Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR · Entity 3043 | President, Fire & Security | April 29, 2024 | May 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date April 29, 2024 · Filed May 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-04-29 transaction · row 12
12 source rows · reconciled sequenceRow 1 · 2024-04-29 · Exercise / conversion · Acquired 165,200 · Balance 165,200 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 2 · 2024-04-29 · Exercise / conversion · Acquired 102,255 · Balance 267,455 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 3 · 2024-04-29 · Tax withholding · Disposed 8,000 · Balance 259,455 Row 4 · 2024-04-29 · Tax withholding · Disposed 8,019 · Balance 251,436 Row 5 · 2024-04-29 · Tax withholding · Disposed 9,320 · Balance 242,116 Row 6 · 2024-04-29 · Tax withholding · Disposed 9,347 · Balance 232,769 Row 7 · 2024-04-29 · Tax withholding · Disposed 9,393 · Balance 223,376 Row 8 · 2024-04-29 · Tax withholding · Disposed 19,976 · Balance 203,400 Row 9 · 2024-04-29 · Tax withholding · Disposed 21,725 · Balance 181,675 Row 10 · 2024-04-29 · Tax withholding · Disposed 21,760 · Balance 159,915 Row 11 · 2024-04-29 · Sale · Disposed 38,794 · Balance 121,121 F2: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.58 to $61.90 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Row 12 · 2024-04-29 · Sale · Disposed 121,121 · Balance 0 F3: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.890 to $62.184 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2024-04-29 transaction · row 13
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 13 · 2024-04-29 · Sale · Disposed 38,858 · Balance 0 F4: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.54 to $61.71 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $38.33 · Expires 2031-02-03 | Direct | 0 |
Reported balance
After 2024-04-29 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2024-04-29 · Exercise / conversion · Disposed 102,255 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $16.55 · Expires 2030-05-13 | Direct | 0 |
Reported balance
After 2024-04-29 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2024-04-29 · Exercise / conversion · Disposed 165,200 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
F2: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.58 to $61.90 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.890 to $62.184 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.54 to $61.71 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 39,475 | $43.54 | $1,718,919.14 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 14 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 39,474 Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 29,859 | $43.64 | $1,302,918.37 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 13 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.61 to $43.70 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 26,831 | $43.58 | $1,169,388.89 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 12 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,859 F4 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.58 to $43.64 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 26,804 | $43.50 | $1,166,014.21 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 11 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,690 F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.49 to $43.56 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 25,675 | $43.67 | $1,121,227.25 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 10 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,494 Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 23,196 | $43.52 | $1,009,489.92 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 9 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,169 Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 23,169 | $43.57 | $1,009,473.33 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 8 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,365 Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 17,491 | $43.56 | $761,939.44 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 7 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,534 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.54 to $43.63 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 16,906 | $43.60 | $737,101.60 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 6 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,025 Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 1,567 | $43.56 | $68,261.34 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 5 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,931 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $43.54 to $43.63 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 1,157 | $43.60 | $50,445.20 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,498 Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 2,724 | $18.53 | $50,475.72 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 3 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 34,397 | $21.43 | $737,127.71 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 155,534 | $20.19 | $3,140,231.46 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 16:28 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 74,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008164 · doc4.xml · derivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 16:28 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 29,312 | $35.94 | $1,053,473.28 |
DisclosureSEC source: 0001225208-22-008164 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,177 Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 16:28 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 74,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-008164 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:42 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRSU P · Derivative | 34,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001653 · doc4.xml · derivative · entry 3 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. F2 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:42 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 10,524 | $45.84 | $482,420.16 |
DisclosureSEC source: 0001225208-22-001653 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,772 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 18:42 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 34,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001653 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 18:04 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 84,295 | $0.00 Strike: $47.51 | $0.00 |
DisclosureSEC source: 0001225208-22-001519 · doc4.xml · derivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,295 Underlying: Common Stock · 84,295 shares Expires 2032-02-01 F1 · balance_after: The reporting person was also awarded 19,085 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 2,724 | $0.00 Strike: $18.53 | $0.00 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · derivative · entry 9 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,724 Underlying: Common Stock · 2,724 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 34,397 | $0.00 Strike: $21.43 | $0.00 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · derivative · entry 8 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,397 Underlying: Common Stock · 34,397 shares Expires 2028-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 21,220 | $56.05 | $1,189,474.37 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 7 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,995 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $56.05 to $56.075 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 13,177 | $55.94 | $737,121.38 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 6 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,215 Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 9,994 | $56.05 | $560,207.67 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 5 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,392 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $56.05 to $56.075 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 1,822 | $56.05 | $102,131.12 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,386 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $56.05 to $56.075 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 902 | $55.94 | $50,457.88 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 3 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,208 Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 2,724 | $18.53 | $50,475.72 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 34,397 | $21.43 | $737,127.71 |
DisclosureSEC source: 0001225208-21-013898 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| October 02, 2021 Filed Oct 5, 2021 16:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 27,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012918 · doc4.xml · derivative · entry 6 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| October 02, 2021 Filed Oct 5, 2021 16:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 10,721 | $52.33 | $561,029.93 |
DisclosureSEC source: 0001225208-21-012918 · doc4.xml · nonDerivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,989 Read SEC document |
| October 02, 2021 Filed Oct 5, 2021 16:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 27,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012918 · doc4.xml · nonDerivative · entry 3 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,710 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 16:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 5,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012918 · doc4.xml · derivative · entry 5 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 16:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 2,249 | $52.46 | $117,982.54 |
DisclosureSEC source: 0001225208-21-012918 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,466 Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 16:48 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 5,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012918 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 16:44 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 27,486 | $39.23 | $1,078,366.48 |
DisclosureSEC source: 0001225208-21-005343 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $39.04 to $39.34 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 16:18 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 11 | $37.10 | $408.10 |
DisclosureSEC source: 0001225208-21-003756 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Indirect · By UTC Savings Plan Trustee Disclosed balance after: 0 Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 21:06 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002269 · doc4.xml · derivative · entry 5 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. F2 · derivative.exercise_date: The reporting person was granted RSUs on January 2, 2018 by United Technologies Corporation, the former parent company of the issuer. And on January 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021. F2 · derivative.expiration_date: The reporting person was granted RSUs on January 2, 2018 by United Technologies Corporation, the former parent company of the issuer. And on January 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 21:06 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantRestricted Stock Unit RSU · Derivative | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002269 · doc4.xml · derivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. F2 · derivative.exercise_date: The reporting person was granted RSUs on January 2, 2018 by United Technologies Corporation, the former parent company of the issuer. And on January 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021. F2 · derivative.expiration_date: The reporting person was granted RSUs on January 2, 2018 by United Technologies Corporation, the former parent company of the issuer. And on January 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 21:06 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 12 | $37.19 | $446.28 |
DisclosureSEC source: 0001225208-21-002269 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,710 Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 21:06 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002269 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 16:44 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 102,255 | $38.33 Strike: $38.33 | $3,919,434.15 |
DisclosureSEC source: 0001225208-21-001850 · doc4.xml · derivative · entry 3 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,255 Underlying: Common Stock · 102,255 shares Expires 2031-02-03 F1 · balance_after: The reporting person was also awarded 26,400 Performance Share Units (PSUs) under the Carrier Global Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier common stock and will only vest if Carrier achieves pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRSU P · Derivative | 24,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000368 · doc4.xml · derivative · entry 7 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F3 · derivative.expiration_date: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. F3 · derivative.underlying_shares: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 8,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000368 · doc4.xml · derivative · entry 6 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.expiration_date: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. F2 · derivative.underlying_shares: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 7,096 | $37.03 | $262,764.88 |
DisclosureSEC source: 0001225208-21-000368 · doc4.xml · nonDerivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,693 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 2,107 | $37.03 | $78,022.21 |
DisclosureSEC source: 0001225208-21-000368 · doc4.xml · nonDerivative · entry 3 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,789 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 8,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000368 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:45 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 24,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000368 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| January 02, 2021 Filed Feb 24, 2021 16:16 UTC Amendment | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 7,081 | $37.03 | $262,209.43 |
DisclosureSEC source: 0001225208-21-003614 · doc4a.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,469 F1 · shares: The Form 4 that was filed on January 5, 2021, reported the incorrect number of shares that were withheld for the reporting person's tax liability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.