Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARTERS INCCRI · Entity 4857 | Director · Chairman, CEO, and President | February 28, 2024 | March 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARTERS INC
Report date February 28, 2024 · Filed March 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 450,643 |
Last balance in matching sequence
After 2024-02-28 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-02-28 · Grant · Acquired 39,660 · Balance 410,983 F1: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Row 2 · 2024-02-28 · Grant · Acquired 39,660 · Balance 450,643 F3: These performance-based restricted shares cliff vest three years from the grant date based upon the achievement of certain targets. F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date.
F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F3: These performance-based restricted shares cliff vest three years from the grant date based upon the achievement of certain targets.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2021 Filed Nov 16, 2021 21:26 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 17,500 | $0.00 Strike: $42.61 | $0.00 |
DisclosureSEC source: 0001060822-21-000062 · wf-form4_163709775136331.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 17,500 shares Expires 2022-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:26 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 11,951 | $108.31 | $1,294,412.81 |
DisclosureSEC source: 0001060822-21-000062 · wf-form4_163709775136331.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,410 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $108.24 to $108.40 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:26 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 17,500 | $108.77 | $1,903,475.00 |
DisclosureSEC source: 0001060822-21-000062 · wf-form4_163709775136331.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,361 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $108.13 to $109.79 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 21:26 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 17,500 | $42.61 | $745,675.00 |
DisclosureSEC source: 0001060822-21-000062 · wf-form4_163709775136331.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:18 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 17,500 | $0.00 Strike: $42.61 | $0.00 |
DisclosureSEC source: 0001060822-21-000060 · wf-form4_163649269117614.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 17,500 shares Expires 2022-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:18 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 12,812 | $106.68 | $1,366,784.16 |
DisclosureSEC source: 0001060822-21-000060 · wf-form4_163649269117614.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,361 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $106.25 to $107.00 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:18 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 17,500 | $105.49 | $1,846,075.00 |
DisclosureSEC source: 0001060822-21-000060 · wf-form4_163649269117614.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,173 F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $104.50 to $106.10 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:18 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 17,500 | $42.61 | $745,675.00 |
DisclosureSEC source: 0001060822-21-000060 · wf-form4_163649269117614.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:35 UTC | CARTERS INC CRI · Entity 4857 | Disposition to issuerCommon Stock | 50,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000660 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,173 F1 · shares: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2018 and 2020. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 21, 2021 Filed Feb 22, 2021 21:40 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,290 | $92.54 | $119,376.60 |
DisclosureSEC source: 0001593968-21-000546 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,233 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 21:37 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,846 | $96.36 | $177,880.56 |
DisclosureSEC source: 0001593968-21-000513 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,523 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 21:37 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 3,490 | $96.36 | $336,296.40 |
DisclosureSEC source: 0001593968-21-000513 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,369 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:37 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 3,062 | $96.36 | $295,054.32 |
DisclosureSEC source: 0001593968-21-000513 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,859 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:27 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 66,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000462 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,921 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 13:58 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionOption (right to buy) · Derivative | 20,000 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001593968-20-002238 · primary_01.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 13:58 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 7,500 | $89.87 | $674,025.00 |
DisclosureSEC source: 0001593968-20-002238 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,625 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020. F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.600 to $90.000, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 13:58 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 12,500 | $88.51 | $1,106,375.00 |
DisclosureSEC source: 0001593968-20-002238 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,125 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $88.150 to $89.000, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 13:58 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 20,000 | $28.44 | $568,800.00 |
DisclosureSEC source: 0001593968-20-002238 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 21:49 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionOption (right to buy) · Derivative | 20,000 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001593968-20-002207 · primary_01.xml · derivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 21:49 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 20,000 | $85.04 | $1,700,800.00 |
DisclosureSEC source: 0001593968-20-002207 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,625 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $84.750 to $85.250, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 21:49 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 20,000 | $28.44 | $568,800.00 |
DisclosureSEC source: 0001593968-20-002207 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:54 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionOption (right to buy) · Derivative | 20,000 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001593968-20-002177 · primary_01.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 20,000 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:54 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 5,000 | $87.00 | $435,000.00 |
DisclosureSEC source: 0001593968-20-002177 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,625 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:54 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 15,000 | $86.28 | $1,294,200.00 |
DisclosureSEC source: 0001593968-20-002177 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,625 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $85.950 to $86.500, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:54 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 20,000 | $28.44 | $568,800.00 |
DisclosureSEC source: 0001593968-20-002177 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:20 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 20,000 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001593968-20-002121 · primary_01.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 20,000 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:20 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 12,500 | $82.47 | $1,030,875.00 |
DisclosureSEC source: 0001593968-20-002121 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,625 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020. F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $82.150 to $82.800, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:20 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 7,500 | $80.23 | $601,725.00 |
DisclosureSEC source: 0001593968-20-002121 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,125 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $79.910 to $80.500, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:20 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 20,000 | $28.44 | $568,800.00 |
DisclosureSEC source: 0001593968-20-002121 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 22:29 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 4,140 | $96.64 | $400,089.60 |
DisclosureSEC source: 0001593968-20-000512 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,625 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 22:29 UTC | CARTERS INC CRI · Entity 4857 | Disposition to issuerCommon Stock | 23,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000512 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,765 F2 · shares: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2017. F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:29 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,289 | $110.73 | $142,730.97 |
DisclosureSEC source: 0001593968-20-000512 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,329 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2020 Filed Feb 18, 2020 23:50 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,555 | $110.30 | $171,516.50 |
DisclosureSEC source: 0001593968-20-000456 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,618 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 23:50 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,845 | $110.30 | $203,503.50 |
DisclosureSEC source: 0001593968-20-000456 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,173 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 23:50 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 3,492 | $109.77 | $383,316.84 |
DisclosureSEC source: 0001593968-20-000456 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,018 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:26 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 27,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000450 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,510 F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain 2020 targets. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:26 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 27,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000450 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,322 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 25, 2019 Filed Nov 25, 2019 22:26 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 20,000 | $0.00 Strike: $28.04 | $0.00 |
DisclosureSEC source: 0001593968-19-002236 · primary_01.xml · derivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2020-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019. Read SEC document |
| November 25, 2019 Filed Nov 25, 2019 22:26 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 20,000 | $101.93 | $2,038,600.00 |
DisclosureSEC source: 0001593968-19-002236 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,134 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $101.70 to $102.05, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. F4 · balance_after: The amount of securities beneficially owned includes an adjustment in the number of shares to remedy an inadvertent clerical error in the previous Section 16 filing. Read SEC document |
| November 25, 2019 Filed Nov 25, 2019 22:26 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 20,000 | $28.04 | $560,800.00 |
DisclosureSEC source: 0001593968-19-002236 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:52 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 20,000 | $0.00 Strike: $28.04 | $0.00 |
DisclosureSEC source: 0001593968-19-002178 · primary_01.xml · derivative · entry 4 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2020-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019. F5 · balance_after: All of these options are exercisable. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:52 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 2,800 | $103.54 | $289,912.00 |
DisclosureSEC source: 0001593968-19-002178 · primary_01.xml · nonDerivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,001 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019. F4 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.44 to $103.64, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:52 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 20,000 | $28.04 | $560,800.00 |
DisclosureSEC source: 0001593968-19-002178 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 21:52 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 17,200 | $103.08 | $1,772,976.00 |
DisclosureSEC source: 0001593968-19-002178 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,801 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019. F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $102.44 to $103.43, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 21:40 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 20,000 | $0.00 Strike: $28.04 | $0.00 |
DisclosureSEC source: 0001593968-19-002109 · primary_01.xml · derivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 20,000 shares Expires 2020-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019. F4 · derivative.underlying_shares: All of these options are exercisable. F4 · balance_after: All of these options are exercisable. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 21:40 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 20,000 | $108.40 | $2,168,000.00 |
DisclosureSEC source: 0001593968-19-002109 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,134 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $108.15 to $108.50, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 21:40 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 20,000 | $28.04 | $560,800.00 |
DisclosureSEC source: 0001593968-19-002109 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:57 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 20,000 | $0.00 Strike: $28.04 | $0.00 |
DisclosureSEC source: 0001593968-19-002072 · primary_01.xml · derivative · entry 3 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 20,000 shares Expires 2020-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019. F4 · derivative.underlying_shares: All of these options are exercisable. F4 · balance_after: All of these options are exercisable. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:57 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 20,000 | $103.36 | $2,067,200.00 |
DisclosureSEC source: 0001593968-19-002072 · primary_01.xml · nonDerivative · entry 2 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,134 F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019. F3 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $102.95 to $103.47, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:57 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 20,000 | $28.04 | $560,800.00 |
DisclosureSEC source: 0001593968-19-002072 · primary_01.xml · nonDerivative · entry 1 CASEY MICHAEL DENNIS · CIK 0001267872 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.