Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR · Entity 3043 | President, Fire & Security | April 29, 2024 | May 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date April 29, 2024 · Filed May 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-04-29 transaction · row 12
12 source rows · reconciled sequenceRow 1 · 2024-04-29 · Exercise / conversion · Acquired 165,200 · Balance 165,200 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 2 · 2024-04-29 · Exercise / conversion · Acquired 102,255 · Balance 267,455 F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Row 3 · 2024-04-29 · Tax withholding · Disposed 8,000 · Balance 259,455 Row 4 · 2024-04-29 · Tax withholding · Disposed 8,019 · Balance 251,436 Row 5 · 2024-04-29 · Tax withholding · Disposed 9,320 · Balance 242,116 Row 6 · 2024-04-29 · Tax withholding · Disposed 9,347 · Balance 232,769 Row 7 · 2024-04-29 · Tax withholding · Disposed 9,393 · Balance 223,376 Row 8 · 2024-04-29 · Tax withholding · Disposed 19,976 · Balance 203,400 Row 9 · 2024-04-29 · Tax withholding · Disposed 21,725 · Balance 181,675 Row 10 · 2024-04-29 · Tax withholding · Disposed 21,760 · Balance 159,915 Row 11 · 2024-04-29 · Sale · Disposed 38,794 · Balance 121,121 F2: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.58 to $61.90 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Row 12 · 2024-04-29 · Sale · Disposed 121,121 · Balance 0 F3: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.890 to $62.184 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2024-04-29 transaction · row 13
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 13 · 2024-04-29 · Sale · Disposed 38,858 · Balance 0 F4: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.54 to $61.71 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $38.33 · Expires 2031-02-03 | Direct | 0 |
Reported balance
After 2024-04-29 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2024-04-29 · Exercise / conversion · Disposed 102,255 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $16.55 · Expires 2030-05-13 | Direct | 0 |
Reported balance
After 2024-04-29 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2024-04-29 · Exercise / conversion · Disposed 165,200 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
F2: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.58 to $61.90 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.890 to $62.184 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.54 to $61.71 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 165,200 | $0.00 Strike: $16.55 | $0.00 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · derivative · entry 15 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 165,200 shares Expires 2030-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 102,255 | $0.00 Strike: $38.33 | $0.00 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · derivative · entry 14 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 102,255 shares Expires 2031-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 38,858 | $61.64 | $2,395,086.66 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · nonDerivative · entry 13 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.54 to $61.71 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 121,121 | $62.02 | $7,511,464.16 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · nonDerivative · entry 12 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.890 to $62.184 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 38,794 | $61.75 | $2,395,700.19 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · nonDerivative · entry 11 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,121 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $61.58 to $61.90 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 21,760 | $61.65 | $1,341,504.00 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · nonDerivative · entry 10 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,915 Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 21,725 | $61.75 | $1,341,518.75 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · nonDerivative · entry 9 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,675 Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 19,976 | $61.89 | $1,236,314.64 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · nonDerivative · entry 8 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,400 Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 9,393 | $62.02 | $582,553.86 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · nonDerivative · entry 7 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,376 Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 9,347 | $61.97 | $579,233.59 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · nonDerivative · entry 6 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,769 Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 9,320 | $62.15 | $579,238.00 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · nonDerivative · entry 5 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,116 Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 8,019 | $61.91 | $496,456.29 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · nonDerivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,436 Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 8,000 | $62.06 | $496,480.00 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · nonDerivative · entry 3 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,455 Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 102,255 | $38.33 | $3,919,434.15 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| April 29, 2024 Filed May 1, 2024 16:57 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 165,200 | $16.55 | $2,734,060.00 |
DisclosureSEC source: 0001225208-24-005435 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 04, 2024 Filed Feb 6, 2024 16:36 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 16,861 | $56.78 | $957,367.58 |
DisclosureSEC source: 0001225208-24-001639 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,111 Read SEC document |
| February 04, 2024 Filed Feb 6, 2024 16:36 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantCommon Stock | 48,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-001639 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,972 F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 4, 2021 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 185.5% level. Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:38 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 134,597 | $0.00 Strike: $25.58 | $0.00 |
DisclosureSEC source: 0000950142-23-002117 · es230387377_4-timperman.xml · derivative · entry 13 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 134,597 shares Expires 2033-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:38 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 136,014 | $0.00 Strike: $20.95 | $0.00 |
DisclosureSEC source: 0000950142-23-002117 · es230387377_4-timperman.xml · derivative · entry 12 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 136,014 shares Expires 2029-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:38 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 33,000 | $59.20 | $1,953,600.00 |
DisclosureSEC source: 0000950142-23-002117 · es230387377_4-timperman.xml · nonDerivative · entry 11 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 6,747 Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:38 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 76,639 | $59.38 | $4,550,593.90 |
DisclosureSEC source: 0000950142-23-002117 · es230387377_4-timperman.xml · nonDerivative · entry 10 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $59.31 to $59.52 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:38 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 14,609 | $59.53 | $869,673.77 |
DisclosureSEC source: 0000950142-23-002117 · es230387377_4-timperman.xml · nonDerivative · entry 9 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,639 Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:38 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 14,211 | $59.40 | $844,133.40 |
DisclosureSEC source: 0000950142-23-002117 · es230387377_4-timperman.xml · nonDerivative · entry 8 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,248 Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:38 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 29,138 | $59.34 | $1,729,048.92 |
DisclosureSEC source: 0000950142-23-002117 · es230387377_4-timperman.xml · nonDerivative · entry 7 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,459 Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:38 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 134,597 | $25.58 | $3,442,991.26 |
DisclosureSEC source: 0000950142-23-002117 · es230387377_4-timperman.xml · nonDerivative · entry 6 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:38 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 87,811 | $59.14 | $5,193,168.88 |
DisclosureSEC source: 0000950142-23-002117 · es230387377_4-timperman.xml · nonDerivative · entry 5 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $59.070 to $59.225 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:38 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 23,384 | $59.14 | $1,382,929.76 |
DisclosureSEC source: 0000950142-23-002117 · es230387377_4-timperman.xml · nonDerivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,811 Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:38 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 12,402 | $59.12 | $733,206.24 |
DisclosureSEC source: 0000950142-23-002117 · es230387377_4-timperman.xml · nonDerivative · entry 3 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,195 Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:38 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 12,417 | $59.05 | $733,223.85 |
DisclosureSEC source: 0000950142-23-002117 · es230387377_4-timperman.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,597 Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:38 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 136,014 | $20.95 | $2,849,493.30 |
DisclosureSEC source: 0000950142-23-002117 · es230387377_4-timperman.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:39 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 260,000 | $0.00 Strike: $20.95 | $0.00 |
DisclosureSEC source: 0000950142-23-001663 · es220368452_4-timperman.xml · derivative · entry 5 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,014 Underlying: Common Stock · 260,000 shares Expires 2029-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:39 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 74,419 | $45.01 | $3,349,346.17 |
DisclosureSEC source: 0000950142-23-001663 · es220368452_4-timperman.xml · nonDerivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Indirect · By Family Trust Disclosed balance after: 39,747 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $45.00 to $45.165 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:39 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | SaleCommon Stock | 138,956 | $45.01 | $6,253,937.11 |
DisclosureSEC source: 0000950142-23-001663 · es220368452_4-timperman.xml · nonDerivative · entry 3 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $45.00 to $45.165 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:39 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Disposition to issuerCommon Stock | 121,044 | $45.01 | $5,447,778.89 |
DisclosureSEC source: 0000950142-23-001663 · es220368452_4-timperman.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,956 Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:39 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 260,000 | $20.95 | $5,447,000.00 |
DisclosureSEC source: 0000950142-23-001663 · es220368452_4-timperman.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| May 16, 2023 Filed May 17, 2023 16:17 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 36,391 | $42.15 | $1,533,880.65 |
DisclosureSEC source: 0001225208-23-006007 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,152 Read SEC document |
| May 16, 2023 Filed May 17, 2023 16:17 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantCommon Stock | 92,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-006007 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,543 F1 · date: The acquisition of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on May 14, 2020 as part of a founder's grant awarded to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested solely upon achievement of the pre-established performance target for Carrier's total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. The performance criteria was satisfied at the 200% level. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 16:09 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001880 · doc4.xml · derivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. F2 · derivative.expiration_date: The reporting person was granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent of the issuer. These RSUs were converted into RSUs of the issuer in connection with the spin-off of the issuer by UTC. And on February 7, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 16:09 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 38 | $44.83 | $1,703.54 |
DisclosureSEC source: 0001225208-23-001880 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,603 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 16:09 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001880 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 16:11 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 24,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001419 · doc4.xml · derivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F2 · derivative.exercise_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC. F2 · derivative.expiration_date: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 16:11 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 5,922 | $46.89 | $277,682.58 |
DisclosureSEC source: 0001225208-23-001419 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,540 Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 16:11 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 24,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001419 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 18:23 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 181,655 | $0.00 Strike: $46.14 | $0.00 |
DisclosureSEC source: 0001225208-23-001316 · doc4.xml · derivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,655 Underlying: Common Stock · 181,655 shares Expires 2033-01-31 F1 · balance_after: The reporting person was also awarded 45,855 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 16:07 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012292 · doc4.xml · derivative · entry 4 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,462 Underlying: Common Stock · 948 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. F2 · derivative.exercise_date: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. F2 · derivative.expiration_date: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 16:07 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 948 | $44.93 | $42,593.64 |
DisclosureSEC source: 0001225208-22-012292 · doc4.xml · nonDerivative · entry 2 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 16:07 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012292 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 155,534 | $0.00 Strike: $20.19 | $0.00 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · derivative · entry 17 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 155,534 shares Expires 2029-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 2,724 | $0.00 Strike: $18.53 | $0.00 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · derivative · entry 16 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,724 shares Expires 2027-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 16:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionStock Appreciation Right · Derivative | 34,397 | $0.00 Strike: $21.43 | $0.00 |
DisclosureSEC source: 0001225208-22-012056 · doc4.xml · derivative · entry 15 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,397 shares Expires 2028-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.