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Peters Scott M.

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92256
SEC CIK
0001509492

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
REGIONS FINANCIAL CORPRF · Entity 3186SEVPApril 01, 2024April 03, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

REGIONS FINANCIAL CORP

Report date April 01, 2024 · Filed April 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect117,921 Ending reported balance After 2024-04-01 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-04-01 · Grant · Acquired 21,491 · Balance 119,481

F1: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.

Row 2 · 2024-04-01 · Exercise / conversion · Acquired 14,327 · Balance 133,808

F2: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

Row 3 · 2024-04-01 · Tax withholding · Disposed 15,887 · Balance 117,921

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect67,402.54 Reported balance After 2024-04-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-04-01 · Grant · Acquired 16,972 · Balance 67,402.54

F3: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F4: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5: Includes quarterly cash dividends that were reinvested in restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect53,075.54 Reported balance After 2024-04-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-04-01 · Exercise / conversion · Disposed 14,327 · Balance 53,075.54

F3: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F5: Includes quarterly cash dividends that were reinvested in restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.

F2: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F3: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F4: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5: Includes quarterly cash dividends that were reinvested in restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 14,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004920 · doc4.xml · derivative · entry 5

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,075.54

Underlying: Common Stock · 14,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 16,972 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004920 · doc4.xml · derivative · entry 4

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,402.54

Underlying: Common Stock · 16,972 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F4 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F4 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 15,887 $20.56 $326,636.72
Disclosure

SEC source: 0001225208-24-004920 · doc4.xml · nonDerivative · entry 3

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,921

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 14,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004920 · doc4.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantCommon Stock 21,491 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004920 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,481

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 17,416 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004579 · doc4.xml · derivative · entry 5

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,536.58

Underlying: Common Stock · 17,416 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 29,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004579 · doc4.xml · derivative · entry 4

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,726.39

Underlying: Common Stock · 29,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F4 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 32,327 $18.56 $599,989.12
Disclosure

SEC source: 0001225208-23-004579 · doc4.xml · nonDerivative · entry 3

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,990

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 29,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004579 · doc4.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantCommon Stock 43,733 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004579 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,162

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2020 through December 31, 2022.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:09 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherPhantom Stock Units · Derivative 20,263.13 $22.43 $454,502.01
Disclosure

SEC source: 0001225208-23-001008 · doc4.xml · derivative · entry 3

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,704.4273

Underlying: Common Stock · 20,263.13 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock units were accrued under the Regions Financial Corporation Non-Qualified Excess 401(k) Plan. Each phantom stock unit represents the right to the cash value of one share of common stock.

F3 · derivative.exercise_date: The phantom stock units become payable in cash upon the reporting person's termination of employment in accordance with the form of payment elected by the reporting person.

F3 · derivative.expiration_date: The phantom stock units become payable in cash upon the reporting person's termination of employment in accordance with the form of payment elected by the reporting person.

F4 · balance_after: Includes dividends acquired quarterly in 2021 and 2022, and on January 3, 2023, pursuant to a dividend reinvestment feature of the Plan.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:09 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 25,316.2324 $22.43 $567,957.02
Disclosure

SEC source: 0001225208-23-001008 · doc4.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 0

F1 · shares: Includes dividends acquired July 1, 2022; October 3, 2022; and January 3, 2023, pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan. The total amount reported is expressed as ownership units in the Plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
November 17, 2022 Filed Jan 27, 2023 23:09 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GiftCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001008 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,429

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:13 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 15,463 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005597 · doc4.xml · derivative · entry 6

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,881.39

Underlying: Common Stock · 15,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2022.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2022.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:13 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 14,665 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005597 · doc4.xml · derivative · entry 5

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,344.39

Underlying: Common Stock · 14,665 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 1, 2025, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2022 through December 31, 2024.

F5 · derivative.expiration_date: The restricted stock units vest on April 1, 2025, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2022 through December 31, 2024.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:13 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 13,305 $21.47 $285,658.35
Disclosure

SEC source: 0001225208-22-005597 · doc4.xml · nonDerivative · entry 3

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,092

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:13 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 14,535 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005597 · doc4.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of .94 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2019 through December 31, 2021.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:13 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 15,463 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005597 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2022.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:56 UTC REGIONS FINANCIAL CORP RF · Entity 3186 SaleCommon Stock 12,000 $21.00 $252,000.00
Disclosure

SEC source: 0001225208-21-007261 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,399

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 10,627 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006582 · doc4.xml · derivative · entry 7

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,945

Underlying: Common Stock · 10,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionPerformance Stock Units - 2018 · Derivative 10,627 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006582 · doc4.xml · derivative · entry 6

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,520.73 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 9,381 $21.06 $197,563.86
Disclosure

SEC source: 0001225208-21-006582 · doc4.xml · nonDerivative · entry 3

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,399

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 10,521 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006582 · doc4.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 22:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 10,627 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006582 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 14,327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006482 · doc4.xml · derivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,572

Underlying: Common Stock · 14,327 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:29 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantPerformance Stock Units (2021) · Derivative 14,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006482 · doc4.xml · derivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,327

Underlying: Common Stock · 21,490.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F2 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

F3 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F2 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:36 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock (phantom stock) 1,971.8537 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002443 · doc5.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 36,080.0705

F3 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F3 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2020 Filed Feb 12, 2021 22:36 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 1,258.6467 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002443 · doc5.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 23,480.5887

F1 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F1 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:09 UTC REGIONS FINANCIAL CORP RF · Entity 3186 SaleCommon Stock 25,000 $15.45 $386,250.00
Disclosure

SEC source: 0001225208-20-013308 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,632

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:01 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 13,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006175 · doc4.xml · derivative · entry 7

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,245

Underlying: Common Stock · 13,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:01 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionPerformance Stock Units - 2017 · Derivative 13,559 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006175 · doc4.xml · derivative · entry 6

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,457.26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:01 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 12,870 $8.07 $103,860.90
Disclosure

SEC source: 0001225208-20-006175 · doc4.xml · nonDerivative · entry 3

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,632

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:01 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 13,559 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006175 · doc4.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:01 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 15,457 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006175 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:35 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 29,155 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006061 · doc4.xml · derivative · entry 5

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,804

Underlying: Common Stock · 29,155 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:35 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantPerformance Stock Units (2020) · Derivative 29,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006061 · doc4.xml · derivative · entry 4

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,155

Underlying: Common Stock · 43,732.5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F3 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

F4 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

Read SEC document
December 31, 2019 Filed Feb 14, 2020 15:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock (phantom stock) 1,336.2551 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002303 · doc5.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 34,108.2168

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2019 Filed Feb 14, 2020 15:53 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 843.6999 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002303 · doc5.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 22,221.942

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 SaleCommon Stock 30,877 $15.19 $468,916.65
Disclosure

SEC source: 0001225208-19-007188 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,486

F1 · price: Weighted average execution price.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionRestricted Stock Units · Derivative 24,661 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · derivative · entry 9

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,649

Underlying: Common Stock · 24,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 15,463 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · derivative · entry 8

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,310

Underlying: Common Stock · 15,463 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantPerformance Stock Units (2019) · Derivative 15,463 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · derivative · entry 7

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,463

Underlying: Common Stock · 23,194.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionPerformance Stock Units - 2016 · Derivative 24,661 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · derivative · entry 6

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,826.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Tax withholdingCommon Stock 24,610 $14.67 $361,028.70
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · nonDerivative · entry 3

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,363

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 24,661 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 23:03 UTC REGIONS FINANCIAL CORP RF · Entity 3186 Exercise / conversionCommon Stock 30,826 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006384 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

Read SEC document
December 31, 2018 Filed Feb 15, 2019 00:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock (phantom stock) 751.1495 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002615 · doc5.xml · nonDerivative · entry 2

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 32,771.9617

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
December 31, 2018 Filed Feb 15, 2019 00:10 UTC REGIONS FINANCIAL CORP RF · Entity 3186 OtherCommon Stock 479.1428 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002615 · doc5.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 21,378.2421

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Read SEC document
April 27, 2018 Filed May 1, 2018 21:30 UTC REGIONS FINANCIAL CORP RF · Entity 3186 SaleCommon Stock 70,000 $18.94 $1,325,730.00
Disclosure

SEC source: 0001225208-18-008405 · doc4.xml · nonDerivative · entry 1

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,486

F1 · price: Weighted average execution price.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 21:46 UTC REGIONS FINANCIAL CORP RF · Entity 3186 GrantRestricted Stock Units · Derivative 10,627 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007243 · doc4.xml · derivative · entry 9

Peters Scott M. · CIK 0001509492 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,847

Underlying: Common Stock · 10,627 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.