Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Keurig Dr Pepper Inc.KDP · Entity 3055 | Chief Strategy Officer | March 04, 2024 | March 06, 2024 |
| TYSON FOODS, INC.TSN · Entity 3273 | EVP Alternative Proteins | November 20, 2020 | December 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Keurig Dr Pepper Inc.
Report date March 04, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 143,296 |
Ending reported balance
After 2024-03-04 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-03-04 · Exercise / conversion · Acquired 23,515 · Balance 134,903 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Row 2 · 2024-03-04 · Exercise / conversion · Acquired 20,412 · Balance 155,315 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Row 3 · 2024-03-04 · Tax withholding · Disposed 12,019 · Balance 143,296 F2: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 15,676 |
Reported balance
After 2024-03-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-03-04 · Exercise / conversion · Disposed 23,515 · Balance 15,676 F3: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 40,822 |
Reported balance
After 2024-03-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-03-04 · Exercise / conversion · Disposed 20,412 · Balance 40,822 F4: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025; and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 41,238 |
Reported balance
After 2024-03-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-03-04 · Grant · Acquired 41,238 · Balance 41,238 F5: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3.
F3: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in three installments as follows: 60% on March 3, 2024; 20% on March 3, 2025, and 20% on March 3, 2026. Sixty percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.
F4: As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four installments as follows: 25% on March 3, 2023; 25% on March 3, 2024; 25% on March 3, 2025; and 25% on March 3, 2026. Twenty-five percent of the RSUs vested on March 4, 2024, the first trading day following March 3, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019.
F5: Subject to certain vesting conditions and exceptions, these RSUs vest in three installments as follows: 60% on March 4, 2027; 20% on March 4, 2028, and 20% on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting.
TYSON FOODS, INC.
Report date November 20, 2020 · Filed December 21, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.74 · Expires 2030-11-20 | Direct | 30,161 |
Reported balance
After 2020-11-20 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-11-20 · Grant · Acquired 30,161 · Balance 30,161 F1: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020. F2: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020.
F2: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2018 Filed Nov 21, 2018 17:02 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 85.929 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000127 · wf-form4_154281971283375.xml · nonDerivative · entry 1 Whitmore Justin · CIK 0001721646 · EVP Cont Impr & CSO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,677.325 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 4,395.195 shares of Class A Common Stock which vest on May 12, 2020 if the Reporting Person is employed by the Issuer on the vesting date and 2,282.13 shares which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") are achieved and the Reporting Person is employed by the Issuer on the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.