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LESAR DAVID J

Disclosed activity across 2 companies

Tapewire entity
93063
SEC CIK
0001198405

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HALLIBURTON COHAL · Entity 3141Director · Exec Chairman of the BoardDecember 10, 2018December 12, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HALLIBURTON CO

Report date December 10, 2018 · Filed December 12, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect438,447.663 Ending reported balance After 2018-12-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-12-10 · Tax withholding · Disposed 7,333 · Balance 443,894.663

F1: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.

Row 2 · 2018-12-11 · Tax withholding · Disposed 5,447 · Balance 438,447.663

F1: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.

Common StockSEC Table I · non-derivativeIndirectBy Spouse156,754.29 Reported balance Holding disclosure · report date 2018-12-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 156,754.29

Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $43.38 · Expires 2027-12-06Direct77,899 Reported balance Holding disclosure · report date 2018-12-10 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 77,899

Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $53.54 · Expires 2026-12-07Direct114,900 Reported balance Holding disclosure · report date 2018-12-10 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 114,900

Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $38.95 · Expires 2025-12-02Direct176,900 Reported balance Holding disclosure · report date 2018-12-10 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 176,900

Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $40.75 · Expires 2024-12-03Direct178,100 Reported balance Holding disclosure · report date 2018-12-10 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 178,100

Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $50.62 · Expires 2023-12-04Direct137,900 Reported balance Holding disclosure · report date 2018-12-10 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 137,900

Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $33.50 · Expires 2022-12-05Direct208,900 Reported balance Holding disclosure · report date 2018-12-10 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 208,900

Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $35.57 · Expires 2021-12-06Direct141,900 Reported balance Holding disclosure · report date 2018-12-10 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 141,900

Option to Buy Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $39.19 · Expires 2020-12-01Direct108,000 Reported balance Holding disclosure · report date 2018-12-10 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 108,000

06/2017 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct326,229 Reported balance Holding disclosure · report date 2018-12-10 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 326,229

F2: Each Restricted Stock Unit represents the right to receive one share of common stock.

F3: One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2018. The other one-half will be valued on December 31, 2018 and distribute as cash in three equal annual installments beginning December 31, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.

F2: Each Restricted Stock Unit represents the right to receive one share of common stock.

F3: One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2018. The other one-half will be valued on December 31, 2018 and distribute as cash in three equal annual installments beginning December 31, 2019.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CENTERPOINT ENERGY INC

Report date March 13, 2024 · Filed March 14, 2024

Section 16 reporting ended · disclosed 2024-03-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect773,083 Reported balance After 2024-03-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-03-13 · Other · Disposed 408,832 · Balance 773,083

F1: Reporting person transferred shares to spouse.

F2: Includes (i) 78,851 time-based restricted stock units ("RSUs") awarded under the Issuer's long-term incentive plan (the "Plan") and payable in February 2025 and (ii) 84,964 RSUs awarded under the Plan and payable in February 2026. The vesting and payment of each award is conditioned upon positive operating income in the last full calendar year of the restricted period.

Common StockSEC Table I · non-derivativeIndirectBy Spouse687,244 Reported balance After 2024-03-13 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-03-13 · Other · Acquired 408,832 · Balance 687,244

F1: Reporting person transferred shares to spouse.

Common StockSEC Table I · non-derivativeIndirectBy GreenStream Resources LLC37,000 Reported balance Holding disclosure · report date 2024-03-13 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 37,000

Filing footnotes · ownership attribution and instrument terms

F1: Reporting person transferred shares to spouse.

F2: Includes (i) 78,851 time-based restricted stock units ("RSUs") awarded under the Issuer's long-term incentive plan (the "Plan") and payable in February 2025 and (ii) 84,964 RSUs awarded under the Plan and payable in February 2026. The vesting and payment of each award is conditioned upon positive operating income in the last full calendar year of the restricted period.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2024 Filed Mar 14, 2024 20:51 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 OtherCommon Stock 408,832 $0.00 $0.00
Disclosure

SEC source: 0001130310-24-000050 · wk-form4_1710449484.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · Former CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 687,244

F1 · kind: Reporting person transferred shares to spouse.

Read SEC document
March 13, 2024 Filed Mar 14, 2024 20:51 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 OtherCommon Stock 408,832 $0.00 $0.00
Disclosure

SEC source: 0001130310-24-000050 · wk-form4_1710449484.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · Former CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 773,083

F1 · kind: Reporting person transferred shares to spouse.

F2 · balance_after: Includes (i) 78,851 time-based restricted stock units ("RSUs") awarded under the Issuer's long-term incentive plan (the "Plan") and payable in February 2025 and (ii) 84,964 RSUs awarded under the Plan and payable in February 2026. The vesting and payment of each award is conditioned upon positive operating income in the last full calendar year of the restricted period.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 21:32 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 231,123 $29.01 $6,704,878.23
Disclosure

SEC source: 0001130310-24-000002 · wk-form4_1704317518.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,077,399

F1 · shares: Shares withheld for taxes upon payment of time-based restricted stock units.

F2 · balance_after: Includes (i) 93,119 time-based restricted stock units ("RSUs") awarded under the Issuer's long-term incentive plan (the "Plan") and vesting in February 2024, (ii) 78,851 RSUs awarded under the Plan and vesting in February 2025 and (iii) 84,964 RSUs awarded under the Plan and vesting in February 2026. The awards shall vest (a) if Reporting Person ("R.P.") remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, the vesting of each award is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

Read SEC document
November 13, 2023 Filed Nov 13, 2023 21:27 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 PurchaseCommon Stock 37,000 $27.12 $1,003,440.00
Disclosure

SEC source: 0001130310-23-000152 · wk-form4_1699910853.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By GreenStream Resources LLC

Disclosed balance after: 37,000

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:29 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 43,006 $29.15 $1,253,624.90
Disclosure

SEC source: 0001130310-23-000097 · wk-form4_1688416187.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,308,522

F1 · shares: Shares withheld for taxes upon payment of time-based restricted stock units ("RSUs").

F2 · balance_after: Includes (i) 93,119 RSUs awarded under the Issuer's long-term incentive plan (the "Plan") and vesting in February 2024, (ii) 78,851 RSUs awarded under the Plan and vesting in February 2025 and (iii) 84,964 RSUs awarded under the Plan and vesting in February 2026. The awards shall vest (a) if Reporting Person ("R.P.") remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, the vesting of each award is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

F3 · balance_after: Also includes 600,000 RSUs awarded under the Plan and vesting in December 2023. The above award shall vest (a) if R.P. continues to be an employee of Issuer from the grant date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:29 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 6,807 $29.15 $198,424.05
Disclosure

SEC source: 0001130310-23-000097 · wk-form4_1688416187.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,351,528

F1 · shares: Shares withheld for taxes upon payment of time-based restricted stock units ("RSUs").

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:33 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 OtherCommon Stock 278,412 $0.00 $0.00
Disclosure

SEC source: 0001130310-23-000049 · wf-form4_167882597264629.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 278,412

F1 · kind: Reporting person transferred shares to spouse.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:33 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 OtherCommon Stock 278,412 $0.00 $0.00
Disclosure

SEC source: 0001130310-23-000049 · wf-form4_167882597264629.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,358,335

F1 · kind: Reporting person transferred shares to spouse.

F2 · balance_after: Includes 17,298 time-based restricted stock units ("RSUs") awarded under the Issuer's long-term incentive plan (the "Plan") and vesting in July 2023. Reporting Person ("R.P.") must remain an employee through vesting date. Also includes (i) 109,289 RSUs awarded under the Plan and vesting in July 2023, (ii) 93,119 RSUs awarded under the Plan and vesting in February 2024, (iii) 78,851 RSUs awarded under the Plan and vesting in February 2025 and (iv) 84,964 RSUs awarded under the Plan and vesting in February 2026. The awards in the pervious sentence shall vest (a) if R.P. remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, for shares vesting in February 2024, 2025 and 2026, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

F3 · balance_after: Also includes 600,000 RSUs awarded under the Plan and vesting in December 2023. The above award shall vest (a) if R.P. continues to be an employee of Issuer from the grant date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:31 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 200,692 $29.21 $5,862,213.32
Disclosure

SEC source: 0001130310-23-000037 · wf-form4_167710147352014.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636,747

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Includes 17,298 time-based restricted stock units ("RSUs") awarded under the Plan and vesting in July 2023. Reporting Person (R.P.) must remain an employee through vesting date. Also includes (i) 109,289 RSUs awarded under the Plan and vesting in July 2023, (ii) 93,119 RSUs awarded under the Plan and vesting in February 2024, (iii) 78,851 RSUs awarded under the Plan and vesting in February 2025 and (iv) 84,964 RSUs awarded under the Plan and vesting in February 2026. The awards in the pervious sentence shall vest (a) if R.P. remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, for shares vesting in February 2024, 2025 and 2026, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

F4 · balance_after: Also includes 600,000 RSUs awarded under the Plan and vesting in December 2023. The above award shall vest (a) if R.P. continues to be an employee of Issuer from the grant date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:31 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 510,016 $0.00 $0.00
Disclosure

SEC source: 0001130310-23-000037 · wf-form4_167710147352014.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,837,439

F1 · shares: Vesting of performance shares awarded in 2020 under the Issuer's Long-term Incentive Plan (the "Plan").

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:40 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001130310-23-000025 · wf-form4_167667000947708.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,327,423

F2 · shares: Reflects the award of RSUs under the Plan vesting (a) in December 2023 if the R.P. continues to be an employee of Issuer from the grant date through the vesting date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason.

F3 · balance_after: Includes 17,298 time-based restricted stock units ("RSUs") awarded under the Issuer's Long-Term Incentive Plan ("Plan") and vesting in July 2023. R.P. must remain an employee through vesting date. Also includes (i) 109,289 RSUs awarded under the Plan and vesting in July 2023, (ii) 93,119 RSUs awarded under the Plan and vesting in February 2024, and (iii) 78,851 RSUs awarded under the Plan and vesting in February 2025. The awards in the pervious sentence shall vest (a) if R.P. remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, for shares vesting in February 2024 and 2025, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

F4 · balance_after: Also includes 400,000 RSUs awarded under the Plan and vesting in December 2023. The above award shall vest (a) if R.P. continues to be an employee of Issuer from the grant date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:40 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 84,964 $0.00 $0.00
Disclosure

SEC source: 0001130310-23-000025 · wf-form4_167667000947708.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,127,423

F1 · shares: Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-Term Incentive Plan (the "Plan") and vesting (i) in February 2026 if the Reporting Person ("R.P.") continues to be an employee of Issuer from the grant date through the vesting date, (ii) in the event of his earlier disability or death, or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting, provided, however, that any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:40 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 152,500 $29.56 $4,507,900.00
Disclosure

SEC source: 0001130310-23-000004 · wf-form4_167286837740800.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042,459

F1 · shares: Shares withheld for taxes upon payment of time-based restricted stock units.

F2 · balance_after: Includes 17,298 time-based restricted stock units ("RSUs") awarded under the Issuer's Long-Term Incentive Plan ("Plan") and vesting in July 2023. Reporting Person ("R.P.") must remain an employee through vesting date. Also includes (i) 109,289 RSUs awarded under the Plan and vesting in July 2023, (ii) 93,119 RSUs awarded under the Plan and vesting in February 2024, and (iii) 78,851 RSUs awarded under the Plan and vesting in February 2025. The awards in the pervious sentence shall vest (a) if R.P. remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, for shares vesting in February 2024 and 2025, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

F3 · balance_after: Also includes 400,000 RSUs awarded under the Plan and vesting in December 2023. The above award shall vest (a) if R.P. continues to be an employee of Issuer from the grant date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:11 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 6,807 $30.50 $207,613.50
Disclosure

SEC source: 0001130310-22-000091 · wf-form4_165714187076871.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,959

F1 · shares: Shares withheld for taxes upon payment of time-based restricted stock units.

F2 · balance_after: Includes 17,298 time-based restricted stock units ("RSUs") awarded under the Issuer's Long-Term Incentive Plan ("Plan") and vesting in July 2023. Reporting Person ("R.P.") must remain an employee through vesting date. Also includes (i) 109,289 RSUs awarded under the Plan and vesting in July 2023, (ii) 93,119 RSUs awarded under the Plan and vesting in February 2024, and (iii) 78,851 RSUs awarded under the Plan and vesting in February 2025. The awards in the pervious sentence shall vest (a) if R.P. remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, for shares vesting in February 2024 and 2025, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

F3 · balance_after: Also includes (i) 400,000 RSUs awarded under the Plan and vesting in December 2022, and (ii) 400,000 RSUs awarded under the Plan and vesting in December 2023. The above awards shall vest (a) if R.P. continues to be an employee of Issuer from the grant date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason.

Read SEC document
February 16, 2022 Filed Feb 17, 2022 23:10 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001130310-22-000009 · wf-form4_164513938845141.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201,766

F2 · shares: Reflects the award of RSUs under the Plan vesting (a) in December 2023 if the R.P. continues to be an employee of Issuer from the grant date through the vesting date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason.

F3 · balance_after: Includes (i) 17,298 RSUs awarded under the Plan and vesting in July 2022, and (ii) 17,298 RSUs awarded under the Plan and vesting in July 2023. R.P. must remain an employee through vesting dates. Also includes 109,289 RSUs awarded under the Plan and vesting (i) in July 2023 if R.P. remains an employee through vesting date; (ii) upon earlier disability or death; or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. Also includes 93,119 RSUs awarded under the Plan and vesting (i) February 2024 if R.P. remains an employee through vesting date, (ii) upon earlier disability or death, or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied; provided, vesting is conditioned on positive operating income in last full year of restricted period except in case of death or disability.

F4 · balance_after: Also includes 400,000 RSUs awarded under the Plan and vesting (i) in December 2022 if R.P. continues to be an employee of Issuer from the grant date; (ii) in the event of the R.P.'s earlier disability or death; or (iii) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 23:10 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 78,851 $0.00 $0.00
Disclosure

SEC source: 0001130310-22-000009 · wf-form4_164513938845141.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 801,766

F1 · shares: Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-Term Incentive Plan (the "Plan") and vesting (i) in February 2025 if the Reporting Person ("R.P.") continues to be an employee of Issuer from the grant date through the vesting date, (ii) in the event of his earlier disability or death, or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting, provided, however, that any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

Read SEC document
July 20, 2021 Filed Jul 22, 2021 21:34 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047812 · doc4.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,915

F1 · shares: Reflects the award of time-based restricted stock units ("RSUs") under the Issuer's Long-Term Incentive Plan (the "Plan") vesting (a) in December 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (b) in the event of the Reporting Person's earlier disability or death; or (c) upon the Reporting Person's termination of employment without cause or the Reporting Person's resignation for good reason.

F2 · balance_after: Includes (i) 17,298 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan ("Plan") and vesting in July 2022, and (ii) 17,298 RSUs awarded under Plan and vesting in July 2023. Reporting Person ("R.P.") must remain an employee through vesting dates. Also includes 109,289 RSUs awarded under Plan and vesting (i) in July 2023 if R.P. remains an employee through vesting date; (ii) upon earlier disability or death; or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. Also includes 93,119 RSUs awarded under Plan and vesting (i) in February 2024 if R.P. remains an employee through vesting date, (ii) upon earlier disability or death, or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied; provided, vesting is conditioned on positive operating income in last full year of restricted period except in case of death or disability.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:05 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 6,807 $24.73 $168,337.11
Disclosure

SEC source: 0001209191-21-044885 · doc4.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,915

F1 · shares: Shares withheld for taxes upon payment of time-based restricted stock units.

F2 · balance_after: Includes (i) 17,298 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan ("Plan") and vesting in July 2022, and (ii) 17,298 RSUs awarded under Plan and vesting in July 2023. Reporting Person ("R.P.") must remain an employee through vesting dates. Also includes 109,289 RSUs awarded under Plan and vesting (i) in July 2023 if R.P. remains an employee through vesting date; (ii) upon earlier disability or death; or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. Also includes 93,119 RSUs awarded under Plan and vesting (i) in February 2024 if R.P. remains an employee through vesting date, (ii) upon earlier disability or death, or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied; provided, vesting is conditioned on positive operating income in last full year of restricted period except in case of death or disability.

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May 13, 2021 Filed May 13, 2021 22:47 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 PurchaseCommon Stock 50,000 $23.58 $1,179,000.00
Disclosure

SEC source: 0001209191-21-032433 · doc4.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,722

F1 · balance_after: Includes (i) 17,298 time-based restricted stock units ("RSUs") awarded under Issuer's Long-term Incentive Plan ("Plan") and vesting in July 2021, (ii) 17,298 RSUs awarded under Plan and vesting in July 2022, and (iii) 17,298 RSUs awarded under Plan and vesting in July 2023. Reporting Person ("R.P.") must remain an employee thru vesting dates. Also includes 109,289 RSUs awarded under Plan and vesting (a) in July 2023 if R.P. remains an employee thru vesting date; (b) upon earlier disability or death; or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. Also includes 93,119 RSUs awarded under Plan and vesting (i) in February 2024 if R.P. remains an employee thru vesting date, (ii) upon earlier disability or death, or (iii) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied; provided, vesting is conditioned on positive operating income in last full year of restricted period except in case of death or disability.

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February 18, 2021 Filed Feb 22, 2021 23:14 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 93,119 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012859 · doc4.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,722

F1 · shares: Time-based restricted stock units ("RSUs") awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting (i) in February 2024 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date, (ii) in the event of his earlier disability or death, or (iii) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting, provided, however, that any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.

F2 · balance_after: Total includes (i) 17,298 time-based RSUs previously awarded under the Plan and vesting in July 2021, (ii) 17,298 time-based RSUs previously awarded under the Plan and vesting in July 2022, and (iii) 17,298 time-based RSUs previously awarded under the Plan and vesting in July 2023. Reporting Person must continue to be an employee of Issuer from the grant date through the applicable vesting dates. Additionally, includes 109,289 time-based RSUs previously awarded under the Plan and vesting (a) in July 2023 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (b) in the event of his earlier disability or death; or (c) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting.

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July 01, 2020 Filed Jul 6, 2020 23:30 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 161,183 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041278 · doc4.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,603

F1 · shares: Reflects the award of restricted stock units ("RSUs") under the Issuer's Long-Term Incentive Plan (the "Plan"). Includes (i) 17,298 time-based RSUs vesting on the first anniversary of the grant date, (ii) 17,298 time-based RSUs vesting on the second anniversary of the grant date and (iii) 17,298 time-based RSUs vesting on the third anniversary of the grant date. Reporting Person must continue to be an employee of Issuer from the grant date through the applicable vesting date. Additionally, includes 109,289 time-based RSUs vesting (a) in July 2023 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (b) in the event of his earlier disability or death; or (c) on a pro-rata basis upon his earlier retirement unless he satisfies various conditions for full vesting.

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June 04, 2020 Filed Jun 8, 2020 21:00 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 8,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-035009 · doc4.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,420

F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated.

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May 12, 2020 Filed May 13, 2020 21:12 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 PurchaseCommon Stock 6,000 $17.85 $107,100.00
Disclosure

SEC source: 0001209191-20-028885 · doc4.xml · nonDerivative · entry 3

LESAR DAVID J · CIK 0001198405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,110

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May 11, 2020 Filed May 13, 2020 21:12 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 PurchaseCommon Stock 5,000 $18.10 $90,500.00
Disclosure

SEC source: 0001209191-20-028885 · doc4.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,110

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May 11, 2020 Filed May 13, 2020 21:12 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 PurchaseCommon Stock 6,110 $18.00 $109,980.00
Disclosure

SEC source: 0001209191-20-028885 · doc4.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

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December 11, 2018 Filed Dec 12, 2018 20:47 UTC HALLIBURTON CO HAL · Entity 3141 Tax withholdingCommon Stock 5,447 $29.68 $161,666.96
Disclosure

SEC source: 0000045012-18-000233 · edgar.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,447.663

F1 · shares: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.

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December 10, 2018 Filed Dec 12, 2018 20:47 UTC HALLIBURTON CO HAL · Entity 3141 Tax withholdingCommon Stock 7,333 $29.79 $218,450.07
Disclosure

SEC source: 0000045012-18-000233 · edgar.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,894.663

F1 · shares: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.

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December 06, 2018 Filed Dec 10, 2018 21:32 UTC HALLIBURTON CO HAL · Entity 3141 Tax withholdingCommon Stock 7,453 $31.44 $234,322.32
Disclosure

SEC source: 0000045012-18-000212 · edgar.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,628.656

F1 · shares: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.

F2 · balance_after: Includes 400.993 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended March 31, 2018, June 30, 2018 and September 30, 2018.

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May 04, 2018 Filed May 8, 2018 20:06 UTC HALLIBURTON CO HAL · Entity 3141 PurchasePut option (right to sell) · Derivative 1 $407,544.80 Strike: $46.91 $407,544.80
Disclosure

SEC source: 0000045012-18-000088 · edgar.xml · derivative · entry 4

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1

Underlying: Common Stock · 156,748 shares

Expires 2019-02-01

F3 · kind: The spouse of the reporting person entered into a "zero-cost collar" arrangement pursuant to which she wrote a covered call option and purchased a put option. Only one of the options, if any, can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled for cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire.

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May 04, 2018 Filed May 8, 2018 20:06 UTC HALLIBURTON CO HAL · Entity 3141 SaleCall option (obligation to sell) · Derivative 1 $407,544.80 Strike: $57.18 $407,544.80
Disclosure

SEC source: 0000045012-18-000088 · edgar.xml · derivative · entry 3

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1

Underlying: Common Stock · 156,748 shares

Expires 2019-02-01

F3 · kind: The spouse of the reporting person entered into a "zero-cost collar" arrangement pursuant to which she wrote a covered call option and purchased a put option. Only one of the options, if any, can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled for cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire.

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March 07, 2018 Filed Mar 8, 2018 17:20 UTC HALLIBURTON CO HAL · Entity 3141 GiftCommon Stock 1,089 $0.00 $0.00
Disclosure

SEC source: 0000045012-18-000064 · edgar.xml · nonDerivative · entry 3

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,587.713

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March 06, 2018 Filed Mar 8, 2018 17:20 UTC HALLIBURTON CO HAL · Entity 3141 OtherCommon Stock 44,378 $0.00 $0.00
Disclosure

SEC source: 0000045012-18-000064 · edgar.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 115,847.24

F1 · kind: Reporting Person transferred shares to Spouse.

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March 06, 2018 Filed Mar 8, 2018 17:20 UTC HALLIBURTON CO HAL · Entity 3141 OtherCommon Stock 44,378 $0.00 $0.00
Disclosure

SEC source: 0000045012-18-000064 · edgar.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,676.713

F1 · kind: Reporting Person transferred shares to Spouse.

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December 11, 2017 Filed Dec 13, 2017 20:26 UTC HALLIBURTON CO HAL · Entity 3141 Tax withholdingCommon Stock 5,806 $43.46 $252,328.76
Disclosure

SEC source: 0000045012-17-000302 · edgar.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,054.713

F1 · shares: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.

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December 06, 2017 Filed Dec 7, 2017 21:05 UTC HALLIBURTON CO HAL · Entity 3141 Tax withholdingCommon Stock 7,946 $43.89 $348,749.94
Disclosure

SEC source: 0000045012-17-000239 · edgar.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,685.713

F1 · shares: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.

F2 · balance_after: Includes 488.324 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended March 31, 2017, June 30, 2017 and September 30, 2017.

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December 06, 2017 Filed Dec 8, 2017 21:10 UTC HALLIBURTON CO HAL · Entity 3141 GrantOption to Buy Common Stock · Derivative 77,899 $0.00 Strike: $43.38 $0.00
Disclosure

SEC source: 0000045012-17-000267 · edgar.xml · derivative · entry 3

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,899

Underlying: Common Stock · 77,899 shares

Expires 2027-12-06

F3 · derivative.exercise_date: The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant.

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December 06, 2017 Filed Dec 8, 2017 21:10 UTC HALLIBURTON CO HAL · Entity 3141 GrantCommon Stock 93,175 $43.38 $4,041,931.50
Disclosure

SEC source: 0000045012-17-000267 · edgar.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,860.713

F1 · shares: Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.

F2 · price: On December 6, 2017, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $43.38.

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November 01, 2017 Filed Nov 2, 2017 18:55 UTC HALLIBURTON CO HAL · Entity 3141 SaleCommon Stock 25,000 $43.69 $1,092,250.00
Disclosure

SEC source: 0000045012-17-000221 · edgar.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 46,469.24

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.68 to $43.71, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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November 01, 2017 Filed Nov 2, 2017 18:55 UTC HALLIBURTON CO HAL · Entity 3141 SaleCommon Stock 25,000 $43.70 $1,092,500.00
Disclosure

SEC source: 0000045012-17-000221 · edgar.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,143.389

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.67 to $43.74, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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June 01, 2017 Filed Jun 5, 2017 19:10 UTC HALLIBURTON CO HAL · Entity 3141 Grant06/2017 Restricted Stock Units · Derivative 326,229 $0.00 Strike: $45.49 $0.00
Disclosure

SEC source: 0000045012-17-000123 · edgar.xml · derivative · entry 3

LESAR DAVID J · CIK 0001198405 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,229

Underlying: Common Stock · 326,229 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of common stock.

F2 · derivative.exercise_date: One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2018. The other one-half will be valued on December 31, 2018 and distributed as cash in four equal annual installments beginning December 31, 2019.

F2 · derivative.expiration_date: One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2018. The other one-half will be valued on December 31, 2018 and distributed as cash in four equal annual installments beginning December 31, 2019.

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March 01, 2017 Filed Mar 2, 2017 21:25 UTC HALLIBURTON CO HAL · Entity 3141 OtherCommon Stock 53,931 $0.00 $0.00
Disclosure

SEC source: 0000045012-17-000061 · edgar.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 71,469.24

F1 · kind: Reporting Person transferred shares to Spouse.

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March 01, 2017 Filed Mar 2, 2017 21:25 UTC HALLIBURTON CO HAL · Entity 3141 OtherCommon Stock 53,931 $0.00 $0.00
Disclosure

SEC source: 0000045012-17-000061 · edgar.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,143.389

F1 · kind: Reporting Person transferred shares to Spouse.

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December 27, 2016 Filed Dec 27, 2016 20:07 UTC HALLIBURTON CO HAL · Entity 3141 GiftCommon Stock 4,550 $0.00 $0.00
Disclosure

SEC source: 0000045012-16-000471 · edgar.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,538.24

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December 27, 2016 Filed Dec 27, 2016 20:07 UTC HALLIBURTON CO HAL · Entity 3141 GiftCommon Stock 4,550 $0.00 $0.00
Disclosure

SEC source: 0000045012-16-000471 · edgar.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,074.389

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December 19, 2016 Filed Dec 20, 2016 15:36 UTC HALLIBURTON CO HAL · Entity 3141 GiftCommon Stock 9,300 $0.00 $0.00
Disclosure

SEC source: 0000045012-16-000467 · edgar.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,088.24

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December 16, 2016 Filed Dec 19, 2016 20:58 UTC HALLIBURTON CO HAL · Entity 3141 GiftCommon Stock 37,182 $0.00 $0.00
Disclosure

SEC source: 0000045012-16-000465 · edgar.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 31,388.24

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December 16, 2016 Filed Dec 19, 2016 20:58 UTC HALLIBURTON CO HAL · Entity 3141 GiftCommon Stock 37,182 $0.00 $0.00
Disclosure

SEC source: 0000045012-16-000465 · edgar.xml · nonDerivative · entry 1

LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,624.389

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December 12, 2016 Filed Dec 13, 2016 20:48 UTC HALLIBURTON CO HAL · Entity 3141 SaleCommon Stock 10,000 $55.16 $551,600.00
Disclosure

SEC source: 0000045012-16-000462 · edgar.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 68,570.24

F1 · shares: The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's Spouse on May 16, 2016. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 08, 2016 Filed Dec 9, 2016 20:20 UTC HALLIBURTON CO HAL · Entity 3141 Tax withholdingCommon Stock 3,540 $54.02 $191,230.80
Disclosure

SEC source: 0000045012-16-000438 · edgar.xml · nonDerivative · entry 2

LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,806.389

F3 · shares: Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.

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December 07, 2016 Filed Dec 9, 2016 20:20 UTC HALLIBURTON CO HAL · Entity 3141 GrantOption to Buy Common Stock · Derivative 114,900 $0.00 Strike: $53.54 $0.00
Disclosure

SEC source: 0000045012-16-000438 · edgar.xml · derivative · entry 4

LESAR DAVID J · CIK 0001198405 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,900

Underlying: Common Stock · 114,900 shares

Expires 2026-12-07

F4 · derivative.exercise_date: The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.