Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arcosa, Inc.ACA · Entity 3697 | Director | March 28, 2024 | April 01, 2024 |
| Daseke, Inc.DSKE · Entity 92403 | Director | June 01, 2019 | June 04, 2019 |
| TRINITY INDUSTRIES INCNYSE/TRN · Entity 4439 | Director | September 30, 2018 | October 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arcosa, Inc.
Report date March 28, 2024 · Filed April 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Arcosa Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 52,786 |
Reported balance
After 2024-03-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-03-28 · Grant · Acquired 31 · Balance 52,786 F1: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. |
Filing footnotes · ownership attribution and instrument terms
F1: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.
Daseke, Inc.
Report date June 01, 2019 · Filed June 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,252 |
Reported balance
After 2019-06-01 transaction · row 1
1 source rowRow 1 · 2019-06-01 · Exercise / conversion · Acquired 5,252 · Balance 15,252 F1: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2018. F2: RSUs convert into common stock on a one-for-one basis. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 16,826 |
Reported balance
After 2019-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-06-01 · Grant · Acquired 11,574 · Balance 16,826 F4: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F5: The Reporting Person received 11,574 RSUs, which will fully vest on June 1, 2020, assuming Reporting Person was still a director through December 31, 2019. Upon vesting, the Reporting Person will receive a number of shares of common stock equal to the number of RSUs that have vested. F6: Not Applicable F7: This total includes prior awards that have different vesting expiration dates. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 11,574 |
Reported balance
After 2019-06-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-06-01 · Exercise / conversion · Disposed 5,252 · Balance 11,574 F2: RSUs convert into common stock on a one-for-one basis. F1: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2018. F8: The Reporting Person received 5,252 RSUs on June 1, 2018 which fully vested on June 1, 2019. F6: Not Applicable |
| Common StockSEC Table I · non-derivative | IndirectBy Gafford Investment, Ltd. | 68,498 |
Reported balance
Holding disclosure · report date 2019-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 68,498 F3: Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") granted to the Reporting Person on June 1, 2018.
F2: RSUs convert into common stock on a one-for-one basis.
F3: Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F5: The Reporting Person received 11,574 RSUs, which will fully vest on June 1, 2020, assuming Reporting Person was still a director through December 31, 2019. Upon vesting, the Reporting Person will receive a number of shares of common stock equal to the number of RSUs that have vested.
F6: Not Applicable
F7: This total includes prior awards that have different vesting expiration dates.
F8: The Reporting Person received 5,252 RSUs on June 1, 2018 which fully vested on June 1, 2019.
TRINITY INDUSTRIES INC
Report date September 30, 2018 · Filed October 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Trinity Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 50,907 |
Reported balance
After 2018-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-09-30 · Grant · Acquired 179 · Balance 50,907 F1: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2016 Filed Oct 3, 2016 21:24 UTC | TRINITY INDUSTRIES INC NYSE/TRN · Entity 4439 | GrantTrinity Phantom Stock Units · Derivative | 223 | $24.18 Strike: $0.00 | $5,392.14 |
DisclosureSEC source: 0000099780-16-000264 · edgar.xml · derivative · entry 1 GAFFORD RONALD J · CIK 0001222591 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,361 Underlying: Common Stock · 223 shares Expires not disclosed F1 · derivative.exercise_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. F1 · derivative.expiration_date: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.