Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARTERS INCCRI · Entity 4857 | Director · Chairman, CEO, and President | February 28, 2024 | March 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARTERS INC
Report date February 28, 2024 · Filed March 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 450,643 |
Last balance in matching sequence
After 2024-02-28 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-02-28 · Grant · Acquired 39,660 · Balance 410,983 F1: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Row 2 · 2024-02-28 · Grant · Acquired 39,660 · Balance 450,643 F3: These performance-based restricted shares cliff vest three years from the grant date based upon the achievement of certain targets. F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.
F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F3: These performance-based restricted shares cliff vest three years from the grant date based upon the achievement of certain targets.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2019 Filed Feb 26, 2019 21:45 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 7,121 | $100.30 | $714,236.30 |
DisclosureSEC source: 0001593968-19-000574 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,134 F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:45 UTC | CARTERS INC CRI · Entity 4857 | Disposition to issuerCommon Stock | 11,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000574 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,255 F1 · shares: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2016. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:39 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,289 | $90.43 | $116,564.27 |
DisclosureSEC source: 0001593968-19-000550 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,025 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 18, 2019 Filed Feb 19, 2019 22:44 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,578 | $90.10 | $142,177.80 |
DisclosureSEC source: 0001593968-19-000487 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,314 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2019 Filed Feb 19, 2019 22:44 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,555 | $90.10 | $140,105.50 |
DisclosureSEC source: 0001593968-19-000487 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,892 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:44 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,846 | $89.36 | $164,958.56 |
DisclosureSEC source: 0001593968-19-000487 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,447 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 22:16 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 30,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000449 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,293 F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2021 targets. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 22:16 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 30,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000449 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,345 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 23:25 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 25,000 | $0.00 Strike: $18.14 | $0.00 |
DisclosureSEC source: 0001593968-18-001467 · primary_01.xml · derivative · entry 5 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F6 · derivative.underlying_shares: All of these options are exercisable. F6 · balance_after: All of these options are exercisable. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 23:25 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 200 | $90.16 | $18,032.00 |
DisclosureSEC source: 0001593968-18-001467 · primary_01.xml · nonDerivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,397 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F5 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.15 to $90.16, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 23:25 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 11,606 | $89.49 | $1,038,620.94 |
DisclosureSEC source: 0001593968-18-001467 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,597 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.15 to $90.11, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 23:25 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 13,194 | $88.68 | $1,170,043.92 |
DisclosureSEC source: 0001593968-18-001467 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,203 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $88.15 to $89.13, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 23:25 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 25,000 | $18.14 | $453,500.00 |
DisclosureSEC source: 0001593968-18-001467 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 21:30 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 25,000 | $0.00 Strike: $18.14 | $0.00 |
DisclosureSEC source: 0001593968-18-001433 · primary_01.xml · derivative · entry 6 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F7 · derivative.underlying_shares: All of these options are exercisable. F7 · balance_after: All of these options are exercisable. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 21:30 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 1,400 | $93.36 | $130,704.00 |
DisclosureSEC source: 0001593968-18-001433 · primary_01.xml · nonDerivative · entry 5 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,397 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F6 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.20 to $93.64, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 21:30 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 4,900 | $92.43 | $452,907.00 |
DisclosureSEC source: 0001593968-18-001433 · primary_01.xml · nonDerivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,797 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F5 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $91.99 to $92.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 21:30 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 7,756 | $91.33 | $708,355.48 |
DisclosureSEC source: 0001593968-18-001433 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,697 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.97 to $91.89, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 21:30 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 10,944 | $90.45 | $989,884.80 |
DisclosureSEC source: 0001593968-18-001433 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,453 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.96 to $90.88, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 21:30 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 25,000 | $18.14 | $453,500.00 |
DisclosureSEC source: 0001593968-18-001433 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:34 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 25,000 | $0.00 Strike: $18.14 | $0.00 |
DisclosureSEC source: 0001593968-18-001404 · primary_01.xml · derivative · entry 5 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 25,000 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F6 · derivative.underlying_shares: All of these options are exercisable. F6 · balance_after: All of these options are exercisable. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:34 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 1,600 | $96.63 | $154,608.00 |
DisclosureSEC source: 0001593968-18-001404 · primary_01.xml · nonDerivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,397 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F5 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $96.20 to $97.09, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:34 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 13,500 | $95.44 | $1,288,440.00 |
DisclosureSEC source: 0001593968-18-001404 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,997 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $95.15 to $96.07, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:34 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 9,900 | $94.79 | $938,421.00 |
DisclosureSEC source: 0001593968-18-001404 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,497 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $94.15 to $95.14, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:34 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 25,000 | $18.14 | $453,500.00 |
DisclosureSEC source: 0001593968-18-001404 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:35 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 25,000 | $0.00 Strike: $18.14 | $0.00 |
DisclosureSEC source: 0001593968-18-001378 · primary_01.xml · derivative · entry 7 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 25,000 shares Expires 2019-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F8 · derivative.underlying_shares: All of these options are exercisable. F8 · balance_after: All of these options are exercisable. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:35 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 11,063 | $98.34 | $1,087,935.42 |
DisclosureSEC source: 0001593968-18-001378 · primary_01.xml · nonDerivative · entry 6 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,397 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F7 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $98.12 to $98.88, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:35 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 9,557 | $97.85 | $935,152.45 |
DisclosureSEC source: 0001593968-18-001378 · primary_01.xml · nonDerivative · entry 5 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,460 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F6 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $97.12 to $98.10, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:35 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 3,010 | $96.76 | $291,247.60 |
DisclosureSEC source: 0001593968-18-001378 · primary_01.xml · nonDerivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,017 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F5 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $96.09 to $97.08, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:35 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 900 | $95.06 | $85,554.00 |
DisclosureSEC source: 0001593968-18-001378 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,027 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $94.67 to $95.39, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:35 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 470 | $94.00 | $44,180.00 |
DisclosureSEC source: 0001593968-18-001378 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,927 F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.66 to $94.45, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 20:35 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 25,000 | $18.14 | $453,500.00 |
DisclosureSEC source: 0001593968-18-001378 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 22:05 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 13,180 | $116.98 | $1,541,796.40 |
DisclosureSEC source: 0001593968-18-000431 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,397 F4 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 22:05 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 1,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000431 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,577 F1 · shares: Reflects the above-target vesting of performance shares that were initially issued and reported in February 2015. F2 · price: Granted at no cost to the reporting person. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:25 UTC | CARTERS INC CRI · Entity 4857 | GrantOption (right to buy) · Derivative | 49,268 | $0.00 Strike: $120.25 | $0.00 |
DisclosureSEC source: 0001593968-18-000395 · primary_01.xml · derivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,268 Underlying: Common Stock · 49,268 shares Expires 2028-02-21 F5 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:25 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 11,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000395 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,513 F4 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2 · price: Granted at no cost to the reporting person. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:25 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 22,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000395 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,077 F1 · shares: These restricted shares cliff vest based upon the achievement of certain 2020 earnings targets. F2 · price: Granted at no cost to the reporting person. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 18, 2018 Filed Feb 21, 2018 21:22 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 3,287 | $121.00 | $397,727.00 |
DisclosureSEC source: 0001593968-18-000376 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,205 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:22 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,564 | $121.00 | $189,244.00 |
DisclosureSEC source: 0001593968-18-000376 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,492 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:44 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,856 | $121.25 | $225,040.00 |
DisclosureSEC source: 0001593968-18-000361 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,056 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:15 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionOption (right to buy) · Derivative | 26,523 | $0.00 Strike: $17.90 | $0.00 |
DisclosureSEC source: 0001593968-17-001276 · primary_01.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,523 shares Expires 2018-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017. F5 · derivative.exercise_date: These options are all exercisable. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:15 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 16 | $107.66 | $1,722.56 |
DisclosureSEC source: 0001593968-17-001276 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,912 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017. F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $107.63 to $107.71, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:15 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 26,507 | $106.86 | $2,832,538.02 |
DisclosureSEC source: 0001593968-17-001276 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,928 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $106.61 to $107.58, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 22:15 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 26,523 | $17.90 | $474,761.70 |
DisclosureSEC source: 0001593968-17-001276 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 11:02 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 26,524 | $0.00 Strike: $17.90 | $0.00 |
DisclosureSEC source: 0001593968-17-001266 · primary_01.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,523 Underlying: Common Stock · 26,524 shares Expires 2018-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017. F5 · derivative.exercise_date: These options are all exercisable. F6 · derivative.underlying_shares: All of these options are exercisable. F6 · balance_after: All of these options are exercisable. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 11:02 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 8,350 | $106.35 | $888,022.50 |
DisclosureSEC source: 0001593968-17-001266 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,912 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017. F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $106.21 to $106.85, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 11:02 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 18,174 | $105.95 | $1,925,535.30 |
DisclosureSEC source: 0001593968-17-001266 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,262 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $105.21 to $106.20, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 11:02 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 26,524 | $17.90 | $474,779.60 |
DisclosureSEC source: 0001593968-17-001266 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:15 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 26,524 | $0.00 Strike: $17.90 | $0.00 |
DisclosureSEC source: 0001593968-17-001216 · primary_01.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,047 Underlying: Common Stock · Not disclosed shares Expires 2018-08-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017. F5 · derivative.exercise_date: These options are all exercisable. F6 · derivative.underlying_shares: All of these options are exercisable. F6 · balance_after: All of these options are exercisable. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:15 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 400 | $101.77 | $40,708.00 |
DisclosureSEC source: 0001593968-17-001216 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,912 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017. F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $101.76 to $101.81, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:15 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 26,124 | $101.24 | $2,644,793.76 |
DisclosureSEC source: 0001593968-17-001216 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,312 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $100.75 to $101.73, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.