Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADWAY FINANCIAL CORP DEBYFC · Entity 6703 | EVP/Chief Financial Officer | March 26, 2024 | March 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADWAY FINANCIAL CORP DE
Report date March 26, 2024 · Filed March 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,365 |
Reported balance
After 2024-03-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-26 · Grant · Acquired 7,371 · Balance 25,365 F1: Restricted Stock granted March 26, 2024 with a 5 year vesting in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023. F2: Shares amount adjusted for Reverse Stock Split effective October 31, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock granted March 26, 2024 with a 5 year vesting in accordance with the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan effective April 16, 2023.
F2: Shares amount adjusted for Reverse Stock Split effective October 31, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2017 Filed Dec 1, 2017 22:38 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 200 | $2.23 | $446.00 |
DisclosureSEC source: 0001179110-17-014786 · edgar.xml · nonDerivative · entry 2 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,433 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 22:38 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 300 | $2.20 | $660.00 |
DisclosureSEC source: 0001179110-17-014786 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,633 Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 20:17 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 400 | $2.26 | $904.00 |
DisclosureSEC source: 0001179110-17-014712 · edgar.xml · nonDerivative · entry 3 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,933 Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 20:17 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 100 | $2.27 | $227.00 |
DisclosureSEC source: 0001179110-17-014712 · edgar.xml · nonDerivative · entry 2 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,333 Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 20:17 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 1,500 | $2.24 | $3,360.00 |
DisclosureSEC source: 0001179110-17-014712 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,433 Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 22:47 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 300 | $2.21 | $663.00 |
DisclosureSEC source: 0001179110-17-014674 · edgar.xml · nonDerivative · entry 5 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,933 Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 22:47 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 200 | $2.24 | $448.00 |
DisclosureSEC source: 0001179110-17-014674 · edgar.xml · nonDerivative · entry 4 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,233 Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 22:47 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 200 | $2.23 | $446.00 |
DisclosureSEC source: 0001179110-17-014674 · edgar.xml · nonDerivative · entry 3 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,433 Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 22:47 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 200 | $2.20 | $440.00 |
DisclosureSEC source: 0001179110-17-014674 · edgar.xml · nonDerivative · entry 2 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,633 Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 22:47 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 100 | $2.18 | $218.00 |
DisclosureSEC source: 0001179110-17-014674 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,833 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 23:56 UTC Amendment | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 300 | $2.21 | $663.00 |
DisclosureSEC source: 0001179110-17-014705 · edgar.xml · nonDerivative · entry 5 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,933 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 23:56 UTC Amendment | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 200 | $2.24 | $448.00 |
DisclosureSEC source: 0001179110-17-014705 · edgar.xml · nonDerivative · entry 4 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,233 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 23:56 UTC Amendment | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 200 | $2.23 | $446.00 |
DisclosureSEC source: 0001179110-17-014705 · edgar.xml · nonDerivative · entry 3 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,433 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 23:56 UTC Amendment | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 200 | $2.20 | $440.00 |
DisclosureSEC source: 0001179110-17-014705 · edgar.xml · nonDerivative · entry 2 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,633 Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 23:56 UTC Amendment | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 100 | $2.18 | $218.00 |
DisclosureSEC source: 0001179110-17-014705 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,833 F1 · balance_after: Adjusted to reflect correct amount of securities beneficially owned following reported transaction(s) Filed 11/13/2017 with incorrect amount. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 22:37 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 100 | $2.21 | $221.00 |
DisclosureSEC source: 0001179110-17-014435 · edgar.xml · nonDerivative · entry 2 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,933 Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 22:37 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 200 | $2.20 | $440.00 |
DisclosureSEC source: 0001179110-17-014435 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,033 Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 00:07 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 400 | $2.31 | $924.00 |
DisclosureSEC source: 0001179110-17-014393 · edgar.xml · nonDerivative · entry 2 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,233 Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 00:07 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 200 | $2.30 | $460.00 |
DisclosureSEC source: 0001179110-17-014393 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,633 Read SEC document |
| November 16, 2017 Filed Nov 16, 2017 23:17 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 100 | $2.35 | $235.00 |
DisclosureSEC source: 0001179110-17-014236 · edgar.xml · nonDerivative · entry 3 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,833 Read SEC document |
| November 16, 2017 Filed Nov 16, 2017 23:17 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 100 | $2.33 | $233.00 |
DisclosureSEC source: 0001179110-17-014236 · edgar.xml · nonDerivative · entry 2 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,933 Read SEC document |
| November 16, 2017 Filed Nov 16, 2017 23:17 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 100 | $2.30 | $230.00 |
DisclosureSEC source: 0001179110-17-014236 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,033 Read SEC document |
| November 15, 2017 Filed Nov 15, 2017 22:02 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 200 | $2.30 | $460.00 |
DisclosureSEC source: 0001179110-17-014161 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,133 Read SEC document |
| November 14, 2017 Filed Nov 14, 2017 21:31 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon STock | 200 | $2.45 | $490.00 |
DisclosureSEC source: 0001179110-17-014118 · edgar.xml · nonDerivative · entry 3 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,333 Read SEC document |
| November 14, 2017 Filed Nov 14, 2017 21:31 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 200 | $2.41 | $482.00 |
DisclosureSEC source: 0001179110-17-014118 · edgar.xml · nonDerivative · entry 2 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,533 Read SEC document |
| November 14, 2017 Filed Nov 14, 2017 21:31 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 200 | $2.40 | $480.00 |
DisclosureSEC source: 0001179110-17-014118 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,733 Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 17:54 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 267 | $2.47 | $659.49 |
DisclosureSEC source: 0001179110-17-014085 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,933 Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 18:12 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 100 | $2.50 | $250.00 |
DisclosureSEC source: 0001179110-17-014012 · edgar.xml · nonDerivative · entry 2 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,200 Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 18:12 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 100 | $2.48 | $248.00 |
DisclosureSEC source: 0001179110-17-014012 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,300 Read SEC document |
| November 09, 2017 Filed Nov 9, 2017 22:03 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 900 | $2.45 | $2,205.00 |
DisclosureSEC source: 0001179110-17-013939 · edgar.xml · nonDerivative · entry 2 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,400 Read SEC document |
| November 09, 2017 Filed Nov 9, 2017 22:03 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 100 | $2.46 | $246.00 |
DisclosureSEC source: 0001179110-17-013939 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,300 Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 17:44 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 400 | $2.45 | $980.00 |
DisclosureSEC source: 0001179110-17-013909 · edgar.xml · nonDerivative · entry 2 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,400 Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 17:44 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 100 | $2.42 | $242.00 |
DisclosureSEC source: 0001179110-17-013909 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,800 Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 19:12 UTC | BROADWAY FINANCIAL CORP DE BYFC · Entity 6703 | Disposition to issuerCommon Stock | 100 | $2.48 | $248.00 |
DisclosureSEC source: 0001179110-17-013871 · edgar.xml · nonDerivative · entry 1 Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,900 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.