Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Funko, Inc.FNKO · Entity 2463 | Director | March 29, 2024 | April 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Funko, Inc.
Report date March 29, 2024 · Filed April 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 365,256 |
Reported balance
After 2024-03-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-29 · Exercise / conversion · Acquired 29,004 · Balance 365,256 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 383,171 |
Reported balance
After 2024-03-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-03-29 · Exercise / conversion · Acquired 17,915 · Balance 383,171 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 411,775 |
Reported balance
After 2024-03-29 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-03-29 · Exercise / conversion · Acquired 28,604 · Balance 411,775 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 424,103 |
Reported balance
After 2024-03-29 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-03-29 · Exercise / conversion · Acquired 12,328 · Balance 424,103 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 434,048 |
Reported balance
After 2024-03-29 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2024-03-29 · Exercise / conversion · Acquired 9,945 · Balance 434,048 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 436,855 |
Reported balance
After 2024-03-29 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2024-03-29 · Exercise / conversion · Acquired 2,807 · Balance 436,855 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 466,855 |
Reported balance
After 2024-03-29 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2024-03-29 · Exercise / conversion · Acquired 30,000 · Balance 466,855 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-03-29 · Exercise / conversion · Disposed 29,004 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F3: On March 6, 2023, the Reporting Person was granted 38,672 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-03-29 · Exercise / conversion · Disposed 17,915 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F4: On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-03-29 · Exercise / conversion · Disposed 28,604 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F5: On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2024-03-29 · Exercise / conversion · Disposed 9,945 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F7: On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2024-03-29 · Exercise / conversion · Disposed 30,000 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F9: On August 11, 2023, the Reporting Person was granted 30,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2024-03-29 · Exercise / conversion · Disposed 12,328 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F6: On April 21, 2021, the Reporting Person was granted 24,656 RSUs, which have vested or will vest in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-03-29 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2024-03-29 · Exercise / conversion · Disposed 2,807 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F8: On March 8, 2022, the Reporting Person was granted 17,914 performance stock units, vesting upon the completion of Net Sales and EBITDA margin targets in 2022, 2023 and 2024. Upon his resignation on March 31, 2024, the performance period was adjusted to end at the resignation date and was achieved at 15.67% of the originally granted amount. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3: On March 6, 2023, the Reporting Person was granted 38,672 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F4: On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F5: On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F6: On April 21, 2021, the Reporting Person was granted 24,656 RSUs, which have vested or will vest in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F7: On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F8: On March 8, 2022, the Reporting Person was granted 17,914 performance stock units, vesting upon the completion of Net Sales and EBITDA margin targets in 2022, 2023 and 2024. Upon his resignation on March 31, 2024, the performance period was adjusted to end at the resignation date and was achieved at 15.67% of the originally granted amount.
F9: On August 11, 2023, the Reporting Person was granted 30,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2022 Filed May 4, 2022 00:04 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 9,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016459 · doc4.xml · derivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,889 Underlying: Class A Common Stock · 9,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 39,778 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 39,778 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 39,778 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 01:44 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 1,170 | $17.77 | $20,790.90 |
DisclosureSEC source: 0000899243-22-010042 · doc4.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,796 F1 · kind: Reflects shares sold to cover taxes upon vesting of restricted stock units. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 00:10 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 44,800 | $0.00 Strike: $17.09 | $0.00 |
DisclosureSEC source: 0000899243-22-010577 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,800 Underlying: Class A Common Stock · 44,800 shares Expires 2032-03-08 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 8, 2022 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 00:10 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 35,829 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-010577 · doc4.xml · derivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,829 Underlying: Class A Common Stock · 35,829 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:44 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-010042 · doc4.xml · derivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,925 Underlying: Class A Common Stock · 2,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On March 4, 2019, the Reporting Person was granted 11,700 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F3 · derivative.expiration_date: On March 4, 2019, the Reporting Person was granted 11,700 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:44 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-010042 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:20 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 85,812 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000888 · doc4.xml · derivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,812 Underlying: Class A Common Stock · 85,812 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs will vest in three equal installments on each of the first three anniversaries of January 3, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs will vest in three equal installments on each of the first three anniversaries of January 3, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs will vest in three equal installments on each of the first three anniversaries of January 3, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 22:33 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 62,500 | $19.18 | $1,198,662.50 |
DisclosureSEC source: 0000899243-21-040816 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,041 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.02 to $19.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: The total number of shares of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:37 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 56,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038825 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 56,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: The RSUs vested in full on October 1, 2021. F2 · derivative.expiration_date: The RSUs vested in full on October 1, 2021. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:37 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 56,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-038825 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| June 27, 2021 Filed Jun 28, 2021 20:47 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 4,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026213 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,333 Underlying: Class A Common Stock · 4,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2021 Filed Jun 28, 2021 20:47 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 4,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-026213 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| May 14, 2021 Filed May 18, 2021 20:05 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 15,000 | $24.48 | $367,128.00 |
DisclosureSEC source: 0000899243-21-019756 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,959 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.33 to $24.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The total number of shares of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| April 29, 2021 Filed May 3, 2021 22:26 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 9,944 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017815 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,834 Underlying: Class A Common Stock · 9,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 39,778 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 39,778 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 39,778 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2021 Filed May 3, 2021 22:26 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 9,944 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-017815 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total number of shares of Class A common stock reported in Column 5 does not reflect any common units of Funko Acquisition Holdings, L.L.C. beneficially owned by the Reporting Person, which are convertible into Class A Common Stock on a one-for-one basis. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 21:38 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 64,500 | $0.00 Strike: $19.91 | $0.00 |
DisclosureSEC source: 0000899243-21-016886 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,500 Underlying: Class A Common Stock · 64,500 shares Expires 2031-04-21 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 21, 2022 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 21:38 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 24,656 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-016886 · doc4.xml · derivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,656 Underlying: Class A Common Stock · 24,656 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 56,250 | $18.12 | $1,019,086.88 |
DisclosureSEC source: 0000899243-21-012739 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,015 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The total number of shares of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:38 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010453 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,850 Underlying: Class A Common Stock · 2,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On March 4, 2019, the Reporting Person was granted 11,700 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On March 4, 2019, the Reporting Person was granted 11,700 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 00:38 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010453 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:33 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 56,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-026855 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Class A Common Stock · 56,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 225,000 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of October 1, 2017, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 225,000 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of October 1, 2017, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:33 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 56,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-026855 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| June 27, 2020 Filed Jun 30, 2020 22:29 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerRestricted Stock Units · Derivative | 4,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-018015 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,665 Underlying: Class A Common Stock · 4,333 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2020 Filed Jun 30, 2020 22:29 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 4,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-018015 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| April 29, 2020 Filed May 4, 2020 10:07 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 64,500 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0000899243-20-011829 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,500 Underlying: Class A Common Stock · 64,500 shares Expires 2030-04-29 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on April 29, 2021 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| April 29, 2020 Filed May 4, 2020 10:07 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 39,778 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-011829 · doc4.xml · derivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,778 Underlying: Class A Common Stock · 39,778 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 22:15 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-007499 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,775 Underlying: Class A Common Stock · 2,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On March 4, 2019, the Reporting Person was granted 11,700 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On March 4, 2019, the Reporting Person was granted 11,700 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 22:15 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-007499 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 00:41 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 56,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024789 · doc4.xml · derivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,583 Underlying: Class A Common Stock · 56,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F4 · balance_after: 35,058 Common Units are vested and 86,525 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 00:41 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 56,250 | $20.61 | $1,159,211.25 |
DisclosureSEC source: 0000899243-19-024789 · doc4.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,582 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.29 to $20.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 00:41 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCLASS A COMMON STOCK | 56,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024789 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 00:29 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 56,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025012 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Class A Common Stock · 56,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 225,000 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of October 1, 2017, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 225,000 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of October 1, 2017, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 00:29 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCLASS A COMMON STOCK | 56,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-025012 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2019 Filed Apr 16, 2020 20:16 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionCommon Units · Derivative | 5,000 | $0.05 | $250.00 |
DisclosureSEC source: 0000899243-20-010840 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,583 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Common Units may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc., par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F2 · derivative.exercise_date: Common Units may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc., par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F2 · derivative.expiration_date: Common Units may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc., par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| August 05, 2019 Filed Apr 16, 2020 20:16 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionOption to Purchase Common Units · Derivative | 5,000 | $0.00 Strike: $0.05 | $0.00 |
DisclosureSEC source: 0000899243-20-010840 · doc4.xml · derivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,529 Underlying: Common Units · 5,000 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options to purchase Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") are fully vested and currently exercisable. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · derivative · entry 7 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,833 Underlying: Class A Common Stock · 55,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. F8 · balance_after: 91,308 Common Units are vested and 86,525 Common Units will vest on December 21, 2019, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 1,000 | $24.92 | $24,917.00 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · nonDerivative · entry 6 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,582 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.91 to $24.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 19,224 | $24.38 | $468,723.41 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · nonDerivative · entry 5 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,582 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.90 to $24.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 1,400 | $23.32 | $32,649.96 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · nonDerivative · entry 4 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,806 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.87 to $23.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 28,076 | $22.27 | $625,232.87 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · nonDerivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,206 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.87 to $22.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 5,300 | $21.47 | $113,771.39 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,282 F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.87 to $21.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCLASS A COMMON STOCK | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-019148 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units have no expiration date. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:16 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionRestricted Stock Units · Derivative | 4,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-018603 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,998 Underlying: Class A Common Stock · 4,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. F2 · derivative.exercise_date: On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F2 · derivative.expiration_date: On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 20:16 UTC | Funko, Inc. FNKO · Entity 2463 | Exercise / conversionClass A Common Stock | 4,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-018603 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009751 · doc4.xml · derivative · entry 4 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,833 Underlying: Class A Common Stock · 55,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | SaleCLASS A COMMON STOCK | 55,000 | $21.54 | $1,184,700.00 |
DisclosureSEC source: 0000899243-19-009751 · doc4.xml · nonDerivative · entry 3 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 F3 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.23 to $21.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerCLASS B COMMON STOCK | 28,258 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009751 · doc4.xml · nonDerivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Reflects the cancellation for no consideration of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:15 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCLASS A COMMON STOCK | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009751 · doc4.xml · nonDerivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of the Issuer, par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:15 UTC | Funko, Inc. FNKO · Entity 2463 | GrantOption to Purchase Class A Common Stock · Derivative | 106,500 | $0.00 Strike: $19.89 | $0.00 |
DisclosureSEC source: 0000899243-19-006436 · doc4.xml · derivative · entry 2 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,500 Underlying: Class A Common Stock · 106,500 shares Expires 2029-03-04 F2 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on March 4, 2020 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:15 UTC | Funko, Inc. FNKO · Entity 2463 | GrantRestricted Stock Units · Derivative | 11,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-006436 · doc4.xml · derivative · entry 1 Perlmutter Andrew Mark · CIK 0001719492 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,700 Underlying: Class A Common Stock · 11,700 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.