Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Churchill Capital Corp VCCV · Entity 108880 | Director | December 15, 2020 | December 15, 2020 |
| Churchill Capital Corp VICCVI · Entity 109345 | Director | February 11, 2021 | February 11, 2021 |
| Churchill Capital Corp VIICVII · Entity 88064 | Director | February 11, 2021 | February 11, 2021 |
| Claritev CorpMPLN · Entity 5238 | Director | April 24, 2024 | April 26, 2024 |
| Cooper-Standard Holdings Inc.CPS · Entity 5544 | Director | December 02, 2016 | December 06, 2016 |
| EXPRO GROUP HOLDINGS N.V.XPRO · Entity 33959 | 10% owner | October 01, 2021 | October 05, 2021 |
| Emerge Energy Services LPEMESZ · Entity 150960 | 10% owner | December 20, 2019 | March 05, 2020 |
| Lucid Group, Inc.LCID · Entity 1530 | Director | April 24, 2023 | April 26, 2023 |
| PRICE T ROWE GROUP INCTROW · Entity 3212 | Director · Vice President | December 30, 2021 | January 06, 2022 |
| Skillsoft Corp.CCX · Entity 2275 | Director | June 26, 2019 | June 26, 2019 |
| Valaris LtdVAL · Entity 3776 | 10% owner | August 25, 2021 | August 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Churchill Capital Corp V
Report date December 15, 2020 · Filed December 15, 2020
This filing explicitly reported no securities owned.
Churchill Capital Corp VI
Report date February 11, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Churchill Capital Corp VII
Report date February 11, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Claritev Corp
Report date April 24, 2024 · Filed April 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 320,082 |
Reported balance
After 2024-04-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-04-24 · Grant · Acquired 172,413 · Balance 320,082 F1: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist. F2: The restricted stock units and shares of Class A common stock received by Mr. August are held for the benefit of certain client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by Oak Hill Advisors, L.P. and/or one of its subsidiary investment advisors (individually and collectively, "OHA"), pursuant to the policies of OHA. |
| Class A common stockSEC Table I · non-derivative | IndirectSee Footnotes | 3,351,265 |
Reported balance
Holding disclosure · report date 2024-04-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,351,265 F3: Reflects securities held by Oak Hill Advisors Entities advised and/or managed by OHA. As an advisor or manager to the Oak Hill Advisors Entities, OHA may be deemed to have the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the shares of Class A common stock owned by such entities. F4: Glenn R. August is the Founder and Chief Executive Officer of OHA. OHA is a subsidiary business of T. Rowe Price Associates, Inc. ("TRP"). In accordance with Securities and Exchange Commission Release No. 34-39538 (the "Release"), TRP's beneficial ownership of securities is disaggregated from that of OHA and are not included herein. In addition, Mr. August and OHA each disclaims beneficial ownership of the shares held by the Oak Hill Advisors Entities beyond their respective pecuniary interest in the Oak Hill Advisor Entities for purposes of Section 16 under the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.
F2: The restricted stock units and shares of Class A common stock received by Mr. August are held for the benefit of certain client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by Oak Hill Advisors, L.P. and/or one of its subsidiary investment advisors (individually and collectively, "OHA"), pursuant to the policies of OHA.
F3: Reflects securities held by Oak Hill Advisors Entities advised and/or managed by OHA. As an advisor or manager to the Oak Hill Advisors Entities, OHA may be deemed to have the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the shares of Class A common stock owned by such entities.
F4: Glenn R. August is the Founder and Chief Executive Officer of OHA. OHA is a subsidiary business of T. Rowe Price Associates, Inc. ("TRP"). In accordance with Securities and Exchange Commission Release No. 34-39538 (the "Release"), TRP's beneficial ownership of securities is disaggregated from that of OHA and are not included herein. In addition, Mr. August and OHA each disclaims beneficial ownership of the shares held by the Oak Hill Advisors Entities beyond their respective pecuniary interest in the Oak Hill Advisor Entities for purposes of Section 16 under the Exchange Act.
Cooper-Standard Holdings Inc.
Report date December 02, 2016 · Filed December 06, 2016
Jointly reported with Oak Hill Advisors GenPar, L.P., OAK HILL ADVISORS LP, OHA Strategic Credit Master Fund, L.P., OHA Strategic Credit Master Fund IB, L.P., OHA Strategic Credit GenPar, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 50,526 |
Reported balance
After 2016-12-02 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2016-12-02 · Sale · Disposed 9,740 · Balance 50,526 F1: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF. F3: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. F4: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer. F5: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 34,838 |
Reported balance
After 2016-12-05 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2016-12-05 · Sale · Disposed 15,688 · Balance 34,838 F1: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF. F3: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. F4: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer. F5: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 13,880 |
Reported balance
After 2016-12-02 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2016-12-02 · Sale · Disposed 2,675 · Balance 13,880 F2: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB. F3: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. F4: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer. F5: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 9,570 |
Reported balance
After 2016-12-05 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2016-12-05 · Sale · Disposed 4,310 · Balance 9,570 F2: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB. F3: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. F4: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer. F5: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 8,107 |
Reported balance
Holding disclosure · report date 2016-12-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 8,107 F3: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. F4: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer. F5: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF.
F2: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB.
F3: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.
F4: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by SCF and SCF IB. Mr. August is a director of the Issuer.
F5: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest.
EXPRO GROUP HOLDINGS N.V.
Report date October 01, 2021 · Filed October 05, 2021
Jointly reported with OAK HILL ADVISORS LP, Oak Hill Advisors GenPar, L.P., Oak Hill Advisors MGP, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, (euro)0.06 nominal value per shareSEC Table I · non-derivative | IndirectSee footnotes | 8,522 |
Reported balance
After 2021-10-01 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2021-10-01 · Grant · Acquired 8,522 · Balance 8,522 F1: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Eitan Arbeter ("Mr. Arbeter"), an employee of Oak Hill Advisors, L.P. ("OHA") and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Arbeter has separately reported this grant on his own Form 4 as well. F3: Pursuant to the policies of OHA, the restricted stock units received by Mr. Arbeter and Mr. Schrager are held for the benefit of certain clients of OHA. F4: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended. |
| Common Stock, (euro)0.06 nominal value per shareSEC Table I · non-derivative | IndirectSee footnotes | 8,522 |
Reported balance
After 2021-10-01 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2021-10-01 · Grant · Acquired 8,522 · Balance 8,522 F2: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Alan Schrager ("Mr. Schrager"), an employee of OHA and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Schrager has separately reported this grant on his own Form 4 as well. F3: Pursuant to the policies of OHA, the restricted stock units received by Mr. Arbeter and Mr. Schrager are held for the benefit of certain clients of OHA. F4: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended. |
| Common Stock, (euro)0.06 nominal value per shareSEC Table I · non-derivative | IndirectSee footnotes | 29,095,891 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 29,095,891 F4: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended. F5: Reflects securities held by client accounts ("Oak Hill Advisors Entities") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Eitan Arbeter ("Mr. Arbeter"), an employee of Oak Hill Advisors, L.P. ("OHA") and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Arbeter has separately reported this grant on his own Form 4 as well.
F2: Consists of a grant of 8,522 restricted stock units. The grant was awarded to Mr. Alan Schrager ("Mr. Schrager"), an employee of OHA and a member of the board of directors of the Issuer, as annual compensation to the non-employee members of the Board of Directors of the Issuer. These restricted stock units will vest on May 1, 2022. Mr. Schrager has separately reported this grant on his own Form 4 as well.
F3: Pursuant to the policies of OHA, the restricted stock units received by Mr. Arbeter and Mr. Schrager are held for the benefit of certain clients of OHA.
F4: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.
F5: Reflects securities held by client accounts ("Oak Hill Advisors Entities") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.
Emerge Energy Services LP
Report date December 20, 2019 · Filed March 05, 2020
Jointly reported with OAK HILL ADVISORS LP, Oak Hill Advisors GenPar, L.P., Oak Hill Advisors MGP, Inc., OHA Emerge Equity BL, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units representing limited partner interestsSEC Table I · non-derivative | IndirectSee footnotes | 28,823,576 |
Reported balance
Holding disclosure · report date 2019-12-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 28,823,576 F1: Oak Hill Advisors, L.P. ("OHA") is an advisor to client accounts (directly or indirectly through a subsidiary) which own, in the aggregate, 28,823,576 shares of Common Units. OHA Emerge Equity BL, LLC is a special purpose investment vehicle wholly owned by client accounts which owns, in the aggregate, 20,061,209 shares of Common Units. No OHA client account, directly or indirectly, owns more than 10% of the issued and outstanding shares of Common Units. F3: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August controls OHA, OHA Emerge Equity BL, LLC, Oak Hill Advisors GenPar, L.P. and Oak Hill Advisors MGP, Inc. and may be deemed to have an indirect beneficial interest. OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.. F4: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the OHA client accounts only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the OHA client accounts, in each case except to the extent of such pecuniary interest |
| Preferred Interests representing limited partner interestsSEC Table I · non-derivative | IndirectSee footnotes | 31,395,348 |
Reported balance
Holding disclosure · report date 2019-12-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 31,395,348 F2: Oak Hill Advisors, L.P. ("OHA") is an advisor to client accounts (directly or indirectly through a subsidiary) which own, in the aggregate, 31,395,348 shares of Preferred Interests. OHA Emerge Equity BL, LLC is a special purpose investment vehicle wholly owned by client accounts which owns, in the aggregate, 21,851,163 shares of Preferred Interests. No OHA client account, directly or indirectly, owns more than 10% of the issued and outstanding shares of Preferred Interests. F3: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August controls OHA, OHA Emerge Equity BL, LLC, Oak Hill Advisors GenPar, L.P. and Oak Hill Advisors MGP, Inc. and may be deemed to have an indirect beneficial interest. OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1.. F4: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the OHA client accounts only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the OHA client accounts, in each case except to the extent of such pecuniary interest |
Filing footnotes · ownership attribution and instrument terms
F1: Oak Hill Advisors, L.P. ("OHA") is an advisor to client accounts (directly or indirectly through a subsidiary) which own, in the aggregate, 28,823,576 shares of Common Units. OHA Emerge Equity BL, LLC is a special purpose investment vehicle wholly owned by client accounts which owns, in the aggregate, 20,061,209 shares of Common Units. No OHA client account, directly or indirectly, owns more than 10% of the issued and outstanding shares of Common Units.
F2: Oak Hill Advisors, L.P. ("OHA") is an advisor to client accounts (directly or indirectly through a subsidiary) which own, in the aggregate, 31,395,348 shares of Preferred Interests. OHA Emerge Equity BL, LLC is a special purpose investment vehicle wholly owned by client accounts which owns, in the aggregate, 21,851,163 shares of Preferred Interests. No OHA client account, directly or indirectly, owns more than 10% of the issued and outstanding shares of Preferred Interests.
F3: Oak Hill Advisors GenPar, L.P. is the general partner of OHA. Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August controls OHA, OHA Emerge Equity BL, LLC, Oak Hill Advisors GenPar, L.P. and Oak Hill Advisors MGP, Inc. and may be deemed to have an indirect beneficial interest. OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1..
F4: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the OHA client accounts only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the OHA client accounts, in each case except to the extent of such pecuniary interest
Lucid Group, Inc.
Report date April 24, 2023 · Filed April 26, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 53,289 |
Reported balance
After 2023-04-24 transaction · row 1
1 source rowRow 1 · 2023-04-24 · Grant · Acquired 32,258 · Balance 53,289 F1: These restricted stock units ("RSUs") will vest in full on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders held after the date of grant, in each case, subject to the reporting person's continued service on the board of directors through the applicable vesting date. The RSUs are also subject to a deferral election by the reporting person and shares will not be issued until the designated deferred settlement date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy OHA Partner Global Co-Investment III, LLP | 7,000,000 |
Reported balance
Holding disclosure · report date 2023-04-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,000,000 F2: Interests shown consist of 7,000,000 shares of Common Stock held by OHA Partner Global Co-Investment III, LLP ("OHA PGCI3"). Mr. August has investment control over OHA PGCI3 and may be deemed to be a beneficial owner of such shares held by OHA PGCI3. The shares of Common Stock held by OHA PGCI3 were received as part of a distribution from Churchill Sponsor IV LLC applying equally to all securities of a class in January 2023 and Mr. August disclaims beneficial ownership of such shares other than to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units ("RSUs") will vest in full on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the next annual meeting of stockholders held after the date of grant, in each case, subject to the reporting person's continued service on the board of directors through the applicable vesting date. The RSUs are also subject to a deferral election by the reporting person and shares will not be issued until the designated deferred settlement date.
F2: Interests shown consist of 7,000,000 shares of Common Stock held by OHA Partner Global Co-Investment III, LLP ("OHA PGCI3"). Mr. August has investment control over OHA PGCI3 and may be deemed to be a beneficial owner of such shares held by OHA PGCI3. The shares of Common Stock held by OHA PGCI3 were received as part of a distribution from Churchill Sponsor IV LLC applying equally to all securities of a class in January 2023 and Mr. August disclaims beneficial ownership of such shares other than to the extent of his pecuniary interest therein.
PRICE T ROWE GROUP INC
Report date December 30, 2021 · Filed January 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,485,426 |
Reported balance
Holding disclosure · report date 2021-12-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,485,426 |
| Common StockSEC Table I · non-derivative | IndirectBy Trusts | 886,190 |
Reported balance
Holding disclosure · report date 2021-12-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 886,190 F1: By trusts for which Mr. August disclaims beneficial ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: By trusts for which Mr. August disclaims beneficial ownership.
Skillsoft Corp.
Report date June 26, 2019 · Filed June 26, 2019
This filing explicitly reported no securities owned.
Valaris Ltd
Report date August 25, 2021 · Filed August 28, 2021
Jointly reported with OAK HILL ADVISORS LP, Oak Hill Advisors GenPar, L.P., Oak Hill Advisors MGP, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $0.01 par value per share ("Common Shares")SEC Table I · non-derivative | IndirectSee footnotes | 9,268,837 |
Reported balance
After 2021-08-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-08-25 · Purchase · Acquired 56,513 · Balance 9,268,837 F1: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended. F2: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities. |
| Common SharesSEC Table I · non-derivative | IndirectSee footnotes | 9,327,423 |
Reported balance
After 2021-08-26 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2021-08-26 · Purchase · Acquired 58,586 · Balance 9,327,423 F1: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended. F2: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities. |
| Common SharesSEC Table I · non-derivative | IndirectSee footnotes | 9,412,823 |
Reported balance
After 2021-08-27 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2021-08-27 · Purchase · Acquired 85,400 · Balance 9,412,823 F1: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended. F2: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities. |
| Common SharesSEC Table I · non-derivative | IndirectSee footnotes | 22,023 |
Reported balance
Holding disclosure · report date 2021-08-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 22,023 F3: Consists of a one-time grant of 14,823 restricted stock units and an annual equity retainer of 7,200 restricted stock units awarded to Mr. Joseph Goldschmid ("Mr. Goldschmid"), an employee of OHA and a member of the board of directors of the Issuer. Goldschmid"), an employee of OHA and a member of the board of directors of the Issuer. F1: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended. F4: Pursuant to the policies of OHA, the restricted stock units received by Mr. Goldschmid are held for the benefit of certain clients of OHA. |
Filing footnotes · ownership attribution and instrument terms
F1: Oak Hill Advisors GenPar, L.P. is the general partner of Oak Hill Advisors, L.P. ("OHA"). Oak Hill Advisors MGP, Inc. is the managing general partner of Oak Hill Advisors GenPar, L.P. Mr. Glenn R. August, the Founder, Senior Partner and Chief Executive Officer of OHA, controls OHA. OHA and its affiliates are managed or otherwise controlled directly or indirectly by Mr. August. The interests beneficially owned by the Oak Hill Advisors Entities (as defined below) may be deemed to be beneficially owned by Mr. August, OHA and/or its affiliates. Mr. August, OHA and/or its affiliates disclaim beneficial ownership of the Common Shares beyond their respective pecuniary interest in the Oak Hill Advisors Entities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.
F2: Reflects securities held by client accounts (each, an "Oak Hill Advisors Entity") advised and/or managed by OHA and/or its affiliates. As an advisor or manager to the Oak Hill Advisors Entities, OHA has the power to vote or direct the vote of, and the power to dispose or to direct the disposition of, the Common Shares owned by such entities.
F3: Consists of a one-time grant of 14,823 restricted stock units and an annual equity retainer of 7,200 restricted stock units awarded to Mr. Joseph Goldschmid ("Mr. Goldschmid"), an employee of OHA and a member of the board of directors of the Issuer. Goldschmid"), an employee of OHA and a member of the board of directors of the Issuer.
F4: Pursuant to the policies of OHA, the restricted stock units received by Mr. Goldschmid are held for the benefit of certain clients of OHA.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OHA Investment Corp
Report date December 18, 2019 · Filed December 20, 2019
Section 16 reporting ended · disclosed 2019-12-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-18 transaction · row 1
1 source rowRow 1 · 2019-12-18 · Disposition to issuer · Disposed 816,401.594 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 31, 2019 (as amended, the "Merger Agreement"), by and among OHA Investment Corporation (the "Company"), Portman Ridge Finance Corporation ("PTMN"), Storm Acquisition Sub Inc. ("Acquisition Sub") and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of Company common stock, the reporting person received (i) 0.3688 of a share of PTMN common stock, par value $0.01 per share, (ii) approximately $0.42 in cash, without interest, from PTMN, and (iii) approximately $0.15 in cash, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 31, 2019 (as amended, the "Merger Agreement"), by and among OHA Investment Corporation (the "Company"), Portman Ridge Finance Corporation ("PTMN"), Storm Acquisition Sub Inc. ("Acquisition Sub") and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of Company common stock, the reporting person received (i) 0.3688 of a share of PTMN common stock, par value $0.01 per share, (ii) approximately $0.42 in cash, without interest, from PTMN, and (iii) approximately $0.15 in cash, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2016 Filed Sep 12, 2016 17:40 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | SaleCommon Stock, par value $0.001 per share | 11,116 | $102.05 | $1,134,387.80 |
DisclosureSEC source: 0000950142-16-004463 · es1600995_4-cooper.xml · nonDerivative · entry 2 Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below AUGUST GLENN R · CIK 0001013025 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 148,597 F2 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF. F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested. F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer. F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 17:40 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | SaleCommon Stock, par value $0.001 per share | 1,446 | $102.05 | $147,564.30 |
DisclosureSEC source: 0000950142-16-004463 · es1600995_4-cooper.xml · nonDerivative · entry 1 Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below AUGUST GLENN R · CIK 0001013025 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 19,334 F1 · ownership.nature: By Oak Hill Credit Opportunities Master Fund, Ltd. ("OHCOF"). F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested. F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer. F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 18:51 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | SaleCommon Stock, par value $0.001 per share | 11,753 | $101.62 | $1,194,339.86 |
DisclosureSEC source: 0000950142-16-004438 · es1600969_4-cooper.xml · nonDerivative · entry 9 Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below AUGUST GLENN R · CIK 0001013025 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 43,875 F3 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB. F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested. F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer. F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 18:51 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | SaleCommon Stock, par value $0.001 per share | 42,786 | $101.62 | $4,347,913.32 |
DisclosureSEC source: 0000950142-16-004438 · es1600969_4-cooper.xml · nonDerivative · entry 6 Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below AUGUST GLENN R · CIK 0001013025 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 159,713 F2 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF. F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested. F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer. F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 18:51 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | SaleCommon Stock, par value $0.001 per share | 5,566 | $101.62 | $565,616.92 |
DisclosureSEC source: 0000950142-16-004438 · es1600969_4-cooper.xml · nonDerivative · entry 3 Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below AUGUST GLENN R · CIK 0001013025 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 20,780 F1 · ownership.nature: By Oak Hill Credit Opportunities Master Fund, Ltd. ("OHCOF"). F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested. F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer. F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 18:51 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | SaleCommon Stock, par value $0.001 per share | 14,665 | $101.55 | $1,489,230.75 |
DisclosureSEC source: 0000950142-16-004438 · es1600969_4-cooper.xml · nonDerivative · entry 8 Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below AUGUST GLENN R · CIK 0001013025 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 55,628 F3 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB. F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested. F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer. F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 18:51 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | SaleCommon Stock, par value $0.001 per share | 53,384 | $101.55 | $5,421,145.20 |
DisclosureSEC source: 0000950142-16-004438 · es1600969_4-cooper.xml · nonDerivative · entry 5 Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below AUGUST GLENN R · CIK 0001013025 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 202,499 F2 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF. F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested. F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer. F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 18:51 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | SaleCommon Stock, par value $0.001 per share | 6,945 | $101.55 | $705,264.75 |
DisclosureSEC source: 0000950142-16-004438 · es1600969_4-cooper.xml · nonDerivative · entry 2 Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below AUGUST GLENN R · CIK 0001013025 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 26,346 F1 · ownership.nature: By Oak Hill Credit Opportunities Master Fund, Ltd. ("OHCOF"). F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested. F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer. F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 18:51 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | SaleCommon Stock, par value $0.001 per share | 11,261 | $99.20 | $1,117,091.20 |
DisclosureSEC source: 0000950142-16-004438 · es1600969_4-cooper.xml · nonDerivative · entry 7 Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below AUGUST GLENN R · CIK 0001013025 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 70,293 F3 · ownership.nature: By OHA Strategic Credit Master Fund IB, L.P. ("SCF IB"). OHA Strategic Credit GenPar, LLC, is the general partner of SCF IB. F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested. F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer. F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 18:51 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | SaleCommon Stock, par value $0.001 per share | 40,995 | $99.20 | $4,066,704.00 |
DisclosureSEC source: 0000950142-16-004438 · es1600969_4-cooper.xml · nonDerivative · entry 4 Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below AUGUST GLENN R · CIK 0001013025 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 255,883 F2 · ownership.nature: By OHA Strategic Credit Master Fund, L.P. ("SCF"). OHA Strategic Credit GenPar, LLC is the general partner of SCF. F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested. F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer. F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 18:51 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | SaleCommon Stock, par value $0.001 per share | 5,333 | $99.20 | $529,033.60 |
DisclosureSEC source: 0000950142-16-004438 · es1600969_4-cooper.xml · nonDerivative · entry 1 Oak Hill Advisors GenPar, L.P. · CIK 0001515759 · See Note (5) below OAK HILL ADVISORS LP · CIK 0001164688 · See Note (5) below Oak Hill Credit Opportunities Master Fund, Ltd. · CIK 0001515763 · See Note (5) below OHA Strategic Credit Master Fund, L.P. · CIK 0001515766 · See Note (5) below OHA Strategic Credit Master Fund IB, L.P. · CIK 0001515765 · See Note (5) below OHA Strategic Credit GenPar, LLC · CIK 0001515764 · See Note (5) below AUGUST GLENN R · CIK 0001013025 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 33,291 F1 · ownership.nature: By Oak Hill Credit Opportunities Master Fund, Ltd. ("OHCOF"). F4 · ownership.nature: Oak Hill Advisors GenPar, L.P. ("OHA Genpar") is the general partner of Oak Hill Advisors, L.P. ("OHA"). OHA receives, directly and indirectly, management fees or incentive fees with respect to certain accounts that it advises, including OHCOF, SCF and SCF IB. None of such fees constitute an indirect pecuniary interest for purposes of Rule 16a-1. OHA also owns 4,408 shares of time-based restricted stock which are fully vested. F5 · ownership.nature: Glenn R. August controls (i) the managing general partner of OHA Genpar, and (ii) OHA Strategic Credit GenPar, LLC, the general partner of SCF and SCF IB, and may be deemed to have an indirect beneficial interest in the shares owned by OHCOF, SCF and SCF IB. Mr. August is a director of the Issuer. F6 · ownership.nature: Pursuant to Rule 16a-1 under the Exchange Act of 1934, as amended (the "Act"), the reporting persons shall be deemed to be the indirect beneficial owner of the securities beneficially owned by the entities listed in footnotes 1, 2, 3 and 4 only to the extent of their respective pecuniary interest. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any securities owned by the entities listed in footnotes 1, 2, 3 and 4, in each case except to the extent of such pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.