Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR · Entity 3043 | President, Fire & Security | April 29, 2024 | May 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date April 29, 2024 · Filed May 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-04-29 transaction · row 12
12 source rows · reconciled sequenceRow 1 · 2024-04-29 · Exercise / conversion · Acquired 165,200 · Balance 165,200 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 2 · 2024-04-29 · Exercise / conversion · Acquired 102,255 · Balance 267,455 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 3 · 2024-04-29 · Tax withholding · Disposed 8,000 · Balance 259,455 Row 4 · 2024-04-29 · Tax withholding · Disposed 8,019 · Balance 251,436 Row 5 · 2024-04-29 · Tax withholding · Disposed 9,320 · Balance 242,116 Row 6 · 2024-04-29 · Tax withholding · Disposed 9,347 · Balance 232,769 Row 7 · 2024-04-29 · Tax withholding · Disposed 9,393 · Balance 223,376 Row 8 · 2024-04-29 · Tax withholding · Disposed 19,976 · Balance 203,400 Row 9 · 2024-04-29 · Tax withholding · Disposed 21,725 · Balance 181,675 Row 10 · 2024-04-29 · Tax withholding · Disposed 21,760 · Balance 159,915 Row 11 · 2024-04-29 · Sale · Disposed 38,794 · Balance 121,121 F2: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.58 to $61.90 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Row 12 · 2024-04-29 · Sale · Disposed 121,121 · Balance 0 F3: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.890 to $62.184 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2024-04-29 transaction · row 13
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 13 · 2024-04-29 · Sale · Disposed 38,858 · Balance 0 F4: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.54 to $61.71 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $38.33 · Expires 2031-02-03 | Direct | 0 |
Reported balance
After 2024-04-29 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2024-04-29 · Exercise / conversion · Disposed 102,255 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $16.55 · Expires 2030-05-13 | Direct | 0 |
Reported balance
After 2024-04-29 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2024-04-29 · Exercise / conversion · Disposed 165,200 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
F2: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.58 to $61.90 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.890 to $62.184 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.54 to $61.71 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2021 Filed Feb 24, 2021 16:16 UTC Amendment | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 2,346 | $37.03 | $86,872.38 |
DisclosureSEC source: 0001225208-21-003614 · doc4a.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,550 F1 · shares: The Form 4 that was filed on January 5, 2021, reported the incorrect number of shares that were withheld for the reporting person's tax liability. Read SEC document |
| May 14, 2020 Filed May 18, 2020 18:02 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 165,200 | $16.55 Strike: $16.55 | $2,734,060.00 |
DisclosureSEC source: 0001225208-20-007964 · doc4.xml · derivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,200 Underlying: Common Stock · 165,200 shares Expires 2030-05-13 F1 · balance_after: The reporting person was also awarded 46,240 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. This award, like the award of the Stock Appreciation Rights, was part of a founder's grant awarded to the reporting person and to certain other executive officers and certain other employees. Each PSU has a value equal to one share of Carrier common stock and will only vest if Carrier achieves pre-established performance targets for Carrier's total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.