Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.KAR · Entity 4015 | AFC President | March 11, 2024 | March 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date March 11, 2024 · Filed March 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,604.3891 |
Ending reported balance
After 2024-03-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-11 · Exercise / conversion · Acquired 14,822 · Balance 59,426.3891 Row 2 · 2024-03-11 · Sale · Disposed 14,822 · Balance 44,604.3891 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.81 to $15.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.81 · Expires 2031-03-04 | Direct | 4,941 |
Reported balance
After 2024-03-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-03-11 · Exercise / conversion · Disposed 14,822 · Balance 4,941 F2: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.81 to $15.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2020 Filed Feb 26, 2020 01:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 5,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000037 · wf-form4_158268059983591.xml · nonDerivative · entry 5 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,603.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 176 | $21.55 | $3,792.80 |
DisclosureSEC source: 0001395942-20-000037 · wf-form4_158268059983591.xml · nonDerivative · entry 4 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,708.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 01:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000037 · wf-form4_158268059983591.xml · nonDerivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,884.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2020. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 639 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000037 · wf-form4_158268059983591.xml · derivative · entry 9 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,277 Underlying: Common Stock · 639 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 183 | $22.25 | $4,071.75 |
DisclosureSEC source: 0001395942-20-000037 · wf-form4_158268059983591.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,271.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 639 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000037 · wf-form4_158268059983591.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,454.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:30 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 4,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000037 · wf-form4_158268059983591.xml · derivative · entry 13 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,338 Underlying: Common Stock · 4,338 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F11 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F11 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 22:06 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 4,205.399 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000026 · wf-form4_158232276309276.xml · derivative · entry 7 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,205.399 Underlying: Common Stock · 4,205.399 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 20:52 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000096 · wf-form4_156512473909292.xml · derivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on August 4, 2017, one-third of these restricted stock units vested on August 4, 2018 and the remaining one-third of these restricted stock units vested on August 4, 2019. F4 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on August 4, 2017, one-third of these restricted stock units vested on August 4, 2018 and the remaining one-third of these restricted stock units vested on August 4, 2019. Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 20:52 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 55 | $26.45 | $1,454.75 |
DisclosureSEC source: 0001395942-19-000096 · wf-form4_156512473909292.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,815.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| August 04, 2019 Filed Aug 6, 2019 20:52 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000096 · wf-form4_156512473909292.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,870.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on August 4, 2019. Read SEC document |
| June 28, 2019 Filed Jul 3, 2019 00:42 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 5,042.123 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000084 · wf-form4_156211456266160.xml · derivative · entry 7 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,042.123 Underlying: Common Stock · 5,042.123 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · price: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| June 28, 2019 Filed Jul 3, 2019 00:42 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 5,894.808 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000084 · wf-form4_156211456266160.xml · derivative · entry 6 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,894.808 Underlying: Common Stock · 5,894.808 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · price: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 22:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000045 · wf-form4_155182494966289.xml · derivative · entry 5 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078 Underlying: Common Stock · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 22:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 155 | $47.72 | $7,396.60 |
DisclosureSEC source: 0001395942-19-000045 · wf-form4_155182494966289.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,679.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 22:29 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000045 · wf-form4_155182494966289.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,834.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:21 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 612 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · derivative · entry 7 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613 Underlying: Common Stock · 612 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:21 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 175 | $47.06 | $8,235.50 |
DisclosureSEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · nonDerivative · entry 4 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,294.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2019 Filed Feb 27, 2019 02:21 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 612 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · nonDerivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,469.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 02:21 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 1,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · derivative · entry 9 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,916 Underlying: Common Stock · 1,916 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 02:21 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 527 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · derivative · entry 6 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units and dividend equivalents were subject to a time-vesting requirement and vested and settled into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents vested on February 22, 2019. F6 · derivative.expiration_date: These restricted stock units and dividend equivalents were subject to a time-vesting requirement and vested and settled into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents vested on February 22, 2019. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 02:21 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 152 | $47.06 | $7,153.12 |
DisclosureSEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,857.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 02:21 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 527 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000035 · wf-form4_155123406880441.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,009.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,148 | $53.85 | $61,819.80 |
DisclosureSEC source: 0001395942-19-000020 · wf-form4_155079472582662.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,482.3891 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 4,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000020 · wf-form4_155079472582662.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,630.3891 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 21:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 3.8991 | $46.91 | $182.91 |
DisclosureSEC source: 0001395942-19-000011 · wf-form4_154698232965353.xml · derivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525.3389 Underlying: Common Stock · 3.8991 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F3 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. F3 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 20:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 3.0536 | $59.55 | $181.84 |
DisclosureSEC source: 0001395942-18-000121 · wf-form4_153876957338786.xml · derivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521.4398 Underlying: Common Stock · 3.0536 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F3 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. F3 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 18:01 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 16,000 | $62.97 | $1,007,513.60 |
DisclosureSEC source: 0001395942-18-000117 · wf-form4_153487450018881.xml · nonDerivative · entry 4 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,619.3891 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.80 to $63.26 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 18:01 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 16,000 | $16.07 | $257,120.00 |
DisclosureSEC source: 0001395942-18-000117 · wf-form4_153487450018881.xml · nonDerivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,619.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 18:01 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 32,000 | $16.07 Strike: $16.07 | $514,240.00 |
DisclosureSEC source: 0001395942-18-000117 · wf-form4_153487450018881.xml · derivative · entry 5 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2022-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: 16,000 shares were exercised on August 17, 2018 and 16,000 shares were exercised on August 20, 2018. F4 · derivative.exercise_date: All shares are currently exercisable. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 18:01 UTC | OPENLANE, Inc. KAR · Entity 4015 | SaleCommon Stock | 16,000 | $62.17 | $994,665.60 |
DisclosureSEC source: 0001395942-18-000117 · wf-form4_153487450018881.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,619.3891 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.98 to $62.47 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 18:01 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 16,000 | $16.07 | $257,120.00 |
DisclosureSEC source: 0001395942-18-000117 · wf-form4_153487450018881.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,619.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2018 Filed Aug 6, 2018 22:22 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000110 · wf-form4_153359413206648.xml · derivative · entry 4 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191 Underlying: Common Stock · 191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on August 4, 2017, one-third of these restricted stock units vested on August 4, 2018 and the remaining one-third of these restricted stock units vest on August 4, 2019, assuming continued employment through the applicable vesting date and assuming the performance related conditions set forth in the reporting person's award agreement are met. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on August 4, 2017, one-third of these restricted stock units vested on August 4, 2018 and the remaining one-third of these restricted stock units vest on August 4, 2019, assuming continued employment through the applicable vesting date and assuming the performance related conditions set forth in the reporting person's award agreement are met. Read SEC document |
| August 04, 2018 Filed Aug 6, 2018 22:22 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 55 | $59.63 | $3,279.65 |
DisclosureSEC source: 0001395942-18-000110 · wf-form4_153359413206648.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,619.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| August 04, 2018 Filed Aug 6, 2018 22:22 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000110 · wf-form4_153359413206648.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,674.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on August 4, 2018. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 21:31 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 3.2547 | $55.52 | $180.70 |
DisclosureSEC source: 0001395942-18-000106 · wf-form4_153117185843420.xml · derivative · entry 4 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518.3862 Underlying: Common Stock · 3.2547 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 20:22 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 3.2861 | $54.64 | $179.55 |
DisclosureSEC source: 0001395942-18-000076 · wf-form4_152304609679223.xml · derivative · entry 4 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515.1315 Underlying: Common Stock · 3.2861 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 02:28 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 1,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000061 · wf-form4_152038970575277.xml · derivative · entry 6 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,618 Underlying: Common Stock · 1,618 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 01:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000043 · wf-form4_151969623802164.xml · derivative · entry 8 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225 Underlying: Common Stock · 613 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 01:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 170 | $51.42 | $8,741.40 |
DisclosureSEC source: 0001395942-18-000043 · wf-form4_151969623802164.xml · nonDerivative · entry 4 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,483.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 01:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000043 · wf-form4_151969623802164.xml · nonDerivative · entry 3 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,653.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000043 · wf-form4_151969623802164.xml · derivative · entry 7 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511.8454 Underlying: Common Stock · 514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 144 | $50.87 | $7,325.28 |
DisclosureSEC source: 0001395942-18-000043 · wf-form4_151969623802164.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,040.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000043 · wf-form4_151969623802164.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,184.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (including dividend equivalents) is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units and dividend equivalents vested in common stock on February 22, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 485.1353 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000032 · wf-form4_151933978586456.xml · derivative · entry 6 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 485.1353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units and dividend equivalents were subject to a time-vesting requirement and vested and settled into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents vested on February 20, 2018. F7 · derivative.expiration_date: These restricted stock units and dividend equivalents were subject to a time-vesting requirement and vested and settled into common stock as follows: half of these restricted stock units and dividend equivalents vested on February 20, 2017 and the remaining half of these restricted stock units and dividend equivalents vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 136 | $50.49 | $6,866.64 |
DisclosureSEC source: 0001395942-18-000032 · wf-form4_151933978586456.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,670.3891 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:50 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 485.1353 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000032 · wf-form4_151933978586456.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,806.3891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (including dividend equivalents) is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units and dividend equivalents vested in common stock on February 20, 2018. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 02:04 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 1,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000018 · wf-form4_151814183771937.xml · derivative · entry 7 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,838 Underlying: Common Stock · 1,838 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9 · derivative.exercise_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 02:04 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 661 | $51.04 | $33,737.44 |
DisclosureSEC source: 0001395942-18-000018 · wf-form4_151814183771937.xml · nonDerivative · entry 2 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,321.2538 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 02:04 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 1,949.2538 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000018 · wf-form4_151814183771937.xml · nonDerivative · entry 1 Money James E. II · CIK 0001678215 · AFC President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,982.2538 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2015 and ending on December 31, 2017. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 6, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.