Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HALLIBURTON COHAL · Entity 3141 | Director · Exec Chairman of the Board | December 10, 2018 | December 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HALLIBURTON CO
Report date December 10, 2018 · Filed December 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 438,447.663 |
Ending reported balance
After 2018-12-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-12-10 · Tax withholding · Disposed 7,333 · Balance 443,894.663 F1: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer. Row 2 · 2018-12-11 · Tax withholding · Disposed 5,447 · Balance 438,447.663 F1: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 156,754.29 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 156,754.29 |
| Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $43.38 · Expires 2027-12-06 | Direct | 77,899 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 77,899 |
| Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $53.54 · Expires 2026-12-07 | Direct | 114,900 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 114,900 |
| Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $38.95 · Expires 2025-12-02 | Direct | 176,900 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 176,900 |
| Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $40.75 · Expires 2024-12-03 | Direct | 178,100 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 178,100 |
| Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $50.62 · Expires 2023-12-04 | Direct | 137,900 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 137,900 |
| Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $33.50 · Expires 2022-12-05 | Direct | 208,900 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 208,900 |
| Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $35.57 · Expires 2021-12-06 | Direct | 141,900 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 141,900 |
| Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $39.19 · Expires 2020-12-01 | Direct | 108,000 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 108,000 |
| 06/2017 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 326,229 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 326,229 F2: Each Restricted Stock Unit represents the right to receive one share of common stock. F3: One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2018. The other one-half will be valued on December 31, 2018 and distribute as cash in three equal annual installments beginning December 31, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F2: Each Restricted Stock Unit represents the right to receive one share of common stock.
F3: One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2018. The other one-half will be valued on December 31, 2018 and distribute as cash in three equal annual installments beginning December 31, 2019.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CENTERPOINT ENERGY INC
Report date March 13, 2024 · Filed March 14, 2024
Section 16 reporting ended · disclosed 2024-03-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 773,083 |
Reported balance
After 2024-03-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-13 · Other · Disposed 408,832 · Balance 773,083 F1: Reporting person transferred shares to spouse. F2: Includes (i) 78,851 time-based restricted stock units ("RSUs") awarded under the Issuer's long-term incentive plan (the "Plan") and payable in February 2025 and (ii) 84,964 RSUs awarded under the Plan and payable in February 2026. The vesting and payment of each award is conditioned upon positive operating income in the last full calendar year of the restricted period. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 687,244 |
Reported balance
After 2024-03-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-03-13 · Other · Acquired 408,832 · Balance 687,244 F1: Reporting person transferred shares to spouse. |
| Common StockSEC Table I · non-derivative | IndirectBy GreenStream Resources LLC | 37,000 |
Reported balance
Holding disclosure · report date 2024-03-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 37,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person transferred shares to spouse.
F2: Includes (i) 78,851 time-based restricted stock units ("RSUs") awarded under the Issuer's long-term incentive plan (the "Plan") and payable in February 2025 and (ii) 84,964 RSUs awarded under the Plan and payable in February 2026. The vesting and payment of each award is conditioned upon positive operating income in the last full calendar year of the restricted period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2024 Filed Mar 14, 2024 20:51 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | OtherCommon Stock | 408,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-24-000050 · wk-form4_1710449484.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · Former CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 687,244 F1 · kind: Reporting person transferred shares to spouse. Read SEC document |
| March 13, 2024 Filed Mar 14, 2024 20:51 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | OtherCommon Stock | 408,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-24-000050 · wk-form4_1710449484.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · Former CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 773,083 F1 · kind: Reporting person transferred shares to spouse. F2 · balance_after: Includes (i) 78,851 time-based restricted stock units ("RSUs") awarded under the Issuer's long-term incentive plan (the "Plan") and payable in February 2025 and (ii) 84,964 RSUs awarded under the Plan and payable in February 2026. The vesting and payment of each award is conditioned upon positive operating income in the last full calendar year of the restricted period. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 21:32 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 231,123 | $29.01 | $6,704,878.23 |
DisclosureSEC source: 0001130310-24-000002 · wk-form4_1704317518.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,077,399 F1 · shares: Shares withheld for taxes upon payment of time-based restricted stock units. F2 · balance_after: Includes (i) 93,119 time-based restricted stock units ("RSUs") awarded under the Issuer's long-term incentive plan (the "Plan") and vesting in February 2024, (ii) 78,851 RSUs awarded under the Plan and vesting in February 2025 and (iii) 84,964 RSUs awarded under the Plan and vesting in February 2026. The awards shall vest (a) if Reporting Person ("R.P.") remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, the vesting of each award is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. Read SEC document |
| November 13, 2023 Filed Nov 13, 2023 21:27 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | PurchaseCommon Stock | 37,000 | $27.12 | $1,003,440.00 |
DisclosureSEC source: 0001130310-23-000152 · wk-form4_1699910853.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By GreenStream Resources LLC Disclosed balance after: 37,000 Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:29 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 43,006 | $29.15 | $1,253,624.90 |
DisclosureSEC source: 0001130310-23-000097 · wk-form4_1688416187.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,308,522 F1 · shares: Shares withheld for taxes upon payment of time-based restricted stock units ("RSUs"). F2 · balance_after: Includes (i) 93,119 RSUs awarded under the Issuer's long-term incentive plan (the "Plan") and vesting in February 2024, (ii) 78,851 RSUs awarded under the Plan and vesting in February 2025 and (iii) 84,964 RSUs awarded under the Plan and vesting in February 2026. The awards shall vest (a) if Reporting Person ("R.P.") remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, the vesting of each award is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. F3 · balance_after: Also includes 600,000 RSUs awarded under the Plan and vesting in December 2023. The above award shall vest (a) if R.P. continues to be an employee of Issuer from the grant date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:29 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 6,807 | $29.15 | $198,424.05 |
DisclosureSEC source: 0001130310-23-000097 · wk-form4_1688416187.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,351,528 F1 · shares: Shares withheld for taxes upon payment of time-based restricted stock units ("RSUs"). Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 20:33 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | OtherCommon Stock | 278,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-23-000049 · wf-form4_167882597264629.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 278,412 F1 · kind: Reporting person transferred shares to spouse. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 20:33 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | OtherCommon Stock | 278,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-23-000049 · wf-form4_167882597264629.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358,335 F1 · kind: Reporting person transferred shares to spouse. F2 · balance_after: Includes 17,298 time-based restricted stock units ("RSUs") awarded under the Issuer's long-term incentive plan (the "Plan") and vesting in July 2023. Reporting Person ("R.P.") must remain an employee through vesting date. Also includes (i) 109,289 RSUs awarded under the Plan and vesting in July 2023, (ii) 93,119 RSUs awarded under the Plan and vesting in February 2024, (iii) 78,851 RSUs awarded under the Plan and vesting in February 2025 and (iv) 84,964 RSUs awarded under the Plan and vesting in February 2026. The awards in the pervious sentence shall vest (a) if R.P. remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, for shares vesting in February 2024, 2025 and 2026, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. F3 · balance_after: Also includes 600,000 RSUs awarded under the Plan and vesting in December 2023. The above award shall vest (a) if R.P. continues to be an employee of Issuer from the grant date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:31 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 200,692 | $29.21 | $5,862,213.32 |
DisclosureSEC source: 0001130310-23-000037 · wf-form4_167710147352014.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,636,747 F2 · shares: Shares withheld for taxes upon vesting of performance shares. F3 · balance_after: Includes 17,298 time-based restricted stock units ("RSUs") awarded under the Plan and vesting in July 2023. Reporting Person (R.P.) must remain an employee through vesting date. Also includes (i) 109,289 RSUs awarded under the Plan and vesting in July 2023, (ii) 93,119 RSUs awarded under the Plan and vesting in February 2024, (iii) 78,851 RSUs awarded under the Plan and vesting in February 2025 and (iv) 84,964 RSUs awarded under the Plan and vesting in February 2026. The awards in the pervious sentence shall vest (a) if R.P. remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, for shares vesting in February 2024, 2025 and 2026, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. F4 · balance_after: Also includes 600,000 RSUs awarded under the Plan and vesting in December 2023. The above award shall vest (a) if R.P. continues to be an employee of Issuer from the grant date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:31 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 510,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-23-000037 · wf-form4_167710147352014.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,837,439 F1 · shares: Vesting of performance shares awarded in 2020 under the Issuer's Long-term Incentive Plan (the "Plan"). Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:40 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-23-000025 · wf-form4_167667000947708.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,327,423 F2 · shares: Reflects the award of RSUs under the Plan vesting (a) in December 2023 if the R.P. continues to be an employee of Issuer from the grant date through the vesting date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason. F3 · balance_after: Includes 17,298 time-based restricted stock units ("RSUs") awarded under the Issuer's Long-Term Incentive Plan ("Plan") and vesting in July 2023. R.P. must remain an employee through vesting date. Also includes (i) 109,289 RSUs awarded under the Plan and vesting in July 2023, (ii) 93,119 RSUs awarded under the Plan and vesting in February 2024, and (iii) 78,851 RSUs awarded under the Plan and vesting in February 2025. The awards in the pervious sentence shall vest (a) if R.P. remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, for shares vesting in February 2024 and 2025, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. F4 · balance_after: Also includes 400,000 RSUs awarded under the Plan and vesting in December 2023. The above award shall vest (a) if R.P. continues to be an employee of Issuer from the grant date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:40 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 84,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-23-000025 · wf-form4_167667000947708.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127,423 F1 · shares: Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-Term Incentive Plan (the "Plan") and vesting (i) in February 2026 if the Reporting Person ("R.P.") continues to be an employee of Issuer from the grant date through the vesting date, (ii) in the event of his earlier disability or death, or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting, provided, however, that any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 21:40 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 152,500 | $29.56 | $4,507,900.00 |
DisclosureSEC source: 0001130310-23-000004 · wf-form4_167286837740800.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042,459 F1 · shares: Shares withheld for taxes upon payment of time-based restricted stock units. F2 · balance_after: Includes 17,298 time-based restricted stock units ("RSUs") awarded under the Issuer's Long-Term Incentive Plan ("Plan") and vesting in July 2023. Reporting Person ("R.P.") must remain an employee through vesting date. Also includes (i) 109,289 RSUs awarded under the Plan and vesting in July 2023, (ii) 93,119 RSUs awarded under the Plan and vesting in February 2024, and (iii) 78,851 RSUs awarded under the Plan and vesting in February 2025. The awards in the pervious sentence shall vest (a) if R.P. remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, for shares vesting in February 2024 and 2025, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. F3 · balance_after: Also includes 400,000 RSUs awarded under the Plan and vesting in December 2023. The above award shall vest (a) if R.P. continues to be an employee of Issuer from the grant date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 21:11 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 6,807 | $30.50 | $207,613.50 |
DisclosureSEC source: 0001130310-22-000091 · wf-form4_165714187076871.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194,959 F1 · shares: Shares withheld for taxes upon payment of time-based restricted stock units. F2 · balance_after: Includes 17,298 time-based restricted stock units ("RSUs") awarded under the Issuer's Long-Term Incentive Plan ("Plan") and vesting in July 2023. Reporting Person ("R.P.") must remain an employee through vesting date. Also includes (i) 109,289 RSUs awarded under the Plan and vesting in July 2023, (ii) 93,119 RSUs awarded under the Plan and vesting in February 2024, and (iii) 78,851 RSUs awarded under the Plan and vesting in February 2025. The awards in the pervious sentence shall vest (a) if R.P. remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, for shares vesting in February 2024 and 2025, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. F3 · balance_after: Also includes (i) 400,000 RSUs awarded under the Plan and vesting in December 2022, and (ii) 400,000 RSUs awarded under the Plan and vesting in December 2023. The above awards shall vest (a) if R.P. continues to be an employee of Issuer from the grant date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 23:10 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-22-000009 · wf-form4_164513938845141.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201,766 F2 · shares: Reflects the award of RSUs under the Plan vesting (a) in December 2023 if the R.P. continues to be an employee of Issuer from the grant date through the vesting date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason. F3 · balance_after: Includes (i) 17,298 RSUs awarded under the Plan and vesting in July 2022, and (ii) 17,298 RSUs awarded under the Plan and vesting in July 2023. R.P. must remain an employee through vesting dates. Also includes 109,289 RSUs awarded under the Plan and vesting (i) in July 2023 if R.P. remains an employee through vesting date; (ii) upon earlier disability or death; or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. Also includes 93,119 RSUs awarded under the Plan and vesting (i) February 2024 if R.P. remains an employee through vesting date, (ii) upon earlier disability or death, or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied; provided, vesting is conditioned on positive operating income in last full year of restricted period except in case of death or disability. F4 · balance_after: Also includes 400,000 RSUs awarded under the Plan and vesting (i) in December 2022 if R.P. continues to be an employee of Issuer from the grant date; (ii) in the event of the R.P.'s earlier disability or death; or (iii) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:10 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 78,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-22-000009 · wf-form4_164513938845141.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,766 F1 · shares: Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-Term Incentive Plan (the "Plan") and vesting (i) in February 2025 if the Reporting Person ("R.P.") continues to be an employee of Issuer from the grant date through the vesting date, (ii) in the event of his earlier disability or death, or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting, provided, however, that any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. Read SEC document |
| July 20, 2021 Filed Jul 22, 2021 21:34 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047812 · doc4.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,915 F1 · shares: Reflects the award of time-based restricted stock units ("RSUs") under the Issuer's Long-Term Incentive Plan (the "Plan") vesting (a) in December 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (b) in the event of the Reporting Person's earlier disability or death; or (c) upon the Reporting Person's termination of employment without cause or the Reporting Person's resignation for good reason. F2 · balance_after: Includes (i) 17,298 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan ("Plan") and vesting in July 2022, and (ii) 17,298 RSUs awarded under Plan and vesting in July 2023. Reporting Person ("R.P.") must remain an employee through vesting dates. Also includes 109,289 RSUs awarded under Plan and vesting (i) in July 2023 if R.P. remains an employee through vesting date; (ii) upon earlier disability or death; or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. Also includes 93,119 RSUs awarded under Plan and vesting (i) in February 2024 if R.P. remains an employee through vesting date, (ii) upon earlier disability or death, or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied; provided, vesting is conditioned on positive operating income in last full year of restricted period except in case of death or disability. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:05 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | Tax withholdingCommon Stock | 6,807 | $24.73 | $168,337.11 |
DisclosureSEC source: 0001209191-21-044885 · doc4.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,915 F1 · shares: Shares withheld for taxes upon payment of time-based restricted stock units. F2 · balance_after: Includes (i) 17,298 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan ("Plan") and vesting in July 2022, and (ii) 17,298 RSUs awarded under Plan and vesting in July 2023. Reporting Person ("R.P.") must remain an employee through vesting dates. Also includes 109,289 RSUs awarded under Plan and vesting (i) in July 2023 if R.P. remains an employee through vesting date; (ii) upon earlier disability or death; or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. Also includes 93,119 RSUs awarded under Plan and vesting (i) in February 2024 if R.P. remains an employee through vesting date, (ii) upon earlier disability or death, or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied; provided, vesting is conditioned on positive operating income in last full year of restricted period except in case of death or disability. Read SEC document |
| May 13, 2021 Filed May 13, 2021 22:47 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | PurchaseCommon Stock | 50,000 | $23.58 | $1,179,000.00 |
DisclosureSEC source: 0001209191-21-032433 · doc4.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,722 F1 · balance_after: Includes (i) 17,298 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan ("Plan") and vesting in July 2021, (ii) 17,298 RSUs awarded under Plan and vesting in July 2022, and (iii) 17,298 RSUs awarded under Plan and vesting in July 2023. Reporting Person ("R.P.") must remain an employee thru vesting dates. Also includes 109,289 RSUs awarded under Plan and vesting (a) in July 2023 if R.P. remains an employee thru vesting date; (b) upon earlier disability or death; or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. Also includes 93,119 RSUs awarded under Plan and vesting (i) in February 2024 if R.P. remains an employee thru vesting date, (ii) upon earlier disability or death, or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied; provided, vesting is conditioned on positive operating income in last full year of restricted period except in case of death or disability. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 23:14 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 93,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012859 · doc4.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,722 F1 · shares: Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting (i) in February 2024 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date, (ii) in the event of his earlier disability or death, or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting, provided, however, that any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. F2 · balance_after: Total includes (i) 17,298 time-based RSUs previously awarded under the Plan and vesting in July 2021, (ii) 17,298 time-based RSUs previously awarded under the Plan and vesting in July 2022, and (iii) 17,298 time-based RSUs previously awarded under the Plan and vesting in July 2023. Reporting Person must continue to be an employee of Issuer from the grant date through the applicable vesting dates. Additionally, includes 109,289 time-based RSUs previously awarded under the Plan and vesting (a) in July 2023 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (b) in the event of his earlier disability or death; or (c) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 23:30 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 161,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-041278 · doc4.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,603 F1 · shares: Reflects the award of restricted stock units ("RSUs") under the Issuer's Long-Term Incentive Plan (the "Plan"). Includes (i) 17,298 time-based RSUs vesting on the first anniversary of the grant date, (ii) 17,298 time-based RSUs vesting on the second anniversary of the grant date and (iii) 17,298 time-based RSUs vesting on the third anniversary of the grant date. Reporting Person must continue to be an employee of Issuer from the grant date through the applicable vesting date. Additionally, includes 109,289 time-based RSUs vesting (a) in July 2023 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (b) in the event of his earlier disability or death; or (c) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:00 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 8,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035009 · doc4.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,420 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Read SEC document |
| May 12, 2020 Filed May 13, 2020 21:12 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | PurchaseCommon Stock | 6,000 | $17.85 | $107,100.00 |
DisclosureSEC source: 0001209191-20-028885 · doc4.xml · nonDerivative · entry 3 LESAR DAVID J · CIK 0001198405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,110 Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:12 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | PurchaseCommon Stock | 5,000 | $18.10 | $90,500.00 |
DisclosureSEC source: 0001209191-20-028885 · doc4.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,110 Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:12 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | PurchaseCommon Stock | 6,110 | $18.00 | $109,980.00 |
DisclosureSEC source: 0001209191-20-028885 · doc4.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,110 Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 20:47 UTC | HALLIBURTON CO HAL · Entity 3141 | Tax withholdingCommon Stock | 5,447 | $29.68 | $161,666.96 |
DisclosureSEC source: 0000045012-18-000233 · edgar.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,447.663 F1 · shares: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 20:47 UTC | HALLIBURTON CO HAL · Entity 3141 | Tax withholdingCommon Stock | 7,333 | $29.79 | $218,450.07 |
DisclosureSEC source: 0000045012-18-000233 · edgar.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,894.663 F1 · shares: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 21:32 UTC | HALLIBURTON CO HAL · Entity 3141 | Tax withholdingCommon Stock | 7,453 | $31.44 | $234,322.32 |
DisclosureSEC source: 0000045012-18-000212 · edgar.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,628.656 F1 · shares: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer. F2 · balance_after: Includes 400.993 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended March 31, 2018, June 30, 2018 and September 30, 2018. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:06 UTC | HALLIBURTON CO HAL · Entity 3141 | PurchasePut option (right to sell) · Derivative | 1 | $407,544.80 Strike: $46.91 | $407,544.80 |
DisclosureSEC source: 0000045012-18-000088 · edgar.xml · derivative · entry 4 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1 Underlying: Common Stock · 156,748 shares Expires 2019-02-01 F3 · kind: The spouse of the reporting person entered into a "zero-cost collar" arrangement pursuant to which she wrote a covered call option and purchased a put option. Only one of the options, if any, can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled for cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:06 UTC | HALLIBURTON CO HAL · Entity 3141 | SaleCall option (obligation to sell) · Derivative | 1 | $407,544.80 Strike: $57.18 | $407,544.80 |
DisclosureSEC source: 0000045012-18-000088 · edgar.xml · derivative · entry 3 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1 Underlying: Common Stock · 156,748 shares Expires 2019-02-01 F3 · kind: The spouse of the reporting person entered into a "zero-cost collar" arrangement pursuant to which she wrote a covered call option and purchased a put option. Only one of the options, if any, can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled for cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 17:20 UTC | HALLIBURTON CO HAL · Entity 3141 | GiftCommon Stock | 1,089 | $0.00 | $0.00 |
DisclosureSEC source: 0000045012-18-000064 · edgar.xml · nonDerivative · entry 3 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,587.713 Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 17:20 UTC | HALLIBURTON CO HAL · Entity 3141 | OtherCommon Stock | 44,378 | $0.00 | $0.00 |
DisclosureSEC source: 0000045012-18-000064 · edgar.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 115,847.24 F1 · kind: Reporting Person transferred shares to Spouse. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 17:20 UTC | HALLIBURTON CO HAL · Entity 3141 | OtherCommon Stock | 44,378 | $0.00 | $0.00 |
DisclosureSEC source: 0000045012-18-000064 · edgar.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,676.713 F1 · kind: Reporting Person transferred shares to Spouse. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 20:26 UTC | HALLIBURTON CO HAL · Entity 3141 | Tax withholdingCommon Stock | 5,806 | $43.46 | $252,328.76 |
DisclosureSEC source: 0000045012-17-000302 · edgar.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,054.713 F1 · shares: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:05 UTC | HALLIBURTON CO HAL · Entity 3141 | Tax withholdingCommon Stock | 7,946 | $43.89 | $348,749.94 |
DisclosureSEC source: 0000045012-17-000239 · edgar.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,685.713 F1 · shares: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer. F2 · balance_after: Includes 488.324 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended March 31, 2017, June 30, 2017 and September 30, 2017. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 21:10 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantOption to Buy Common Stock · Derivative | 77,899 | $0.00 Strike: $43.38 | $0.00 |
DisclosureSEC source: 0000045012-17-000267 · edgar.xml · derivative · entry 3 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,899 Underlying: Common Stock · 77,899 shares Expires 2027-12-06 F3 · derivative.exercise_date: The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 21:10 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantCommon Stock | 93,175 | $43.38 | $4,041,931.50 |
DisclosureSEC source: 0000045012-17-000267 · edgar.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,860.713 F1 · shares: Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations. F2 · price: On December 6, 2017, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $43.38. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 18:55 UTC | HALLIBURTON CO HAL · Entity 3141 | SaleCommon Stock | 25,000 | $43.69 | $1,092,250.00 |
DisclosureSEC source: 0000045012-17-000221 · edgar.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 46,469.24 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.68 to $43.71, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 18:55 UTC | HALLIBURTON CO HAL · Entity 3141 | SaleCommon Stock | 25,000 | $43.70 | $1,092,500.00 |
DisclosureSEC source: 0000045012-17-000221 · edgar.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,143.389 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.67 to $43.74, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 19:10 UTC | HALLIBURTON CO HAL · Entity 3141 | Grant06/2017 Restricted Stock Units · Derivative | 326,229 | $0.00 Strike: $45.49 | $0.00 |
DisclosureSEC source: 0000045012-17-000123 · edgar.xml · derivative · entry 3 LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,229 Underlying: Common Stock · 326,229 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock. F2 · derivative.exercise_date: One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2018. The other one-half will be valued on December 31, 2018 and distributed as cash in four equal annual installments beginning December 31, 2019. F2 · derivative.expiration_date: One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2018. The other one-half will be valued on December 31, 2018 and distributed as cash in four equal annual installments beginning December 31, 2019. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:25 UTC | HALLIBURTON CO HAL · Entity 3141 | OtherCommon Stock | 53,931 | $0.00 | $0.00 |
DisclosureSEC source: 0000045012-17-000061 · edgar.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 71,469.24 F1 · kind: Reporting Person transferred shares to Spouse. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:25 UTC | HALLIBURTON CO HAL · Entity 3141 | OtherCommon Stock | 53,931 | $0.00 | $0.00 |
DisclosureSEC source: 0000045012-17-000061 · edgar.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,143.389 F1 · kind: Reporting Person transferred shares to Spouse. Read SEC document |
| December 27, 2016 Filed Dec 27, 2016 20:07 UTC | HALLIBURTON CO HAL · Entity 3141 | GiftCommon Stock | 4,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000045012-16-000471 · edgar.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 17,538.24 Read SEC document |
| December 27, 2016 Filed Dec 27, 2016 20:07 UTC | HALLIBURTON CO HAL · Entity 3141 | GiftCommon Stock | 4,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000045012-16-000471 · edgar.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,074.389 Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 15:36 UTC | HALLIBURTON CO HAL · Entity 3141 | GiftCommon Stock | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000045012-16-000467 · edgar.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 22,088.24 Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 20:58 UTC | HALLIBURTON CO HAL · Entity 3141 | GiftCommon Stock | 37,182 | $0.00 | $0.00 |
DisclosureSEC source: 0000045012-16-000465 · edgar.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 31,388.24 Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 20:58 UTC | HALLIBURTON CO HAL · Entity 3141 | GiftCommon Stock | 37,182 | $0.00 | $0.00 |
DisclosureSEC source: 0000045012-16-000465 · edgar.xml · nonDerivative · entry 1 LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,624.389 Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 20:48 UTC | HALLIBURTON CO HAL · Entity 3141 | SaleCommon Stock | 10,000 | $55.16 | $551,600.00 |
DisclosureSEC source: 0000045012-16-000462 · edgar.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 68,570.24 F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's Spouse on May 16, 2016. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 20:20 UTC | HALLIBURTON CO HAL · Entity 3141 | Tax withholdingCommon Stock | 3,540 | $54.02 | $191,230.80 |
DisclosureSEC source: 0000045012-16-000438 · edgar.xml · nonDerivative · entry 2 LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,806.389 F3 · shares: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 20:20 UTC | HALLIBURTON CO HAL · Entity 3141 | GrantOption to Buy Common Stock · Derivative | 114,900 | $0.00 Strike: $53.54 | $0.00 |
DisclosureSEC source: 0000045012-16-000438 · edgar.xml · derivative · entry 4 LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,900 Underlying: Common Stock · 114,900 shares Expires 2026-12-07 F4 · derivative.exercise_date: The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.