Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arcosa, Inc.ACA · Entity 3697 | Director | March 28, 2024 | April 01, 2024 |
| Daseke, Inc.DSKE · Entity 92403 | Director | June 01, 2019 | June 04, 2019 |
| TRINITY INDUSTRIES INCNYSE/TRN · Entity 4439 | Director | September 30, 2018 | October 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arcosa, Inc.
Report date March 28, 2024 · Filed April 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Arcosa Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 52,786 |
Reported balance
After 2024-03-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-03-28 · Grant · Acquired 31 · Balance 52,786 F1: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. |
Filing footnotes · ownership attribution and instrument terms
F1: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.
Daseke, Inc.
Report date June 01, 2019 · Filed June 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,252 |
Reported balance
After 2019-06-01 transaction · row 1
1 source rowRow 1 · 2019-06-01 · Exercise / conversion · Acquired 5,252 · Balance 15,252 F1: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2018. F2: RSUs convert into common stock on a one-for-one basis. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 16,826 |
Reported balance
After 2019-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-06-01 · Grant · Acquired 11,574 · Balance 16,826 F4: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F5: The Reporting Person received 11,574 RSUs, which will fully vest on June 1, 2020, assuming Reporting Person was still a director through December 31, 2019. Upon vesting, the Reporting Person will receive a number of shares of common stock equal to the number of RSUs that have vested. F6: Not Applicable F7: This total includes prior awards that have different vesting expiration dates. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 11,574 |
Reported balance
After 2019-06-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-06-01 · Exercise / conversion · Disposed 5,252 · Balance 11,574 F2: RSUs convert into common stock on a one-for-one basis. F1: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2018. F8: The Reporting Person received 5,252 RSUs on June 1, 2018 which fully vested on June 1, 2019. F6: Not Applicable |
| Common StockSEC Table I · non-derivative | IndirectBy Gafford Investment, Ltd. | 68,498 |
Reported balance
Holding disclosure · report date 2019-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 68,498 F3: Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2018.
F2: RSUs convert into common stock on a one-for-one basis.
F3: Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F5: The Reporting Person received 11,574 RSUs, which will fully vest on June 1, 2020, assuming Reporting Person was still a director through December 31, 2019. Upon vesting, the Reporting Person will receive a number of shares of common stock equal to the number of RSUs that have vested.
F6: Not Applicable
F7: This total includes prior awards that have different vesting expiration dates.
F8: The Reporting Person received 5,252 RSUs on June 1, 2018 which fully vested on June 1, 2019.
TRINITY INDUSTRIES INC
Report date September 30, 2018 · Filed October 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Trinity Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 50,907 |
Reported balance
After 2018-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-09-30 · Grant · Acquired 179 · Balance 50,907 F1: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2024 Filed Apr 1, 2024 17:47 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 31 | $85.86 Strike: $0.00 | $2,661.66 |
DisclosureSEC source: 0001739445-24-000060 · wk-form4_1712008003.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,786 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 17:23 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 32 | $82.64 Strike: $0.00 | $2,644.48 |
DisclosureSEC source: 0001739445-24-000004 · wk-form4_1704234191.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,755 Underlying: Common Stock · 32 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 17:03 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 36 | $71.90 Strike: $0.00 | $2,588.40 |
DisclosureSEC source: 0001739445-23-000142 · wk-form4_1696280573.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,723 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 16:44 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 35 | $75.77 Strike: $0.00 | $2,651.95 |
DisclosureSEC source: 0001739445-23-000122 · wf-form4_168841702871200.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,687 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| May 10, 2023 Filed May 11, 2023 16:39 UTC | Arcosa, Inc. ACA · Entity 3697 | SaleCommon Stock | 2,370 | $68.65 | $162,700.50 |
DisclosureSEC source: 0001739445-23-000091 · wf-form4_168383754447510.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,995 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.63 to $68.70, inclusive. The reporting person undertakes to provide to Arcosa, Inc., any security holder of Arcosa, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 09, 2023 Filed May 11, 2023 16:29 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantCommon Stock | 1,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001739445-23-000082 · wf-form4_168383697339168.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,365 Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 17:46 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 42 | $63.11 Strike: $0.00 | $2,650.62 |
DisclosureSEC source: 0001739445-23-000055 · wf-form4_168055836809195.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,652 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 17:31 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 48 | $54.34 Strike: $0.00 | $2,608.32 |
DisclosureSEC source: 0001739445-23-000005 · wf-form4_167278505877270.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,610 Underlying: Common Stock · 48 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 16:34 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 46 | $57.18 Strike: $0.00 | $2,630.28 |
DisclosureSEC source: 0001739445-22-000123 · wf-form4_166491565694260.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,562 Underlying: Common Stock · 46 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| August 12, 2022 Filed Aug 12, 2022 17:16 UTC | Arcosa, Inc. ACA · Entity 3697 | SaleCommon Stock | 2,017 | $65.16 | $131,427.72 |
DisclosureSEC source: 0001739445-22-000109 · wf-form4_166033896426388.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,459 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.15 to $65.19, inclusive. The reporting person undertakes to provide to Arcosa, Inc., any security holder of Arcosa, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 12:34 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 57 | $46.43 Strike: $0.00 | $2,646.51 |
DisclosureSEC source: 0001739445-22-000096 · wf-form4_165669327975837.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,516 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| May 03, 2022 Filed May 5, 2022 17:23 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantCommon Stock | 2,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001739445-22-000062 · wf-form4_165178581125602.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,476 Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 15:26 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 45 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001739445-22-000023 · wf-form4_164884115133503.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,459 Underlying: Common Stock · 45 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 16:39 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 50 | $52.70 Strike: $0.00 | $2,635.00 |
DisclosureSEC source: 0001739445-22-000006 · wf-form4_164133235598593.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,414 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 12:58 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 52 | $50.17 Strike: $0.00 | $2,608.84 |
DisclosureSEC source: 0001739445-21-000136 · wf-form4_163310747830020.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,364 Underlying: Common Stock · 52 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 14:27 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 45 | $58.74 Strike: $0.00 | $2,643.30 |
DisclosureSEC source: 0001739445-21-000119 · wf-form4_162516399822369.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,312 Underlying: Common Stock · 45 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| May 21, 2021 Filed May 24, 2021 12:09 UTC | Arcosa, Inc. ACA · Entity 3697 | SaleCommon Stock | 3,788 | $62.14 | $235,386.32 |
DisclosureSEC source: 0001739445-21-000094 · wf-form4_162187253561370.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,106 Read SEC document |
| May 04, 2021 Filed May 6, 2021 13:43 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantCommon Stock | 2,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001739445-21-000073 · wf-form4_162032301881774.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,894 Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 17:46 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 40 | $65.09 Strike: $0.00 | $2,603.60 |
DisclosureSEC source: 0001739445-21-000034 · wf-form4_161731356794287.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,267 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 12:31 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 47 | $54.93 Strike: $0.00 | $2,581.71 |
DisclosureSEC source: 0001739445-21-000010 · wf-form4_160986789806814.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,227 Underlying: Common Stock · 47 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 18:21 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 59 | $44.09 Strike: $0.00 | $2,601.31 |
DisclosureSEC source: 0001739445-20-000130 · wf-form4_160159084646376.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,180 Underlying: Common Stock · 59 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 17:58 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 62 | $42.20 Strike: $0.00 | $2,616.40 |
DisclosureSEC source: 0001739445-20-000108 · wf-form4_159364064418159.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,121 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| May 26, 2020 Filed May 27, 2020 17:56 UTC | Arcosa, Inc. ACA · Entity 3697 | SaleCommon Stock | 10,024 | $37.55 | $376,401.20 |
DisclosureSEC source: 0001739445-20-000098 · wf-form4_159061659056586.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,877 Read SEC document |
| May 05, 2020 Filed May 6, 2020 14:46 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantCommon Stock | 3,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001739445-20-000064 · wf-form4_158879079670034.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,901 Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 16:16 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 65 | $39.74 Strike: $0.00 | $2,583.10 |
DisclosureSEC source: 0001739445-20-000038 · wf-form4_158577215837220.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,059 Underlying: Common Stock · 65 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 08:59 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 59 | $44.55 Strike: $0.00 | $2,628.45 |
DisclosureSEC source: 0001739445-20-000011 · wf-form4_157805992894527.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,994 Underlying: Common Stock · 59 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 17:08 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 76 | $34.21 Strike: $0.00 | $2,599.96 |
DisclosureSEC source: 0001739445-19-000132 · wf-form4_156996409538335.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,935 Underlying: Common Stock · 76 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 15:09 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 68 | $37.63 Strike: $0.00 | $2,558.84 |
DisclosureSEC source: 0001739445-19-000113 · wf-form4_156209457777203.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,859 Underlying: Common Stock · 68 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 17:50 UTC | Daseke, Inc. DSKE · Entity 92403 | Exercise / conversionRestricted Stock Unit · Derivative | 5,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008838 · doc4.xml · derivative · entry 4 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,574 Underlying: Common Stock · 5,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2018. F8 · derivative.exercise_date: The Reporting Person received 5,252 RSUs on June 1, 2018 which fully vested on June 1, 2019. F6 · derivative.expiration_date: Not Applicable Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 17:50 UTC | Daseke, Inc. DSKE · Entity 92403 | GrantRestricted Stock Unit · Derivative | 11,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008838 · doc4.xml · derivative · entry 3 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,826 Underlying: Common Stock · 11,574 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The Reporting Person received 11,574 RSUs, which will fully vest on June 1, 2020, assuming Reporting Person was still a director through December 31, 2019. Upon vesting, the Reporting Person will receive a number of shares of common stock equal to the number of RSUs that have vested. F6 · derivative.expiration_date: Not Applicable F7 · balance_after: This total includes prior awards that have different vesting expiration dates. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 17:50 UTC | Daseke, Inc. DSKE · Entity 92403 | Exercise / conversionCommon Stock | 5,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008838 · doc4.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2018. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| May 07, 2019 Filed May 9, 2019 16:58 UTC | Arcosa, Inc. NYSE/ACA · Entity 3697 | GrantCommon Stock | 3,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001739445-19-000073 · edgar.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,113 Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:33 UTC | Arcosa, Inc. NYSE/ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 85 | $30.55 Strike: $0.00 | $2,596.75 |
DisclosureSEC source: 0001739445-19-000037 · edgar.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,791 Underlying: Common Stock · 85 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 19:05 UTC | Arcosa, Inc. NYSE/ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 239 | $27.69 Strike: $0.00 | $6,617.91 |
DisclosureSEC source: 0001739445-19-000007 · edgar.xml · derivative · entry 2 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,706 Underlying: Common Stock · 239 shares Expires not disclosed F2 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F2 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F3 · balance_after: Includes Arcosa Phantom Stock Units that were converted from Trinity Phantom Stock Units in connection with the spin-off of Arcosa from Trinity on November 1, 2018. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 19:46 UTC | Daseke, Inc. DSKE · Entity 92403 | PurchaseCommon Stock | 5,000 | $3.54 | $17,691.00 |
DisclosureSEC source: 0001225208-18-016560 · doc4.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: On December 12, 2018, Mr. Gafford purchased these shares in multiple trades at prices ranging from $3.5373 to $3.547. The price reported above reflects the weighted average purchase price. Mr. Gafford hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 20:57 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantTrinity Phantom Stock Units · Derivative | 179 | $36.64 Strike: $0.00 | $6,558.56 |
DisclosureSEC source: 0000099780-18-000163 · edgar.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,907 Underlying: Common Stock · 179 shares Expires not disclosed F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. Read SEC document |
| July 25, 2018 Filed Apr 16, 2019 16:09 UTC | Daseke, Inc. DSKE · Entity 92403 | GrantRestricted Stock Unit · Derivative | 5,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006844 · doc4.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,252 Underlying: Common Stock · 5,252 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The reporting person received 5,252 restricted stock units, which will fully vest on June 1, 2019, assuming reporting person was still a director through December 31, 2018. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:20 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantTrinity Phantom Stock Units · Derivative | 192 | $34.26 Strike: $0.00 | $6,577.92 |
DisclosureSEC source: 0000099780-18-000128 · edgar.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,728 Underlying: Common Stock · 192 shares Expires not disclosed F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:35 UTC | Daseke, Inc. DSKE · Entity 92403 | GrantCommon Stock | 10,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010247 · doc4.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gafford Investment, Ltd. Disclosed balance after: 68,498 F1 · shares: Gafford Investment, Ltd. ("Gafford Investment") became entitled to receive these shares on June 1, 2018 for no additional consideration pursuant to an earnout provision in the Agreement and Plan of Merger between Daseke, Inc., Hennessy Capital Acquisition Corp. II, HCAC Merger Sub, Inc., and Don R. Daseke, solely in his capacity as the Stockholder Representative, dated December 22, 2016 (the "Merger Agreement"). Subject to achievement of the associated earnout milestones, the Gafford Investment's right to receive these additional shares became irrevocable on February 27, 2017, the closing date of the transactions under the Merger Agreement. F2 · price: The calculation for the value of these shares was established in the Merger Agreement. F3 · ownership.nature: Held of record by Gafford Investment Mr. Gafford is the general partner of Gafford Investment and therefore may be deemed to beneficially own all of the sahres held by record thereby. Mr. Gafford disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 18, 2018 Filed May 21, 2018 17:25 UTC | Daseke, Inc. DSKE · Entity 92403 | PurchaseCommon Stock | 5,000 | $9.27 | $46,350.00 |
DisclosureSEC source: 0001104659-18-034872 · a4.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: On May 18, 2018, pursuant to a plan of acquisition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, Mr. Gafford purchased these shares. Read SEC document |
| May 07, 2018 Filed May 9, 2018 20:25 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantCommon Stock | 3,966 | $0.00 | $0.00 |
DisclosureSEC source: 0000099780-18-000090 · edgar.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,417 Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 16:00 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantTrinity Phantom Stock Units · Derivative | 201 | $32.63 Strike: $0.00 | $6,558.63 |
DisclosureSEC source: 0000099780-18-000049 · edgar.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,536 Underlying: Common Stock · 201 shares Expires not disclosed F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. Read SEC document |
| December 31, 2017 Filed Jan 2, 2018 21:34 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantTrinity Phantom Stock Units · Derivative | 174 | $37.46 Strike: $0.00 | $6,518.04 |
DisclosureSEC source: 0000099780-18-000008 · edgar.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,335 Underlying: Common Stock · 174 shares Expires not disclosed F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:16 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantTrinity Phantom Stock Units · Derivative | 203 | $31.90 Strike: $0.00 | $6,475.70 |
DisclosureSEC source: 0000099780-17-000119 · edgar.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,161 Underlying: Common Stock · 203 shares Expires not disclosed F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:55 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantTrinity Phantom Stock Units · Derivative | 196 | $28.03 Strike: $0.00 | $5,493.88 |
DisclosureSEC source: 0000099780-17-000094 · edgar.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,958 Underlying: Common Stock · 196 shares Expires not disclosed F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. Read SEC document |
| May 01, 2017 Filed May 2, 2017 21:42 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantCommon Stock | 4,805 | $0.00 | $0.00 |
DisclosureSEC source: 0000099780-17-000050 · edgar.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,451 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:52 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantTrinity Phantom Stock Units · Derivative | 205 | $26.55 Strike: $0.00 | $5,442.75 |
DisclosureSEC source: 0000099780-17-000030 · edgar.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,762 Underlying: Common Stock · 205 shares Expires not disclosed F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 20:53 UTC | Daseke, Inc. DSKE · Entity 92403 | GrantDirector Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $9.98 | $0.00 |
DisclosureSEC source: 0001104659-17-013179 · a4.xml · derivative · entry 2 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-02-27 F3 · derivative.exercise_date: The option vests in five equal annual installments beginning on February 27, 2018. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 20:53 UTC | Daseke, Inc. DSKE · Entity 92403 | GrantCommon Stock | 57,682 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-013179 · a4.xml · nonDerivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 57,682 F1 · price: Received pursuant to the Agreement and Plan of Merger, dated December 22, 2016 (the "Merger Agreement"), among the issuer, Daseke Companies, Inc. (f/k/a Daseke, Inc. and referred to herein as "Old Daseke"), a wholly owned subsidiary of the issuer and the Stockholder Representative (as defined therein). At the Effective Time (as defined in the Merger Agreement), each share of Old Daseke common stock issued and outstanding immediately prior to the Effective Time was automatically converted into the right to receive 144.204 shares of the issuer's common stock (rounded to the nearest whole share), upon the terms and subject to the conditions set forth in the Merger Agreement. The closing price of the issuer's common stock was $10.22 per share on the effective date of the merger. F2 · ownership.nature: Held of record by Gafford Investment, Ltd. Mr. Gafford is the general partner of Gafford Investment, Ltd. and therefore may be deemed to beneficially own all of the shares held of record thereby; however, Mr. Gafford disclaims beneficial ownership of the shares held of record by Gafford Investment, Ltd. except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:17 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantTrinity Phantom Stock Units · Derivative | 196 | $27.76 Strike: $0.00 | $5,440.96 |
DisclosureSEC source: 0000099780-17-000005 · edgar.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,557 Underlying: Common Stock · 196 shares Expires not disclosed F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.