Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REGIONS FINANCIAL CORPRF · Entity 3186 | SEVP | April 29, 2024 | May 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REGIONS FINANCIAL CORP
Report date April 29, 2024 · Filed May 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 297,387 |
Reported balance
After 2024-04-29 transaction · row 1
1 source rowRow 1 · 2024-04-29 · Gift · Disposed 5,000 · Balance 297,387 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 21,655.3673 |
Reported balance
Holding disclosure · report date 2024-04-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,655.3673 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2018 Filed Feb 15, 2019 00:10 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 385.8395 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002617 · doc5.xml · nonDerivative · entry 2 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 17,211.7247 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| May 14, 2018 Filed Feb 15, 2019 00:10 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002617 · doc5.xml · nonDerivative · entry 1 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,791 Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 15,552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007239 · doc4.xml · derivative · entry 10 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,772 Underlying: Common Stock · 15,552 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2018) · Derivative | 15,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007239 · doc4.xml · derivative · entry 9 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,552 Underlying: Common Stock · 23,328 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 16,396 | $18.58 | $304,637.68 |
DisclosureSEC source: 0001225208-18-007239 · doc4.xml · nonDerivative · entry 4 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,791 Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 20,833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007239 · doc4.xml · derivative · entry 8 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,220 Underlying: Common Stock · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2015 · Derivative | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007239 · doc4.xml · derivative · entry 7 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007239 · doc4.xml · nonDerivative · entry 3 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007239 · doc4.xml · nonDerivative · entry 2 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. Read SEC document |
| March 14, 2018 Filed Apr 3, 2018 21:46 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 11,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007239 · doc4.xml · nonDerivative · entry 1 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,521 Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 22:17 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionStock Option (Right to Buy) · Derivative | 218,865 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004178 · doc4.xml · derivative · entry 6 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 218,865 shares Expires 2020-06-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 22:17 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 126,564 | $19.32 | $2,445,216.48 |
DisclosureSEC source: 0001225208-18-004178 · doc4.xml · nonDerivative · entry 3 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,421 F1 · price: Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 22:17 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 92,301 | $19.32 | $1,783,255.32 |
DisclosureSEC source: 0001225208-18-004178 · doc4.xml · nonDerivative · entry 2 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,985 Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 22:17 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 218,865 | $7.00 | $1,532,055.00 |
DisclosureSEC source: 0001225208-18-004178 · doc4.xml · nonDerivative · entry 1 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 22:38 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 392.4425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002781 · doc5.xml · nonDerivative · entry 4 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 19,986.2015 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 22:38 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 324.8402 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002781 · doc5.xml · nonDerivative · entry 3 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 16,825.8852 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| June 14, 2017 Filed Feb 13, 2018 22:38 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002781 · doc5.xml · nonDerivative · entry 2 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,421 Read SEC document |
| May 26, 2017 Filed Feb 13, 2018 22:38 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 4,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002781 · doc5.xml · nonDerivative · entry 1 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,421 Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantRestricted Stock Units · Derivative | 13,559 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007521 · doc4.xml · derivative · entry 9 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,053 Underlying: Common Stock · 13,559 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GrantPerformance Stock Units (2017) · Derivative | 13,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007521 · doc4.xml · derivative · entry 8 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,559 Underlying: Common Stock · 20,338.5 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. F5 · balance_after: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionRestricted Stock Units · Derivative | 18,365 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007521 · doc4.xml · derivative · entry 7 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,494 Underlying: Common Stock · 18,365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionPerformance Stock Units - 2014 · Derivative | 18,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007521 · doc4.xml · derivative · entry 6 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,069.375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 9,418 | $14.53 | $136,843.54 |
DisclosureSEC source: 0001225208-17-007521 · doc4.xml · nonDerivative · entry 3 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,446 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 16,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007521 · doc4.xml · nonDerivative · entry 2 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:14 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 18,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007521 · doc4.xml · nonDerivative · entry 1 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 23:34 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock (phantom stock) | 541.599 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003037 · doc5.xml · nonDerivative · entry 4 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan Disclosed balance after: 19,593.759 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 31, 2016 Filed Feb 13, 2017 23:34 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | OtherCommon Stock | 456.62 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003037 · doc5.xml · nonDerivative · entry 3 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 16,501.045 F1 · kind: These shares were acquired through regular dividend reinvestments. F1 · price: These shares were acquired through regular dividend reinvestments. F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Read SEC document |
| December 28, 2016 Filed Feb 13, 2017 23:34 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003037 · doc5.xml · nonDerivative · entry 2 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,430 Read SEC document |
| December 23, 2016 Filed Feb 13, 2017 23:34 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003037 · doc5.xml · nonDerivative · entry 1 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,930 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:36 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,285 | $0.00 Strike: $7.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042117 · doc4.xml · derivative · entry 10 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,865 Underlying: Common Stock · 14,285 shares Expires 2020-06-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:36 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionStock Option (Right to Buy) · Derivative | 133,419 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001225208-16-042117 · doc4.xml · derivative · entry 9 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 133,419 shares Expires 2019-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:36 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 56,720 | $13.14 | $745,300.80 |
DisclosureSEC source: 0001225208-16-042117 · doc4.xml · nonDerivative · entry 6 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,030 F3 · price: Weighted average price per share of shares withheld and sold, representing payment of exercise price of nonqualified stock options and associated tax liability. Valued at execution price. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:36 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | SaleCommon Stock | 46,304 | $13.14 | $608,434.56 |
DisclosureSEC source: 0001225208-16-042117 · doc4.xml · nonDerivative · entry 5 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,750 F2 · price: Weighted average execution price. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:36 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Tax withholdingCommon Stock | 15,186 | $13.17 | $199,999.62 |
DisclosureSEC source: 0001225208-16-042117 · doc4.xml · nonDerivative · entry 4 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,054 F1 · price: Price per share of shares delivered in payment of exercise price of incentive stock options. Valued at previous day's closing price. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:36 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 14,285 | $7.00 | $99,995.00 |
DisclosureSEC source: 0001225208-16-042117 · doc4.xml · nonDerivative · entry 3 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:36 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | Exercise / conversionCommon Stock | 133,419 | $3.29 | $438,948.51 |
DisclosureSEC source: 0001225208-16-042117 · doc4.xml · nonDerivative · entry 2 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2016 Filed Nov 22, 2016 22:36 UTC | REGIONS FINANCIAL CORP RF · Entity 3186 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042117 · doc4.xml · nonDerivative · entry 1 Smith Ronald G. · CIK 0001509496 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,536 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.