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Lucas Richard M

Disclosed activity across 1 company

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92751
SEC CIK
0001503845

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Walker & Dunlop, Inc.WD · Entity 4737EVP & Gen Counsel & SecretaryMarch 20, 2024March 22, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Walker & Dunlop, Inc.

Report date March 20, 2024 · Filed March 22, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect143,119.829 Reported balance After 2024-03-20 transaction · row 1
1 source row

Row 1 · 2024-03-20 · Grant · Acquired 5,646 · Balance 143,119.829

F1: The restricted stock vests in three equal annual installments beginning on February 15, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock vests in three equal annual installments beginning on February 15, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2021 Filed Mar 17, 2021 21:01 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionDeferred Stock Units · Derivative 4,943 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-037773 · tm217076-14_4seq1.xml · derivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2021 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2021 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:01 UTC Walker & Dunlop, Inc. WD · Entity 4737 Tax withholdingCommon Stock 3,310 $112.19 $371,348.90
Disclosure

SEC source: 0001104659-21-037773 · tm217076-14_4seq1.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,281.352

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:01 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 7,593.167 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-037773 · tm217076-14_4seq1.xml · nonDerivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,591.352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 21:03 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDividend Equivalent Rights · Derivative 40.044 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-036353 · tm219757-4_4seq1.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348.1236

Underlying: Common Stock · 40.044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 23:55 UTC Walker & Dunlop, Inc. WD · Entity 4737 Tax withholdingCommon Stock 3,821 $100.36 $383,475.56
Disclosure

SEC source: 0001104659-21-024919 · tm217076-3_4seq1.xml · nonDerivative · entry 4

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,998.185

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:55 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantRestricted Stock Units · Derivative 1,868 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024919 · tm217076-3_4seq1.xml · derivative · entry 6

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

Underlying: Common Stock · 1,868 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan, subject to vesting acceleration pursuant to the Plan.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:55 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDeferred Stock Units · Derivative 3,736 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024919 · tm217076-3_4seq1.xml · derivative · entry 5

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,736

Underlying: Common Stock · 3,736 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:55 UTC Walker & Dunlop, Inc. WD · Entity 4737 Tax withholdingCommon Stock 2,499 $100.36 $250,799.64
Disclosure

SEC source: 0001104659-21-024919 · tm217076-3_4seq1.xml · nonDerivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,819.185

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:55 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantCommon Stock 4,982 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024919 · tm217076-3_4seq1.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,318.185

F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2022.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:55 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantCommon Stock 5,540 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024919 · tm217076-3_4seq1.xml · nonDerivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,336.185

F1 · shares: On March 5, 2018, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 12, 2021, the Compensation Committee of the Issuer's Board of Directors certified the level at which the performance goals had been met, resulting in the vesting of these shares.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:31 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDividend Equivalent Rights · Derivative 30.616 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-131577 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308.0796

Underlying: Common Stock · 30.616 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:01 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 8 $80.64 $645.10
Disclosure

SEC source: 0001104659-20-126908 · a4.xml · nonDerivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,796.185

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.57 to $80.66. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:01 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 4,894 $79.94 $391,227.34
Disclosure

SEC source: 0001104659-20-126908 · a4.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,804.185

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.55 to $80.55. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:01 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 18,386 $79.11 $1,454,453.95
Disclosure

SEC source: 0001104659-20-126908 · a4.xml · nonDerivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,698.185

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.545 to $79.54. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 20:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDividend Equivalent Rights · Derivative 44.709 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-103965 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277.4636

Underlying: Common Stock · 44.709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDividend Equivalent Rights · Derivative 47.633 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-071455 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232.7546

Underlying: Common Stock · 47.633 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionDividend Equivalent Units · Derivative 122.185 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034799 · a4.xml · derivative · entry 5

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185.1216

Underlying: Common Stock · 122.185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F5 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F5 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionRestricted Stock Units · Derivative 2,525 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034799 · a4.xml · derivative · entry 4

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2020.

F4 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2020.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionDeferred Stock Units · Derivative 5,050 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034799 · a4.xml · derivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2020 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2020 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Tax withholdingCommon Stock 3,353 $53.25 $178,547.25
Disclosure

SEC source: 0001104659-20-034799 · a4.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,084.185

Read SEC document
March 15, 2020 Filed Mar 17, 2020 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 7,697.185 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-034799 · a4.xml · nonDerivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,437.185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDividend Equivalent Rights · Derivative 57.537 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-031985 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307.3066

Underlying: Common Stock · 57.537 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 22:20 UTC Walker & Dunlop, Inc. WD · Entity 4737 Tax withholdingCommon Stock 5,038 $78.79 $396,944.02
Disclosure

SEC source: 0001104659-20-022896 · a4.xml · nonDerivative · entry 4

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,740

Read SEC document
February 14, 2020 Filed Feb 19, 2020 22:20 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantRestricted Stock Units · Derivative 2,221 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-022896 · a4.xml · derivative · entry 6

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,221

Underlying: Common Stock · 2,221 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on March 15, 2023, subject to vesting acceleration pursuant to the Plan.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on March 15, 2023, subject to vesting acceleration pursuant to the Plan.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 22:20 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDeferred Stock Units · Derivative 4,442 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-022896 · a4.xml · derivative · entry 5

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,442

Underlying: Common Stock · 4,442 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 22:20 UTC Walker & Dunlop, Inc. WD · Entity 4737 Tax withholdingCommon Stock 8,340 $78.79 $657,108.60
Disclosure

SEC source: 0001104659-20-022896 · a4.xml · nonDerivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,778

Read SEC document
February 14, 2020 Filed Feb 19, 2020 22:20 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantCommon Stock 6,345 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-022896 · a4.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,118

F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2021.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 22:20 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantCommon Stock 18,357 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-022896 · a4.xml · nonDerivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,773

F1 · shares: On March 28, 2017, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 14, 2020, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:50 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDividend Equivalent Rights · Derivative 32.0639 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-071915 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249.7696

Underlying: Common Stock · 32.0639 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:15 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionStock Option (right to buy) · Derivative 5,563 $0.00 Strike: $39.82 $0.00
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · derivative · entry 9

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,781

Underlying: Common Stock · 5,563 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on February 15, 2018.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:15 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionStock Option (right to buy) · Derivative 4,088 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · derivative · entry 8

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,088 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:15 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 200 $66.06 $13,211.00
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · nonDerivative · entry 6

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,416

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.04 to $66.07. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:15 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 9,451 $65.43 $618,397.83
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · nonDerivative · entry 5

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,616

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.03 to $66.03. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:15 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 5,563 $39.82 $221,518.66
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · nonDerivative · entry 4

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 20, 2019 Filed Nov 21, 2019 21:15 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 4,088 $20.40 $83,395.20
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · nonDerivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:15 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionStock Option (right to buy) · Derivative 9,782 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · derivative · entry 7

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,088

Underlying: Common Stock · 9,782 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:15 UTC Walker & Dunlop, Inc. WD · Entity 4737 SaleCommon Stock 9,782 $65.98 $645,416.36
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,416

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.74 to $66.28. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 19, 2019 Filed Nov 21, 2019 21:15 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 9,782 $20.40 $199,552.80
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · nonDerivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 20:37 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDividend Equivalent Rights · Derivative 40.2247 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-049766 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217.7057

Underlying: Common Stock · 40.2247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

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June 04, 2019 Filed Jun 6, 2019 20:30 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDividend Equivalent Rights · Derivative 40.5192 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-034303 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177.481

Underlying: Common Stock · 40.5192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

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March 15, 2019 Filed Mar 19, 2019 21:02 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionDividend Equivalent Rights · Derivative 115.9789 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-016040 · a4.xml · derivative · entry 5

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136.9618

Underlying: Common Stock · 115.9789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the Reporting Person and will vest proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of common stock of the Issuer.

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March 15, 2019 Filed Mar 19, 2019 21:02 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionRestricted Stock Units · Derivative 4,576 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-016040 · a4.xml · derivative · entry 4

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F5 · derivative.exercise_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2019.

F5 · derivative.expiration_date: The restricted stock units were settled in shares of the Issuer's common stock on March 15, 2019.

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March 15, 2019 Filed Mar 19, 2019 21:02 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionDeferred Stock Units · Derivative 9,153 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-016040 · a4.xml · derivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2019 pursuant to the Walker & Dunlop, Inc., Management Deferred Stock Unit Purchase Plan.

F3 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on March 15, 2019 pursuant to the Walker & Dunlop, Inc., Management Deferred Stock Unit Purchase Plan.

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March 15, 2019 Filed Mar 19, 2019 21:02 UTC Walker & Dunlop, Inc. WD · Entity 4737 Tax withholdingCommon Stock 6,030 $52.52 $316,695.60
Disclosure

SEC source: 0001104659-19-016040 · a4.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,416

Read SEC document
March 15, 2019 Filed Mar 19, 2019 21:02 UTC Walker & Dunlop, Inc. WD · Entity 4737 Exercise / conversionCommon Stock 13,844 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-016040 · a4.xml · nonDerivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person received cash in lieu of delivery of fractional shares upon vesting of the dividend equivalent rights.

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March 07, 2019 Filed Mar 11, 2019 21:18 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDividend Equivalent Rights · Derivative 65.3218 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-013884 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252.9407

Underlying: Common Stock · 65.3218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantRestricted Stock Units · Derivative 1,835 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-009582 · a4.xml · derivative · entry 5

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,835

Underlying: Common Stock · 1,835 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on March 15 in the third calendar year following the grant date, subject to vesting acceleration pursuant to the Plan.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on March 15 in the third calendar year following the grant date, subject to vesting acceleration pursuant to the Plan.

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February 15, 2019 Filed Feb 20, 2019 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantDeferred Stock Units · Derivative 3,670 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-009582 · a4.xml · derivative · entry 4

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,670

Underlying: Common Stock · 3,670 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan.

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February 15, 2019 Filed Feb 20, 2019 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 Tax withholdingCommon Stock 22,399 $54.49 $1,220,521.51
Disclosure

SEC source: 0001104659-19-009582 · a4.xml · nonDerivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,602

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:00 UTC Walker & Dunlop, Inc. WD · Entity 4737 GrantCommon Stock 9,175 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-009582 · a4.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,001

F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.