Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REGIONS FINANCIAL CORPRF · Entity 3186 | SEVP | April 01, 2024 | April 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REGIONS FINANCIAL CORP
Report date April 01, 2024 · Filed April 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 117,921 |
Ending reported balance
After 2024-04-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-04-01 · Grant · Acquired 21,491 · Balance 119,481 F1: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023. Row 2 · 2024-04-01 · Exercise / conversion · Acquired 14,327 · Balance 133,808 F2: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024. Row 3 · 2024-04-01 · Tax withholding · Disposed 15,887 · Balance 117,921 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 67,402.54 |
Reported balance
After 2024-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-04-01 · Grant · Acquired 16,972 · Balance 67,402.54 F3: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units. F4: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026. F5: Includes quarterly cash dividends that were reinvested in restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 53,075.54 |
Reported balance
After 2024-04-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-04-01 · Exercise / conversion · Disposed 14,327 · Balance 53,075.54 F3: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units. F2: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024. F5: Includes quarterly cash dividends that were reinvested in restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.
F2: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.
F3: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.
F4: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.
F5: Includes quarterly cash dividends that were reinvested in restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2018) · Derivative | 10,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007243 · doc4.xml · derivative · entry 8 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,627 Underlying: Common Stock · 15,940.5 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 17,012 | $18.58 | $316,082.96 |
DisclosureSEC source: 0001225208-18-007243 · doc4.xml · nonDerivative · entry 3 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,486 Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 20,833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007243 · doc4.xml · derivative · entry 7 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,220 Underlying: Common Stock · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2015 · Derivative | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007243 · doc4.xml · derivative · entry 6 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007243 · doc4.xml · nonDerivative · entry 2 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007243 · doc4.xml · nonDerivative · entry 1 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. Read SEC document |
| January 24, 2018 Filed Jan 25, 2018 23:43 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 25,627 | $19.50 | $499,726.50 |
DisclosureSEC source: 0001225208-18-001508 · doc4.xml · nonDerivative · entry 1 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,832 Read SEC document |
| December 31, 2017 Filed Jan 25, 2018 23:43 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 1,170.3192 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001508 · doc4.xml · nonDerivative · entry 3 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 32,020.8122 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2017 Filed Jan 25, 2018 23:43 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 403.2723 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001508 · doc4.xml · nonDerivative · entry 2 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 20,899.0993 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| October 26, 2017 Filed Oct 27, 2017 18:23 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 25,000 | $15.84 | $395,907.50 |
DisclosureSEC source: 0001225208-17-016597 · doc4.xml · nonDerivative · entry 1 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,459 F1 · price: Weighted average execution price Read SEC document |
| July 27, 2017 Filed Jul 27, 2017 20:45 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012963 · doc4.xml · nonDerivative · entry 3 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,459 Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 20:45 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 1,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012963 · doc4.xml · nonDerivative · entry 2 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,498 Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 20:45 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 13,689 | $14.61 | $199,996.29 |
DisclosureSEC source: 0001225208-17-012963 · doc4.xml · nonDerivative · entry 1 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,528 Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:25 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 60,476.616 | $13.58 | $821,157.54 |
DisclosureSEC source: 0001225208-17-008866 · doc4.xml · nonDerivative · entry 1 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 30,850.493 F1 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 13,559 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007519 · doc4.xml · derivative · entry 9 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,053 Underlying: Common Stock · 13,559 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2017) · Derivative | 13,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007519 · doc4.xml · derivative · entry 8 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,559 Underlying: Common Stock · 20,338.5 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 18,365 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007519 · doc4.xml · derivative · entry 7 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,494 Underlying: Common Stock · 18,365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2014 · Derivative | 18,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007519 · doc4.xml · derivative · entry 6 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,069.375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 11,141 | $14.53 | $161,878.73 |
DisclosureSEC source: 0001225208-17-007519 · doc4.xml · nonDerivative · entry 3 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,217 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 16,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007519 · doc4.xml · nonDerivative · entry 2 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 18,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007519 · doc4.xml · nonDerivative · entry 1 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 23:34 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 2,524.402 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003036 · doc5.xml · nonDerivative · entry 2 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 91,327.109 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 23:34 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 565.402 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003036 · doc5.xml · nonDerivative · entry 1 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 20,495.827 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 19:31 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionStock Option (Right to Buy) · Derivative | 171,252 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041979 · doc4.xml · derivative · entry 9 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 171,252 shares Expires 2020-06-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 19:31 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,024 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001225208-16-041979 · doc4.xml · derivative · entry 8 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,024 shares Expires 2019-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 19:31 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 125,506 | $13.25 | $1,663,431.42 |
DisclosureSEC source: 0001225208-16-041979 · doc4.xml · nonDerivative · entry 5 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,924 F3 · price: Weighted average price per share of shares withheld and sold, representing payment of exercise price of nonqualified stock options and associated tax liability. Valued at execution price. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 19:31 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 44,485 | $13.25 | $589,595.29 |
DisclosureSEC source: 0001225208-16-041979 · doc4.xml · nonDerivative · entry 4 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,430 F2 · price: Weighted average execution price. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 19:31 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 7,390 | $13.53 | $99,986.70 |
DisclosureSEC source: 0001225208-16-041979 · doc4.xml · nonDerivative · entry 3 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,915 F1 · price: Price per share of shares delivered in payment of exercise price of incentive stock options. Valued at previous day's closing price. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 19:31 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 13,024 | $3.29 | $42,848.96 |
DisclosureSEC source: 0001225208-16-041979 · doc4.xml · nonDerivative · entry 2 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 19:31 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 171,252 | $7.00 | $1,198,764.00 |
DisclosureSEC source: 0001225208-16-041979 · doc4.xml · nonDerivative · entry 1 Peters Scott M. · CIK 0001509492 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.