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person · Reporting owner

HAMAMOTO DAVID T

Disclosed activity across 6 companies

Tapewire entity
92970
SEC CIK
0001139257

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DigitalBridge Group, Inc.CLNS · Entity 4232Director · Executive Vice ChairmanDecember 14, 2017December 18, 2017
NorthStar Realty Europe Corp.NRE · Entity 154676DirectorJanuary 10, 2017January 12, 2017
United Homes Group, Inc.UHG · Entity 49322DirectorFebruary 26, 2024February 28, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DigitalBridge Group, Inc.

Report date December 14, 2017 · Filed December 18, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy the David T. Hamamoto GRAT 2015-NSAM100,629 Reported balance After 2017-12-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-12-14 · Sale · Disposed 136,930 · Balance 100,629

F1: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045.

Class A Common StockSEC Table I · non-derivativeIndirectBy the David T. Hamamoto GRAT 2016-NSAM164,118 Reported balance After 2017-12-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-12-14 · Sale · Disposed 132,199 · Balance 164,118

F2: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.

Class A Common StockSEC Table I · non-derivativeIndirectBy the David T. Hamamoto GRAT 2016-NRF119,389 Reported balance After 2017-12-14 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-12-14 · Sale · Disposed 35,657 · Balance 119,389

F3: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.

Class A Common StockSEC Table I · non-derivativeDirect2,103,147 Reported balance After 2017-12-14 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2017-12-14 · Sale · Disposed 805,174 · Balance 2,103,147

F4: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned.

Class A Common StockSEC Table I · non-derivativeDirect1,436,978 Reported balance After 2017-12-15 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2017-12-15 · Sale · Disposed 666,169 · Balance 1,436,978

F5: The dispositions were executed in a series of intraday transactions with the high sales price at $12.14 and the low sales price at $12.00.

Class A Common StockSEC Table I · non-derivativeDirect987,198 Reported balance After 2017-12-18 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2017-12-18 · Sale · Disposed 449,780 · Balance 987,198

F6: The dispositions were executed in a series of intraday transactions with the high sales price at $12.17 and the low sales price at $11.975.

Class A Common StockSEC Table I · non-derivativeIndirectBy the David T. Hamamoto GRAT 2015-NRF89,956 Reported balance Holding disclosure · report date 2017-12-14 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 89,956

Class A Common StockSEC Table I · non-derivativeIndirectBy DTH Investment Holdings LLC10,108 Reported balance Holding disclosure · report date 2017-12-14 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 10,108

Filing footnotes · ownership attribution and instrument terms

F1: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045.

F2: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.

F3: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.

F4: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned.

F5: The dispositions were executed in a series of intraday transactions with the high sales price at $12.14 and the low sales price at $12.00.

F6: The dispositions were executed in a series of intraday transactions with the high sales price at $12.17 and the low sales price at $11.975.

NorthStar Realty Europe Corp.

Report date January 10, 2017 · Filed January 12, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect354,916 Reported balance After 2017-01-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-01-10 · Grant · Acquired 30,796 · Balance 354,916

F1: Represents shares of Common Stock that were issued or vested pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger of NorthStar Asset Management Group Inc. ("NSAM") into Colony NorthStar, Inc. on January 10, 2017 (the "CLNS Merger") relating the long-term performance based incentive compensation awards granted by NorthStar Realty Europe Corp. ("NRE") for 2015 and 2016. The remainder of these awards was forfeited.

Common StockSEC Table I · non-derivativeDirect368,857 Reported balance After 2017-01-10 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2017-01-10 · Exercise / conversion · Acquired 13,941 · Balance 368,857

F2: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled in shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of restricted stock units granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or units of limited partnership interest structured as profits interests in the operating partnership of NRE, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement.

Common StockSEC Table I · non-derivativeDirect198,720 Reported balance After 2017-01-10 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2017-01-10 · Tax withholding · Disposed 170,137 · Balance 198,720

F4: Represents shares of Common Stock retained by NRE in order to satisfy tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person and the issuance of shares of Common Stock to the reporting person in settlement of the RSUs described in footnotes (1) and (2) above.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect70,414 Reported balance After 2017-01-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-01-10 · Exercise / conversion · Disposed 41,823 · Balance 70,414

F2: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled in shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of restricted stock units granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or units of limited partnership interest structured as profits interests in the operating partnership of NRE, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement.

F3: As a result of the spin-off of NRE from NorthStar Realty Finance Corp. ("NRF") and subsequent reverse stock split of NRF, each 2014 RSU was adjusted to relate to one share of NRF common stock and one-third of a share of NRE common stock.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-01-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-01-10 · Disposition to issuer · Disposed 70,414 · Balance 0

F3: As a result of the spin-off of NRE from NorthStar Realty Finance Corp. ("NRF") and subsequent reverse stock split of NRF, each 2014 RSU was adjusted to relate to one share of NRF common stock and one-third of a share of NRE common stock.

F5: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger.

Common StockSEC Table I · non-derivativeIndirectBy the David T. Hamamoto GRAT 2016- NRE165,179 Reported balance Holding disclosure · report date 2017-01-10 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 165,179

Common StockSEC Table I · non-derivativeIndirectBy the David T. Hamamoto GRAT I-2015184,338 Reported balance Holding disclosure · report date 2017-01-10 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 184,338

Common StockSEC Table I · non-derivativeIndirectBy DTH Investment Holdings LLC1,087 Reported balance Holding disclosure · report date 2017-01-10 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,087

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Common Stock that were issued or vested pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger of NorthStar Asset Management Group Inc. ("NSAM") into Colony NorthStar, Inc. on January 10, 2017 (the "CLNS Merger") relating the long-term performance based incentive compensation awards granted by NorthStar Realty Europe Corp. ("NRE") for 2015 and 2016. The remainder of these awards was forfeited.

F2: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled in shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of restricted stock units granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or units of limited partnership interest structured as profits interests in the operating partnership of NRE, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement.

F3: As a result of the spin-off of NRE from NorthStar Realty Finance Corp. ("NRF") and subsequent reverse stock split of NRF, each 2014 RSU was adjusted to relate to one share of NRF common stock and one-third of a share of NRE common stock.

F4: Represents shares of Common Stock retained by NRE in order to satisfy tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person and the issuance of shares of Common Stock to the reporting person in settlement of the RSUs described in footnotes (1) and (2) above.

F5: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger.

United Homes Group, Inc.

Report date February 26, 2024 · Filed February 28, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.16 · Expires 2034-02-26Direct3,400 Reported balance After 2024-02-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-02-26 · Grant · Acquired 34,000 · Balance 3,400

F1: The option will become exercisable in three equal annual installments beginning on 02/26/2025; provided, however, that the option will vest in full upon the event that the daily volume weighted average price of the Issuer's Class A Common Stock over any 20 trading days within the preceding 30 consecutive trading day period is greater than or equal to $12.00

Filing footnotes · ownership attribution and instrument terms

F1: The option will become exercisable in three equal annual installments beginning on 02/26/2025; provided, however, that the option will vest in full upon the event that the daily volume weighted average price of the Issuer's Class A Common Stock over any 20 trading days within the preceding 30 consecutive trading day period is greater than or equal to $12.00

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NORTHSTAR REALTY FINANCE CORP.

Report date December 31, 2016 · Filed February 14, 2017

Section 16 reporting ended · disclosed 2017-02-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect370,205 Reported balance After 2016-12-23 transaction · row 1
1 source row

Row 1 · 2016-12-23 · Gift · Disposed 125,189 · Balance 370,205

Common StockSEC Table I · non-derivativeIndirectBy the David T. Hamamoto GRAT 2016-NRF207,002 Reported balance Holding disclosure · report date 2016-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 207,002

Common StockSEC Table I · non-derivativeIndirectBy the David T. Hamamoto GRAT 2015-NRF81,808 Reported balance Holding disclosure · report date 2016-12-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 81,808

Common StockSEC Table I · non-derivativeIndirectBy the DTH Investment Holdings LLC3,261 Reported balance Holding disclosure · report date 2016-12-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 3,261

NorthStar Asset Management Group Inc.

Report date December 31, 2016 · Filed February 14, 2017

Section 16 reporting ended · disclosed 2017-02-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,052,724 Reported balance After 2016-12-23 transaction · row 1
1 source row

Row 1 · 2016-12-23 · Gift · Disposed 261,762 · Balance 1,052,724

Common StockSEC Table I · non-derivativeIndirectBy the David T. Hamamoto GRAT 2016-NSAM400,000 Reported balance Holding disclosure · report date 2016-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 400,000

Common StockSEC Table I · non-derivativeIndirectBy the David T. Hamamoto GRAT 2015-NSAM237,559 Reported balance Holding disclosure · report date 2016-12-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 237,559

Common StockSEC Table I · non-derivativeIndirectBy DTH Investment Holdings LLC6,523 Reported balance Holding disclosure · report date 2016-12-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 6,523

Stark Novus Financial Inc.

Report date March 14, 2024 · Filed March 18, 2024

Section 16 reporting ended · disclosed 2024-03-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect110,388 Reported balance After 2024-03-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-03-14 · Exercise / conversion · Acquired 410 · Balance 110,388

F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

F2: Amount also includes 57,433 shares previously reported as held indirectly by the David T. Hamamoto GRAT 2019-SPAC (the "GRAT"), which was a grantor-retained annuity trust of which the reporting person was the trustee and sole annuitant, which distributed the shares in satisfaction of its final annuity obligation on June 7, 2023.

Class A common stockSEC Table I · non-derivativeDirect110,798 Reported balance After 2024-03-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2024-03-14 · Exercise / conversion · Acquired 410 · Balance 110,798

F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2024-03-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-03-14 · Exercise / conversion · Disposed 410 · Balance 0

F4: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F5: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2024-03-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-03-14 · Exercise / conversion · Disposed 410 · Balance 0

F4: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F6: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Class A common stockSEC Table I · non-derivativeIndirectBy LLC53,394 Reported balance Holding disclosure · report date 2024-03-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 53,394

F3: Shares are held by DiamondHead Partners LLC, of which the reporting person is the sole managing member.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

F2: Amount also includes 57,433 shares previously reported as held indirectly by the David T. Hamamoto GRAT 2019-SPAC (the "GRAT"), which was a grantor-retained annuity trust of which the reporting person was the trustee and sole annuitant, which distributed the shares in satisfaction of its final annuity obligation on June 7, 2023.

F3: Shares are held by DiamondHead Partners LLC, of which the reporting person is the sole managing member.

F4: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F5: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

F6: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2017 Filed Jan 12, 2017 21:46 UTC NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 Disposition to issuerCommon Stock 207,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001571049-17-000367 · t1700104x11.xml · nonDerivative · entry 5

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM

10b5-1 filing: Not disclosed

Ownership: Indirect · By the David T. Hamamoto GRAT 2016-NRF

Disclosed balance after: 0

F5 · price: Represents shares of common stock of New NRF that were disposed of pursuant to the merger of New NRF with and into CLNS in exchange for shares of CLNS common stock at a ratio of one share of New NRF common stock for 1.0996 shares of CLNS common stock having a market value of $15.84 per share on the effective date of the CLNS Merger based on the reported closing sale price on such date. Prior to the merger of New NRF with and into CLNS, all outstanding shares of Common Stock were automatically converted into an equal number of shares of New NRF common stock pursuant to the NRF Reorganization.

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January 10, 2017 Filed Jan 12, 2017 21:46 UTC NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 Disposition to issuerCommon Stock 951,609 Not disclosed Not disclosed
Disclosure

SEC source: 0001571049-17-000367 · t1700104x11.xml · nonDerivative · entry 4

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · security: Represents shares of common stock of New NRF that were disposed of pursuant to the merger of New NRF with and into CLNS in exchange for shares of CLNS common stock at a ratio of one share of New NRF common stock for 1.0996 shares of CLNS common stock having a market value of $15.84 per share on the effective date of the CLNS Merger based on the reported closing sale price on such date. Prior to the merger of New NRF with and into CLNS, all outstanding shares of Common Stock were automatically converted into an equal number of shares of New NRF common stock pursuant to the NRF Reorganization.

F5 · price: Represents shares of common stock of New NRF that were disposed of pursuant to the merger of New NRF with and into CLNS in exchange for shares of CLNS common stock at a ratio of one share of New NRF common stock for 1.0996 shares of CLNS common stock having a market value of $15.84 per share on the effective date of the CLNS Merger based on the reported closing sale price on such date. Prior to the merger of New NRF with and into CLNS, all outstanding shares of Common Stock were automatically converted into an equal number of shares of New NRF common stock pursuant to the NRF Reorganization.

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January 10, 2017 Filed Jan 12, 2017 21:46 UTC NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 Tax withholdingCommon Stock 245,202 $16.02 $3,928,136.04
Disclosure

SEC source: 0001571049-17-000367 · t1700104x11.xml · nonDerivative · entry 3

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,609

F4 · kind: Represents shares of Common Stock retained in order to satisfy tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person and the issuance of shares of Common Stock to the reporting person in settlement of the RSUs described in footnotes (1) and (3) above.

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January 10, 2017 Filed Jan 12, 2017 21:46 UTC NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 Exercise / conversionCommon Stock 41,821 Not disclosed Not disclosed
Disclosure

SEC source: 0001571049-17-000367 · t1700104x11.xml · nonDerivative · entry 2

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,196,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of RSUs granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or LTIP Units of NRFLP, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement.

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January 10, 2017 Filed Jan 12, 2017 21:46 UTC NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 GrantCommon Stock 86,136 Not disclosed Not disclosed
Disclosure

SEC source: 0001571049-17-000367 · t1700104x11.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154,990

F1 · security: Represents shares of common stock of NorthStar Realty Finance Corp. ("NRF"), par value $0.01 per share ("Common Stock"), that were issued or vested relating to the long-term performance based incentive compensation awards granted by NRF for 2015 and 2016 pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger (the "CLNS Merger") of New Sirius Inc. ("New NRF") into Colony NorthStar, Inc. ("CLNS") on January 10, 2017, which followed substantially concurrent reorganization transactions involving NRF (the "NRF Reorganization") pursuant to which NRF became a wholly owned subsidiary of New NRF, which had previously been a wholly owned subsidiary of NRF, and all of the outstanding shares of stock of NRF were converted into an equal number of shares of stock of New NRF. The remainder of these awards was forfeited.

F1 · price: Represents shares of common stock of NorthStar Realty Finance Corp. ("NRF"), par value $0.01 per share ("Common Stock"), that were issued or vested relating to the long-term performance based incentive compensation awards granted by NRF for 2015 and 2016 pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger (the "CLNS Merger") of New Sirius Inc. ("New NRF") into Colony NorthStar, Inc. ("CLNS") on January 10, 2017, which followed substantially concurrent reorganization transactions involving NRF (the "NRF Reorganization") pursuant to which NRF became a wholly owned subsidiary of New NRF, which had previously been a wholly owned subsidiary of NRF, and all of the outstanding shares of stock of NRF were converted into an equal number of shares of stock of New NRF. The remainder of these awards was forfeited.

F2 · balance_after: Includes (i) 516,711 shares of Common Stock issued on January 10, 2017 in exchange for an equal number of LTIP Units of NorthStar Realty Finance Limited Partnership ("NRFLP"), when, as part of the NRF Reorganization, NRFLP merged with a wholly owned subsidiary of NRF, resulting in all outstanding LTIP Units in NRFLP becoming fully vested and converting into an equal number of shares of Common Stock, (ii) 56,997 shares of Common Stock previously reported as held indirectly by the David T. Hamamoto GRAT I-2014-NRF and (iii) 68,192 shares of Common Stock previously reported as held indirectly by the David T. Hamamoto GRAT 2015-NRF.

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January 10, 2017 Filed Jan 12, 2017 21:39 UTC NorthStar Asset Management Group Inc. NSAM · Entity 16244 Tax withholdingCommon Stock 939,691 $15.69 $14,743,751.79
Disclosure

SEC source: 0001571049-17-000350 · t1700105x2.xml · nonDerivative · entry 5

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534,720

F7 · kind: Represents shares of Common Stock retained by NSAM in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person and the issuance of shares of Common Stock to the reporting person upon conversion of shares of Performance Common Stock as described in footnotes (4) and (6) above.

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January 10, 2017 Filed Jan 12, 2017 21:39 UTC NorthStar Asset Management Group Inc. NSAM · Entity 16244 GrantCommon Stock 567,897 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-000350 · t1700105x2.xml · nonDerivative · entry 4

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,474,411

F6 · security: Represents shares of Common Stock that were issued or vested pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger relating to the following awards: (i) the long-term performance based incentive compensation awards pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2015 and 2016 (the "2015 Performance-Based LT Bonus" and "2016 Performance-Based LT Bonus," respectively) and (ii) the shares of Performance Common Stock granted in connection with the spin-off of NSAM from NorthStar Realty Finance Corp. that were subject to vesting based on continued employment and the achievement of performance criteria related to TSR relative to the Russell 2000 Index from April 3, 2014 through April 2, 2018 (the "Relative TSR Spin-Off Award"). The remainder of each of the 2015 Performance-Based LT Bonus, 2016 Performance-Based LT Bonus and Relative TSR Spin-Off Award was forfeited.

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January 10, 2017 Filed Jan 12, 2017 21:39 UTC NorthStar Asset Management Group Inc. NSAM · Entity 16244 Exercise / conversionCommon Stock 307,457 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-000350 · t1700105x2.xml · nonDerivative · entry 3

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,906,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents shares of Common Stock issued upon vesting and automatic conversion of shares of Performance Common Stock that vested as described in footnote (2) above.

F8 · balance_after: Includes (i) 99,321 shares of Common Stock previously reported as held indirectly by the David T. Hamamoto GRAT 2014-NSAM and (ii) 162,441 shares of Common Stock previously reported as held indirectly by the David T. Hamamoto GRAT 2015-NSAM.

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January 10, 2017 Filed Jan 12, 2017 21:39 UTC NorthStar Asset Management Group Inc. NSAM · Entity 16244 Disposition to issuerPerformance Common Stock 575,719 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-000350 · t1700105x2.xml · nonDerivative · entry 2

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Performance Common Stock is substantially identical to shares of the NorthStar Asset Management Group Inc.'s Common Stock, except that it is not entitled to share in distributions declared with respect to Common Stock and it does not entitle holders to vote, except with respect to limited matters impacting the rights of the Performance Common Stock. Upon vesting, shares of Performance Common Stock automatically convert into shares of Common Stock and the reporting person is entitled to receive the distributions that would have been paid with respect to a share of Common Stock (for each share of Performance Common Stock that vests) on or after the date the shares of Performance Common Stock were initially issued.

F4 · security: Represents the portion of the 2014 Performance-Based LT Bonus and Absolute TSR Spin-Off Award that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 21:39 UTC NorthStar Asset Management Group Inc. NSAM · Entity 16244 Exercise / conversionPerformance Common Stock 307,457 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-000350 · t1700105x2.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Performance Common Stock is substantially identical to shares of the NorthStar Asset Management Group Inc.'s Common Stock, except that it is not entitled to share in distributions declared with respect to Common Stock and it does not entitle holders to vote, except with respect to limited matters impacting the rights of the Performance Common Stock. Upon vesting, shares of Performance Common Stock automatically convert into shares of Common Stock and the reporting person is entitled to receive the distributions that would have been paid with respect to a share of Common Stock (for each share of Performance Common Stock that vests) on or after the date the shares of Performance Common Stock were initially issued.

F2 · security: Represents the portion of the 2014 Performance-Based LT Bonus and Absolute TSR Spin-Off Award (each as defined below) that vested and was converted to shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger of NorthStar Asset Management Group Inc. ("NSAM") into Colony NorthStar, Inc. on January 10, 2017 (the "CLNS Merger").

F3 · security: The "2014 Performance-Based LT Bonus" consists of shares of Performance Common Stock granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return ("TSR") from January 1, 2014 through December 31, 2017. The "Absolute TSR Spin-Off Award" consists of shares of Performance Common Stock granted in connection with the spin-off of NSAM from NorthStar Realty Finance Corp. that were subject to vesting based on continued employment and the achievement of performance criteria related to absolute TSR from April 3, 2014 through April 2, 2018.

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January 10, 2017 Filed Feb 1, 2017 19:08 UTC Amendment DigitalBridge Group, Inc. CLNS · Entity 4232 GrantClass A Common Stock 2,732,065 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-002406 · doc4a.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,732,065

F1 · shares: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc., NorthStar Realty Finance Corp. ("NRF"), Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc. ("New NRF"), NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of NSAM into Colony NorthStar (the "Redomestication Merger"), each share of NSAM common stock converted into the right to receive one share of Colony NorthStar's class A common stock (continued....)

F2 · shares: (continued from Footnote 1) and at the effective time of the merger of New NRF into Colony NorthStar (the "NRF Merger," and together with the Redomestication Merger, the "Merger"), each share of New NRF common stock converted into the right to receive 1.0996 shares of Colony NorthStar's class A common stock.

F4 · shares: This Form 4/A is being filed (i) to correct the number of shares of Colony NorthStar's class A common stock held directly by the reporting person from 2,817,232 to 2,732,065 in order to reflect a final accounting of tax withholding reductions and fractional share rounding that occurred in accordance with the Merger and (ii) to file a corrected Power of Attorney.

F3 · price: On the effective date of the Merger, the value of New NRF's common stock (based on the closing price of NRF's common stock) was $16.13 per share and the closing price of NSAM's common stock and Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share.

F4 · balance_after: This Form 4/A is being filed (i) to correct the number of shares of Colony NorthStar's class A common stock held directly by the reporting person from 2,817,232 to 2,732,065 in order to reflect a final accounting of tax withholding reductions and fractional share rounding that occurred in accordance with the Merger and (ii) to file a corrected Power of Attorney.

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January 04, 2017 Filed Jan 4, 2017 19:22 UTC NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 Exercise / conversionPerformance Restricted Stock Units · Derivative 97,898 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-000144 · t1700018-x2.xml · derivative · entry 9

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 97,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Europe Corp. ("NRE") from NRF and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F3 · security: On January 4, 2017, 97,898 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above.

F2 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Europe Corp. ("NRE") from NRF and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F3 · derivative.exercise_price: On January 4, 2017, 97,898 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above.

F5 · shares: Reflects 1-for-2 reverse stock split of NRF that occurred on November 1, 2015.

F1 · derivative.exercise_date: Represents shares of Common Stock retained by NorthStar Realty Finance Corp. ("NRF") in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person.

F2 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Europe Corp. ("NRE") from NRF and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F1 · derivative.expiration_date: Represents shares of Common Stock retained by NorthStar Realty Finance Corp. ("NRF") in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person.

F2 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Europe Corp. ("NRE") from NRF and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F5 · derivative.underlying_shares: Reflects 1-for-2 reverse stock split of NRF that occurred on November 1, 2015.

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January 04, 2017 Filed Jan 4, 2017 19:22 UTC NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 Tax withholdingCommon Stock 77,138 $16.20 $1,249,635.60
Disclosure

SEC source: 0001571049-17-000144 · t1700018-x2.xml · nonDerivative · entry 4

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,143

F4 · kind: Represents shares of Common Stock retained by NRF in order to satisfy its tax withholding obligations arising from the issuance of shares of Common Stock to the reporting person in settlement of the RSUs described in footnote (2) above and relating to shares of Common Stock granted to the reporting person in connection with long-term bonus for 2016.

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January 04, 2017 Filed Jan 4, 2017 19:22 UTC NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 GrantCommon Stock 161,178 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-000144 · t1700018-x2.xml · nonDerivative · entry 3

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,281

Read SEC document
January 04, 2017 Filed Jan 4, 2017 19:22 UTC NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 Exercise / conversionCommon Stock 97,898 Not disclosed Not disclosed
Disclosure

SEC source: 0001571049-17-000144 · t1700018-x2.xml · nonDerivative · entry 2

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NorthStar Realty Europe Corp. ("NRE") from NRF and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F3 · price: On January 4, 2017, 97,898 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above.

Read SEC document
January 04, 2017 Filed Jan 4, 2017 19:11 UTC NorthStar Asset Management Group Inc. NSAM · Entity 16244 Exercise / conversionPerformance Restricted Stock Units · Derivative 97,898.5 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-000130 · t1700010_x8.xml · derivative · entry 9

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 195,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NSAM and NorthStar Realty Europe Corp. ("NRE") from NorthStar Realty Finance Corp. ("NRF") and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F3 · security: On January 4, 2017, 195,797 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above.

F2 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NSAM and NorthStar Realty Europe Corp. ("NRE") from NorthStar Realty Finance Corp. ("NRF") and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F3 · derivative.exercise_price: On January 4, 2017, 195,797 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above.

F5 · shares: Reflects 1-for-2 reverse stock split of NRF that occurred on November 1, 2015.

F2 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NSAM and NorthStar Realty Europe Corp. ("NRE") from NorthStar Realty Finance Corp. ("NRF") and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F3 · derivative.exercise_date: On January 4, 2017, 195,797 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above.

F2 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NSAM and NorthStar Realty Europe Corp. ("NRE") from NorthStar Realty Finance Corp. ("NRF") and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F3 · derivative.expiration_date: On January 4, 2017, 195,797 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above.

Read SEC document
January 04, 2017 Filed Jan 4, 2017 19:11 UTC NorthStar Asset Management Group Inc. NSAM · Entity 16244 Tax withholdingCommon Stock 141,415 $15.86 $2,242,841.90
Disclosure

SEC source: 0001571049-17-000130 · t1700010_x8.xml · nonDerivative · entry 4

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,337,295

F4 · kind: Represents shares of Common Stock retained by NSAM in order to satisfy its tax withholding obligations arising from the issuance of shares of Common Stock to the reporting person in settlement of the RSUs described in footnote (2) above and relating to shares of Common Stock granted to the reporting person in connection with long-term bonus for 2016.

Read SEC document
January 04, 2017 Filed Jan 4, 2017 19:11 UTC NorthStar Asset Management Group Inc. NSAM · Entity 16244 GrantCommon Stock 230,189 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-000130 · t1700010_x8.xml · nonDerivative · entry 3

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478,710

Read SEC document
January 04, 2017 Filed Jan 4, 2017 19:11 UTC NorthStar Asset Management Group Inc. NSAM · Entity 16244 Exercise / conversionCommon Stock 195,797 Not disclosed Not disclosed
Disclosure

SEC source: 0001571049-17-000130 · t1700010_x8.xml · nonDerivative · entry 2

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NSAM and NorthStar Realty Europe Corp. ("NRE") from NorthStar Realty Finance Corp. ("NRF") and as a result of the 1-for-2 reverse stock split of NRF that occurred on November 1, 2015, each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F3 · price: On January 4, 2017, 195,797 shares of Common Stock were issued in settlement of the RSUs described in footnote (2) above.

Read SEC document
January 04, 2017 Filed Jan 4, 2017 19:09 UTC NorthStar Realty Europe Corp. NRE · Entity 154676 Exercise / conversionPerformance Restricted Stock Units · Derivative 97,898 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-000128 · t1700019_x2.xml · derivative · entry 8

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NRE from NorthStar Realty Finance Corp. ("NRF"), each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F3 · security: On January 4, 2017, 32,632 shares of Common Stock were issued in settlement of the RSUs described in footnote (1) above.

F2 · derivative.exercise_price: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NRE from NorthStar Realty Finance Corp. ("NRF"), each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F3 · derivative.exercise_price: On January 4, 2017, 32,632 shares of Common Stock were issued in settlement of the RSUs described in footnote (1) above.

F5 · shares: Reflects 1-for-2 reverse stock split of NRF that occurred on November 1, 2015.

F2 · derivative.exercise_date: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NRE from NorthStar Realty Finance Corp. ("NRF"), each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F3 · derivative.exercise_date: On January 4, 2017, 32,632 shares of Common Stock were issued in settlement of the RSUs described in footnote (1) above.

F2 · derivative.expiration_date: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NRE from NorthStar Realty Finance Corp. ("NRF"), each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F3 · derivative.expiration_date: On January 4, 2017, 32,632 shares of Common Stock were issued in settlement of the RSUs described in footnote (1) above.

Read SEC document
January 04, 2017 Filed Jan 4, 2017 19:09 UTC NorthStar Realty Europe Corp. NRE · Entity 154676 Tax withholdingCommon Stock 25,382 $12.68 $321,843.76
Disclosure

SEC source: 0001571049-17-000128 · t1700019_x2.xml · nonDerivative · entry 4

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,120

F4 · kind: Represents shares of Common Stock retained by NRE in order to satisfy its tax withholding obligations arising from the issuance of shares of Common Stock to the reporting person in settlement of the RSUs described in footnote (2) above and relating to shares of Common Stock granted to the reporting person in connection with long-term bonus for 2016.

Read SEC document
January 04, 2017 Filed Jan 4, 2017 19:09 UTC NorthStar Realty Europe Corp. NRE · Entity 154676 GrantCommon Stock 51,363 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-000128 · t1700019_x2.xml · nonDerivative · entry 3

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,502

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January 04, 2017 Filed Jan 4, 2017 19:09 UTC NorthStar Realty Europe Corp. NRE · Entity 154676 Exercise / conversionCommon Stock 32,632 Not disclosed Not disclosed
Disclosure

SEC source: 0001571049-17-000128 · t1700019_x2.xml · nonDerivative · entry 2

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NRE from NorthStar Realty Finance Corp. ("NRF"), each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.

F3 · price: On January 4, 2017, 32,632 shares of Common Stock were issued in settlement of the RSUs described in footnote (1) above.

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December 31, 2016 Filed Jan 4, 2017 19:22 UTC NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 Tax withholdingCommon Stock 53,151 $15.15 $805,237.65
Disclosure

SEC source: 0001571049-17-000144 · t1700018-x2.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,205

F1 · kind: Represents shares of Common Stock retained by NorthStar Realty Finance Corp. ("NRF") in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person.

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December 31, 2016 Filed Jan 4, 2017 19:11 UTC NorthStar Asset Management Group Inc. NSAM · Entity 16244 Tax withholdingCommon Stock 263,853 $14.92 $3,936,686.76
Disclosure

SEC source: 0001571049-17-000130 · t1700010_x8.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,724

F1 · kind: Represents shares of Common Stock retained by NorthStar Asset Management Group Inc. ("NSAM") in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person.

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December 31, 2016 Filed Jan 4, 2017 19:09 UTC NorthStar Realty Europe Corp. NRE · Entity 154676 Tax withholdingCommon Stock 47,127 $12.57 $592,386.39
Disclosure

SEC source: 0001571049-17-000128 · t1700019_x2.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,507

F1 · kind: Represents shares of Common Stock retained by NorthStar Realty Europe Corp. ("NRE") in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person.

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December 23, 2016 Filed Feb 14, 2017 17:21 UTC NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 GiftCommon Stock 125,189 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-001366 · t1700401_x1nrfhamamoto-f5.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Former Director and Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,205

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December 23, 2016 Filed Feb 14, 2017 17:26 UTC NorthStar Asset Management Group Inc. NSAM · Entity 16244 GiftCommon Stock 261,762 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-001368 · t1700401_x3nsamhamamoto-f5.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Former Director and Officer(1)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,724

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December 23, 2016 Filed Feb 14, 2017 17:03 UTC NorthStar Asset Management Group Inc. NSAM · Entity 16244 GiftCommon Stock 261,762 $0.00 $0.00
Disclosure

SEC source: 0001571049-17-001369 · t1700401_x3nsamhamamoto-f5.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Former Director and Officer(1)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,724

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.