Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Walker & Dunlop, Inc.WD · Entity 4737 | EVP & Gen Counsel & Secretary | March 20, 2024 | March 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Walker & Dunlop, Inc.
Report date March 20, 2024 · Filed March 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 143,119.829 |
Reported balance
After 2024-03-20 transaction · row 1
1 source rowRow 1 · 2024-03-20 · Grant · Acquired 5,646 · Balance 143,119.829 F1: The restricted stock vests in three equal annual installments beginning on February 15, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock vests in three equal annual installments beginning on February 15, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2019 Filed Feb 20, 2019 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 36,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-009582 · a4.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,826 F1 · shares: On March 21, 2016, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 15, 2019, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 21:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 18,815 | $48.01 | $903,372.12 |
DisclosureSEC source: 0001104659-19-002506 · a4.xml · nonDerivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,176 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.08. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 21:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 3,879 | $48.02 | $186,250.19 |
DisclosureSEC source: 0001104659-19-002506 · a4.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,991 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.13. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:31 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 54.8417 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-071699 · a4.xml · derivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187.6189 Underlying: Common Stock · 54.8417 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:03 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 44.2655 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-055613 · a4.xml · derivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132.7772 Underlying: Common Stock · 44.2655 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| July 17, 2018 Filed Jul 18, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option · Derivative | 8,000 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001104659-18-045788 · a4.xml · derivative · entry 6 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2018 Filed Jul 18, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,000 | $57.67 | $461,360.00 |
DisclosureSEC source: 0001104659-18-045788 · a4.xml · nonDerivative · entry 4 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,870 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.42 to $58.01. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 17, 2018 Filed Jul 18, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 8,000 | $17.05 | $136,400.00 |
DisclosureSEC source: 0001104659-18-045788 · a4.xml · nonDerivative · entry 3 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option · Derivative | 8,000 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001104659-18-045788 · a4.xml · derivative · entry 5 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,000 | $57.26 | $458,072.80 |
DisclosureSEC source: 0001104659-18-045788 · a4.xml · nonDerivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,870 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.97 to $57.88. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 8,000 | $17.05 | $136,400.00 |
DisclosureSEC source: 0001104659-18-045788 · a4.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option · Derivative | 15,496 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001104659-18-042612 · a4.xml · derivative · entry 7 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 15,496 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option · Derivative | 4,504 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-18-042612 · a4.xml · derivative · entry 6 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,504 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 4,328 | $57.97 | $250,885.94 |
DisclosureSEC source: 0001104659-18-042612 · a4.xml · nonDerivative · entry 5 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,870 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.85 to $58.56. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 9,770 | $57.62 | $562,903.44 |
DisclosureSEC source: 0001104659-18-042612 · a4.xml · nonDerivative · entry 4 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,198 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.48 to $57.84. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 5,902 | $57.31 | $338,216.47 |
DisclosureSEC source: 0001104659-18-042612 · a4.xml · nonDerivative · entry 3 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,968 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.04 to $57.47. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 15,496 | $17.05 | $264,206.80 |
DisclosureSEC source: 0001104659-18-042612 · a4.xml · nonDerivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2018 Filed Jun 27, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 4,504 | $18.03 | $81,207.12 |
DisclosureSEC source: 0001104659-18-042612 · a4.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 21:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 42.0095 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-038941 · a4.xml · derivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88.5117 Underlying: Common Stock · 42.0095 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option · Derivative | 20,000 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-18-038622 · a4.xml · derivative · entry 4 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,504 Underlying: Common Stock · 20,000 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 3,358 | $57.46 | $192,964.11 |
DisclosureSEC source: 0001104659-18-038622 · a4.xml · nonDerivative · entry 3 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,870 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.40 to $57.57. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 16,642 | $57.10 | $950,263.19 |
DisclosureSEC source: 0001104659-18-038622 · a4.xml · nonDerivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,228 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.39 to $57.38. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 20,000 | $18.03 | $360,600.00 |
DisclosureSEC source: 0001104659-18-038622 · a4.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option · Derivative | 8,122 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-18-035501 · a4.xml · derivative · entry 3 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,504 Underlying: Common Stock · 8,122 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 8,122 | $56.15 | $456,038.12 |
DisclosureSEC source: 0001104659-18-035501 · a4.xml · nonDerivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,870 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.87 to $56.41. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 22, 2018 Filed May 23, 2018 21:30 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 8,122 | $18.03 | $146,439.66 |
DisclosureSEC source: 0001104659-18-035501 · a4.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 9, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option · Derivative | 8,474 | $0.00 Strike: $16.72 | $0.00 |
DisclosureSEC source: 0001104659-18-031763 · a4.xml · derivative · entry 3 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,474 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 9, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 18,474 | $54.66 | $1,009,713.10 |
DisclosureSEC source: 0001104659-18-031763 · a4.xml · nonDerivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,870 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.27 to $55.01. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 07, 2018 Filed May 9, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 8,474 | $16.72 | $141,685.28 |
DisclosureSEC source: 0001104659-18-031763 · a4.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2018 Filed Apr 6, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option · Derivative | 8,475 | $0.00 Strike: $16.72 | $0.00 |
DisclosureSEC source: 0001104659-18-022875 · a4.xml · derivative · entry 4 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,474 Underlying: Common Stock · 8,475 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2018 Filed Apr 6, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 1,867 | $59.95 | $111,935.61 |
DisclosureSEC source: 0001104659-18-022875 · a4.xml · nonDerivative · entry 3 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,870 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.92 to $60.06. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 05, 2018 Filed Apr 6, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 16,608 | $59.41 | $986,682.94 |
DisclosureSEC source: 0001104659-18-022875 · a4.xml · nonDerivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,737 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.90 to $59.90. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 05, 2018 Filed Apr 6, 2018 21:01 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 8,475 | $16.72 | $141,702.00 |
DisclosureSEC source: 0001104659-18-022875 · a4.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDividend Equivalent Rights · Derivative | 29.0517 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018658 · a4.xml · derivative · entry 5 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46.5022 Underlying: Common Stock · 29.0517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F6 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F6 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionRestricted Stock Units · Derivative | 5,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018658 · a4.xml · derivative · entry 4 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F5 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2018. F5 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionDeferred Stock Units · Derivative | 11,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018658 · a4.xml · derivative · entry 3 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,961 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2018 pursuant to the Walker & Dunlop, Inc., Management Deferred Stock Unit Purchase Plan. F3 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2018 pursuant to the Walker & Dunlop, Inc., Management Deferred Stock Unit Purchase Plan. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 7,825 | $53.50 | $418,637.50 |
DisclosureSEC source: 0001104659-18-018658 · a4.xml · nonDerivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,870 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 17,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018658 · a4.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Reporting Person received cash in lieu of delivery of fractional shares upon vesting of the dividend equivalent rights. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDividend Equivalent Rights · Derivative | 75.5539 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-016387 · a4.xml · derivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75.5539 Underlying: Common Stock · 75.5539 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F1 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. F1 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option · Derivative | 12,954 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001104659-18-015261 · a4.xml · derivative · entry 3 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,954 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 22,954 | $49.63 | $1,139,241.45 |
DisclosureSEC source: 0001104659-18-015261 · a4.xml · nonDerivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,725 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $50.00. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 22:00 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 12,954 | $13.05 | $169,049.70 |
DisclosureSEC source: 0001104659-18-015261 · a4.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 22:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Tax withholdingCommon Stock | 7,080 | $51.42 | $364,053.60 |
DisclosureSEC source: 0001104659-18-010422 · a4.xml · nonDerivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,725 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantRestricted Stock Units · Derivative | 2,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-010422 · a4.xml · derivative · entry 4 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,471 Underlying: Common Stock · 2,471 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F5 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on March 15 in the third calendar year following the grant date, subject to vesting acceleration pursuant to the Plan. F5 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on March 15 in the third calendar year following the grant date, subject to vesting acceleration pursuant to the Plan. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantDeferred Stock Units · Derivative | 4,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-010422 · a4.xml · derivative · entry 3 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,943 Underlying: Common Stock · 4,943 shares Expires not disclosed F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F3 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. F3 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:02 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | GrantCommon Stock | 9,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-010422 · a4.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,805 F1 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2019. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 21:17 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionStock Option · Derivative | 12,953 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001104659-18-007235 · a4.xml · derivative · entry 4 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,954 Underlying: Common Stock · 12,953 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 21:17 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 12,287 | $46.55 | $571,965.99 |
DisclosureSEC source: 0001104659-18-007235 · a4.xml · nonDerivative · entry 3 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,918 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.02 to $ 46.99. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 21:17 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | SaleCommon Stock | 10,666 | $45.47 | $484,964.89 |
DisclosureSEC source: 0001104659-18-007235 · a4.xml · nonDerivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,205 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.99. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 21:17 UTC | Walker & Dunlop, Inc. WD · Entity 4737 | Exercise / conversionCommon Stock | 12,953 | $13.05 | $169,036.65 |
DisclosureSEC source: 0001104659-18-007235 · a4.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.