Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Transocean Ltd.RIG · Entity 3732 | EVP, CAO & CIO | March 01, 2024 | March 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Transocean Ltd.
Report date March 01, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Registered SharesSEC Table I · non-derivative | Direct | 1,427,231 |
Ending reported balance
After 2024-03-04 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-03-01 · Exercise / conversion · Acquired 103,865 · Balance 1,374,268 F1: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. Row 2 · 2024-03-01 · Exercise / conversion · Acquired 103,565 · Balance 1,477,833 F2: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,565 on March 1, 2025. Row 3 · 2024-03-01 · Exercise / conversion · Acquired 52,007 · Balance 1,529,840 F3: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 52,008 on March 1, 2025 and 52,008 on March 1, 2026 Row 4 · 2024-03-04 · Tax withholding · Disposed 102,609 · Balance 1,427,231 F4: Shares sold upon vesting to satisfy tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Units, which are 1-for-1 share equivalents, acquired on February 12, 2021, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares.
F2: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 103,565 on March 1, 2025.
F3: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2024, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 52,008 on March 1, 2025 and 52,008 on March 1, 2026
F4: Shares sold upon vesting to satisfy tax withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Shares | 16,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003325 · edgar.xml · nonDerivative · entry 4 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 16,729 on March 1, 2020, and 16,729 on March 1, 2021. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 12,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003325 · edgar.xml · nonDerivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 12,946 on March 1, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:49 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 14,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003325 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2019, resulting in the right of the reporting person to receive the registered shares. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC | Transocean Ltd. RIG · Entity 3732 | GrantDeferred Units · Derivative | 61,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001717 · edgar.xml · derivative · entry 5 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,924 Underlying: Registered Shares · 61,924 shares Expires not disclosed F5 · derivative.exercise_date: The Deferred Units were acquired on February 7, 2019, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 20,641 on March 1, 2020; 20,641 on March 1, 2021; and 20,642 on March 1, 2022. F5 · derivative.expiration_date: The Deferred Units were acquired on February 7, 2019, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 20,641 on March 1, 2020; 20,641 on March 1, 2021; and 20,642 on March 1, 2022. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC | Transocean Ltd. RIG · Entity 3732 | GrantStock Options · Derivative | 132,716 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0001179110-19-001717 · edgar.xml · derivative · entry 4 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,716 Underlying: Registered Shares · 132,716 shares Expires 2029-02-07 F4 · derivative.exercise_date: On February 7, 2019, the reporting person was awarded 132,716 stock options which vest as follows: 44,238 on February 7, 2020; 44,239 on February 7, 2021; and 44,239 on February 7, 2022. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 21,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001717 · edgar.xml · nonDerivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,732 F3 · shares: Shares withheld upon vesting to satisfy tax withholding obligations. Read SEC document |
| February 07, 2019 Filed Feb 12, 2019 01:00 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 86,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001717 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Deferred Units awarded on February 11, 2016 vested on February 7, 2019 upon satisfaction of the applicable performance measures pursuant to the Issuer's 2016-2018 performance cycle. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 21:20 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 55,212 | $7.10 | $392,099.06 |
DisclosureSEC source: 0001179110-18-014314 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold by the reporting person in the open market. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 20:56 UTC | Transocean Ltd. RIG · Entity 3732 | SaleRegistered Shares | 10,298 | $7.28 | $74,969.44 |
DisclosureSEC source: 0001179110-18-014179 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,212 F1 · shares: Shares sold by the reporting person in the open market. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 21:25 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 1,637 | $10.75 | $17,597.75 |
DisclosureSEC source: 0001179110-18-010711 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,510 Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 21:25 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 6,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010711 · edgar.xml · derivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Registered Shares · 6,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on August 17, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on August 17, 2018, resulting in delivery of registered shares to the reporting person. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 21:25 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 6,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-010711 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on August 17, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on August 17, 2018, resulting in delivery of registered shares to the reporting person. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:57 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 6,785 | $9.20 | $62,422.00 |
DisclosureSEC source: 0001179110-18-003470 · edgar.xml · nonDerivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,480 F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:57 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 12,945 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003470 · edgar.xml · derivative · entry 5 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,892 Underlying: Registered Shares · 12,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 12,946 on March 1, 2019 and 12,946 on March 1, 2020. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:57 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 14,368 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003470 · edgar.xml · derivative · entry 4 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,368 Underlying: Registered Shares · 14,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 14,368 on March 1, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:57 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 12,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003470 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 12,946 on March 1, 2019 and 12,946 on March 1, 2020. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:57 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 14,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003470 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2018, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 14,368 on March 1, 2019. Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 02:13 UTC | Transocean Ltd. RIG · Entity 3732 | GrantDeferred Units · Derivative | 50,187 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001981 · edgar.xml · derivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,187 Underlying: Registered Shares · 50,187 shares Expires not disclosed F2 · derivative.exercise_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 16,729 on March 1, 2019; 16,729 on March 1, 2020; and 16,729 on March 1, 2021. F2 · derivative.expiration_date: The Deferred Units were acquired on February 8, 2018, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 16,729 on March 1, 2019; 16,729 on March 1, 2020; and 16,729 on March 1, 2021. Read SEC document |
| February 08, 2018 Filed Feb 13, 2018 02:13 UTC | Transocean Ltd. RIG · Entity 3732 | GrantStock Options · Derivative | 101,034 | $0.00 Strike: $9.18 | $0.00 |
DisclosureSEC source: 0001179110-18-001981 · edgar.xml · derivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,034 Underlying: Registered Shares · 101,034 shares Expires 2028-02-07 F1 · derivative.exercise_date: On February 8, 2018, the reporting person was awarded 101,034 stock options which vest as follows: 33,678 on February 7, 2019; 33,678 on February 7, 2020; 33,678 on February 7, 2021. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 21:29 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 6,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011704 · edgar.xml · derivative · entry 6 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Registered Shares · 6,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Deferred Units, which are 1-for-1 equivalents, acquired on August 17, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on August 17, 2017, resulting in delivery of registered shares to the reporting person. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 21:29 UTC | Transocean Ltd. RIG · Entity 3732 | PurchaseRegistered Shares | 20,000 | $7.32 | $146,400.00 |
DisclosureSEC source: 0001179110-17-011704 · edgar.xml · nonDerivative · entry 5 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 20,000 Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 21:29 UTC | Transocean Ltd. RIG · Entity 3732 | PurchaseRegistered Shares | 14,500 | $7.32 | $106,140.00 |
DisclosureSEC source: 0001179110-17-011704 · edgar.xml · nonDerivative · entry 4 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,952 Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 21:29 UTC | Transocean Ltd. RIG · Entity 3732 | PurchaseRegistered Shares | 5,500 | $7.32 | $40,260.00 |
DisclosureSEC source: 0001179110-17-011704 · edgar.xml · nonDerivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,452 Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 21:29 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 1,841 | $7.32 | $13,476.12 |
DisclosureSEC source: 0001179110-17-011704 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,952 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 21:29 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 6,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011704 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Deferred Units, which are 1-for-1 equivalents, acquired on August 17, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on August 17, 2017, resulting in delivery of registered shares to the reporting person. Read SEC document |
| August 17, 2017 Filed Feb 12, 2019 01:00 UTC | Transocean Ltd. RIG · Entity 3732 | OtherRegistered Shares | 20,000 | $7.32 | $146,400.00 |
DisclosureSEC source: 0001179110-19-001717 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 20,000 F1 · ownership.nature: As previously reported on August 17, 2017, the reporting person indirectly owns 20,000 registered shares through an Individual Retirement Account. Read SEC document |
| August 17, 2017 Filed Mar 5, 2019 22:49 UTC | Transocean Ltd. RIG · Entity 3732 | OtherRegistered Shares | 20,000 | $7.32 | $146,400.00 |
DisclosureSEC source: 0001179110-19-003325 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 20,000 F1 · ownership.nature: As previously reported on August 17, 2017, the reporting person indirectly owns 20,000 registered shares through an Individual Retirement Account. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 19:41 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 4,069 | $13.60 | $55,338.40 |
DisclosureSEC source: 0001179110-17-003801 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,126 F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:41 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 14,367 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003801 · edgar.xml · derivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,736 Underlying: Registered Shares · 14,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:41 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 14,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003801 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Units, which are 1-for-1 equivalents, acquired on February 11, 2016, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2017, resulting in delivery of registered shares to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:32 UTC | Transocean Ltd. RIG · Entity 3732 | GrantDeferred Units · Derivative | 38,837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002285 · edgar.xml · derivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,837 Underlying: Registered Shares · 38,837 shares Expires not disclosed F2 · derivative.exercise_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 12,945 on March 1, 2018; 12,946 on March 1, 2019; and 12,946 on March 1, 2020. F2 · derivative.expiration_date: The Deferred Units were acquired on February 10, 2017, by the reporting person pursuant to the Issuer's long-term incentive plan, and vest as follows: 12,945 on March 1, 2018; 12,946 on March 1, 2019; and 12,946 on March 1, 2020. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:32 UTC | Transocean Ltd. RIG · Entity 3732 | GrantStock Options · Derivative | 74,861 | $0.00 Strike: $13.35 | $0.00 |
DisclosureSEC source: 0001179110-17-002285 · edgar.xml · derivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,861 Underlying: Registered Shares · 74,861 shares Expires 2027-02-10 F1 · derivative.exercise_date: On February 10, 2017, the reporting person was awarded 74,861 stock options which vest as follows: 24,953 on February 10, 2018; 24,954 on February 10, 2019; and 24,954 on February 10, 2020. Read SEC document |
| August 17, 2016 Filed Nov 16, 2016 21:51 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRestricted Units · Derivative | 6,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031701 · edgar.xml · derivative · entry 3 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,334 Underlying: Registered Shares · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 share equivalents, acquired on August 17, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on August 17, 2016, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 6,667 on August 17, 2017 and 6,667 on August 17, 2018. F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 share equivalents, acquired on August 17, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on August 17, 2016, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 6,667 on August 17, 2017 and 6,667 on August 17, 2018. Read SEC document |
| August 17, 2016 Filed Nov 16, 2016 21:51 UTC | Transocean Ltd. RIG · Entity 3732 | Tax withholdingRegistered Shares | 1,838 | $10.11 | $18,582.18 |
DisclosureSEC source: 0001179110-16-031701 · edgar.xml · nonDerivative · entry 2 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,828 Read SEC document |
| August 17, 2016 Filed Nov 16, 2016 21:51 UTC | Transocean Ltd. RIG · Entity 3732 | Exercise / conversionRegistered Shares | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031701 · edgar.xml · nonDerivative · entry 1 DAVIS HOWARD E · CIK 0001228413 · EVP, CAO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Units, which are 1-for-1 share equivalents, acquired on August 17, 2015, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on August 17, 2016, resulting in delivery of registered shares to the reporting person. The remaining restricted units vest as follows: 6,667 on August 17, 2017 and 6,667 on August 17, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.