522,262

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.77 to $7.28, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F2 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 02, 2020 Filed Jun 4, 2020 20:31 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 52,501 $7.16 $375,765.41
Disclosure

SEC source: 0000899243-20-015251 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,093,385

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.77 to $7.28, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F2 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 01, 2020 Filed Jun 2, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 3,980 $6.74 $26,823.61
Disclosure

SEC source: 0000899243-20-014912 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 535,385

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.52 to $6.81, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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June 01, 2020 Filed Jun 2, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 15,920 $6.74 $107,294.43
Disclosure

SEC source: 0000899243-20-014912 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,145,886

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.52 to $6.81, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 5,219 $6.63 $34,608.23
Disclosure

SEC source: 0000899243-20-014912 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 539,365

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.46 to $6.70, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 20,881 $6.63 $138,466.09
Disclosure

SEC source: 0000899243-20-014912 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,161,806

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.46 to $6.70, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 2,442 $6.77 $16,532.34
Disclosure

SEC source: 0000899243-20-014562 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 544,584

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.59 to $6.85, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 9,768 $6.77 $66,129.36
Disclosure

SEC source: 0000899243-20-014562 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,182,687

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.59 to $6.85, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 18,639 $6.73 $125,438.61
Disclosure

SEC source: 0000899243-20-014562 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 547,026

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.335 to $6.87, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 27, 2020 Filed May 29, 2020 20:35 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 74,567 $6.73 $501,828.45
Disclosure

SEC source: 0000899243-20-014562 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,192,455

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.335 to $6.87, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 26, 2020 Filed May 27, 2020 20:30 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 10,316 $6.39 $65,900.67
Disclosure

SEC source: 0000899243-20-014317 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 565,665

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.20 to $6.96, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 26, 2020 Filed May 27, 2020 20:30 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 41,268 $6.39 $263,628.24
Disclosure

SEC source: 0000899243-20-014317 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,267,022

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.20 to $6.96, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

Read SEC document
May 22, 2020 Filed May 27, 2020 20:30 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 20,997 $6.52 $136,923.54
Disclosure

SEC source: 0000899243-20-014317 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 575,981

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.05 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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May 22, 2020 Filed May 27, 2020 20:30 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 84,003 $6.52 $547,791.96
Disclosure

SEC source: 0000899243-20-014317 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,308,290

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.05 to $6.76, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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May 21, 2020 Filed May 22, 2020 20:33 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 5,149 $5.98 $30,800.29
Disclosure

SEC source: 0000899243-20-014017 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 596,978

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.91 to $6.03, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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May 21, 2020 Filed May 22, 2020 20:33 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 20,601 $5.98 $123,231.06
Disclosure

SEC source: 0000899243-20-014017 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,392,293

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.91 to $6.03, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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May 20, 2020 Filed May 22, 2020 20:33 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 7,049 $5.96 $42,000.06
Disclosure

SEC source: 0000899243-20-014017 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 602,127

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.86 to $5.99, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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May 20, 2020 Filed May 22, 2020 20:33 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 28,201 $5.96 $168,030.02
Disclosure

SEC source: 0000899243-20-014017 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,412,894

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.86 to $5.99, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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May 19, 2020 Filed May 20, 2020 20:34 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 5,999 $5.83 $34,959.17
Disclosure

SEC source: 0000899243-20-013692 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 609,176

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.62 to $5.95, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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May 19, 2020 Filed May 20, 2020 20:34 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 24,001 $5.83 $139,865.83
Disclosure

SEC source: 0000899243-20-013692 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,441,095

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.62 to $5.95, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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May 18, 2020 Filed May 20, 2020 20:34 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 2,800 $5.67 $15,883.56
Disclosure

SEC source: 0000899243-20-013692 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 615,175

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.52 to $5.73, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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May 18, 2020 Filed May 20, 2020 20:34 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 11,200 $5.67 $63,534.24
Disclosure

SEC source: 0000899243-20-013692 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,465,096

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.52 to $5.73, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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March 04, 2020 Filed Mar 5, 2020 19:42 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 1,400 $5.50 $7,700.42
Disclosure

SEC source: 0000899243-20-007159 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P

Disclosed balance after: 617,975

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.50 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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March 04, 2020 Filed Mar 5, 2020 19:42 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 5,600 $5.50 $30,801.68
Disclosure

SEC source: 0000899243-20-007159 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P

Disclosed balance after: 2,476,296

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.50 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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March 03, 2020 Filed Mar 5, 2020 19:42 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 1,327 $5.52 $7,325.04
Disclosure

SEC source: 0000899243-20-007159 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P

Disclosed balance after: 619,375

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.45 to $5.56, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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March 03, 2020 Filed Mar 5, 2020 19:42 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 5,311 $5.52 $29,316.72
Disclosure

SEC source: 0000899243-20-007159 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P

Disclosed balance after: 2,481,896

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.45 to $5.56, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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March 02, 2020 Filed Mar 3, 2020 19:15 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 1,000 $5.51 $5,506.50
Disclosure

SEC source: 0000899243-20-006684 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 620,702

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.50 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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March 02, 2020 Filed Mar 3, 2020 19:15 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 4,000 $5.51 $22,026.00
Disclosure

SEC source: 0000899243-20-006684 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,487,207

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.50 to $5.51, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 28, 2020 Filed Mar 3, 2020 19:15 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 2,725 $5.52 $15,040.37
Disclosure

SEC source: 0000899243-20-006684 · doc4.xml · nonDerivative · entry 2

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 621,702

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.51 to $5.55, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 28, 2020 Filed Mar 3, 2020 19:15 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 10,900 $5.52 $60,161.46
Disclosure

SEC source: 0000899243-20-006684 · doc4.xml · nonDerivative · entry 1

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,491,207

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.51 to $5.55, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 27, 2020 Filed Feb 28, 2020 17:50 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 860 $5.23 $4,494.96
Disclosure

SEC source: 0000899243-20-006156 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 624,427

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.20 to $5.26, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 27, 2020 Filed Feb 28, 2020 17:50 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 3,440 $5.23 $17,979.85
Disclosure

SEC source: 0000899243-20-006156 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,502,107

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.20 to $5.26, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 26, 2020 Filed Feb 27, 2020 00:01 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 4,000 $5.47 $21,880.80
Disclosure

SEC source: 0000899243-20-005953 · doc4.xml · nonDerivative · entry 4

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1, L.P.

Disclosed balance after: 632,997

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.10 to $5.69, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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February 26, 2020 Filed Feb 27, 2020 00:01 UTC GrowGeneration Corp. GRWG · Entity 6802 SaleCommon Stock 16,000 $5.47 $87,523.20
Disclosure

SEC source: 0000899243-20-005953 · doc4.xml · nonDerivative · entry 3

Gotham Green Partners LLC · CIK 0001796617 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gotham Green Fund 1 (Q), L.P.

Disclosed balance after: 2,536,394

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $5.10 to $5.69, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.

F3 · ownership.nature: Gotham Green Partners LLC is the SEC registered investment adviser to the Gotham funds. Gotham Green GP 1 LLC is the general partner of Gotham Green Fund 1 LP and Gotham Green Fund 1 (Q) LP. Gotham Green GP II LLC is the general partner to Gotham Green Fund II LP and Gotham Green Fund II (Q) LP.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.