Smith Ronald G.

SEC source: 0001225208-24-005422 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,387

SEC source: 0001225208-24-004924 · doc4.xml · derivative · entry 6

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,805.94

Underlying: Common Stock · 15,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

SEC source: 0001225208-24-004924 · doc4.xml · derivative · entry 5

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,723.94

Underlying: Common Stock · 27,155 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F5 · derivative.expiration_date: The restricted stock units vest on April 1, 2027, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2024 through December 31, 2026.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

SEC source: 0001225208-24-004924 · doc4.xml · nonDerivative · entry 3

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,387

SEC source: 0001225208-24-004924 · doc4.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2024.

SEC source: 0001225208-24-004924 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,028

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2021 through December 31, 2023.

SEC source: 0001225208-23-008174 · doc4.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,151

SEC source: 0001225208-23-008174 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,151

F1 · price: This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $20.93 to $20.935, inclusive. Upon request by Regions Financial Corporation, any security holder of Regions Financial Corporation, or the staff of the Securities and Exchange Commission, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price within this range.

SEC source: 0001225208-23-004582 · doc4.xml · derivative · entry 6

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,997.05

Underlying: Common Stock · 26,123 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F6 · derivative.exercise_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F6 · derivative.expiration_date: The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

SEC source: 0001225208-23-004582 · doc4.xml · derivative · entry 5

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,300

Underlying: Common Stock · 29,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F2 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F2 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

F5 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

SEC source: 0001225208-23-004582 · doc4.xml · nonDerivative · entry 3

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,151

SEC source: 0001225208-23-004582 · doc4.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023.

SEC source: 0001225208-23-004582 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,323

F1 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2020 through December 31, 2022.

SEC source: 0001225208-23-001805 · doc5.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,590

SEC source: 0001225208-23-001805 · doc5.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,090

SEC source: 0001225208-22-005599 · doc4.xml · derivative · entry 6

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,455

Underlying: Common Stock · 19,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F1 · derivative.exercise_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2022.

F1 · derivative.expiration_date: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2022.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

SEC source: 0001225208-22-005599 · doc4.xml · derivative · entry 5

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,336

Underlying: Common Stock · 17,598 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.

F5 · derivative.exercise_date: The restricted stock units vest on April 1, 2025, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2022 through December 31, 2024.

F5 · derivative.expiration_date: The restricted stock units vest on April 1, 2025, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2022 through December 31, 2024.

F6 · balance_after: Includes quarterly cash dividends that were reinvested in restricted stock units.

SEC source: 0001225208-22-005599 · doc4.xml · nonDerivative · entry 3

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,590

SEC source: 0001225208-22-005599 · doc4.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Performance share units vested and were settled in shares of common stock at a conversion rate of .94 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2019 through December 31, 2021.

SEC source: 0001225208-22-005599 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2022.

SEC source: 0001225208-22-002013 · doc5.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,128

SEC source: 0001225208-21-006584 · doc4.xml · derivative · entry 7

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,954

Underlying: Common Stock · 15,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F1 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006584 · doc4.xml · derivative · entry 6

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,396.48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F2 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006584 · doc4.xml · nonDerivative · entry 3

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,128

SEC source: 0001225208-21-006584 · doc4.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

SEC source: 0001225208-21-006584 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

SEC source: 0001225208-21-006485 · doc4.xml · derivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,506

Underlying: Common Stock · 15,918 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-21-006485 · doc4.xml · derivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,918

Underlying: Common Stock · 23,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F2 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

F3 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2024, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F2 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2021, through December 31, 2023.

SEC source: 0001225208-21-002802 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,667

F1 · price: Weighted average execution price.

SEC source: 0001225208-21-002445 · doc5.xml · nonDerivative · entry 3

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 21,834.4981

F3 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F3 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Non-Qualified Excess 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

SEC source: 0001225208-21-002445 · doc5.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 18,904.4862

F1 · kind: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F1 · price: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

SEC source: 0001225208-21-002445 · doc5.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,814

SEC source: 0001225208-20-006177 · doc4.xml · derivative · entry 7

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,588

Underlying: Common Stock · 13,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006177 · doc4.xml · derivative · entry 6

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,457.26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006177 · doc4.xml · nonDerivative · entry 3

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,814

SEC source: 0001225208-20-006177 · doc4.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 3, 2020.

SEC source: 0001225208-20-006177 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 3, 2020, at the conversion rate of 1.14 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2017, through December 31, 2019.

SEC source: 0001225208-20-006063 · doc4.xml · derivative · entry 5

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,147

Underlying: Common Stock · 29,155 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F6 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-20-006063 · doc4.xml · derivative · entry 4

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,155

Underlying: Common Stock · 43,732.5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F3 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

F4 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F4 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2023, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F3 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2020, through December 31, 2022.

SEC source: 0001225208-20-002305 · doc5.xml · nonDerivative · entry 3

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 20,641.1957

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

SEC source: 0001225208-20-002305 · doc5.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 17,891.0825

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

SEC source: 0001225208-20-002305 · doc5.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,668

SEC source: 0001225208-19-006386 · doc4.xml · derivative · entry 9

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,992

Underlying: Common Stock · 24,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.exercise_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

SEC source: 0001225208-19-006386 · doc4.xml · derivative · entry 8

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,653

Underlying: Common Stock · 19,881 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F8 · derivative.exercise_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

F8 · derivative.expiration_date: The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.

SEC source: 0001225208-19-006386 · doc4.xml · derivative · entry 7

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,881

Underlying: Common Stock · 29,821.5 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.

F5 · shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

F6 · derivative.exercise_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F6 · derivative.expiration_date: The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.

F5 · derivative.underlying_shares: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.

SEC source: 0001225208-19-006386 · doc4.xml · derivative · entry 6

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,826.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.exercise_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

F1 · derivative.expiration_date: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

SEC source: 0001225208-19-006386 · doc4.xml · nonDerivative · entry 3

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,668

SEC source: 0001225208-19-006386 · doc4.xml · nonDerivative · entry 2

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.

SEC source: 0001225208-19-006386 · doc4.xml · nonDerivative · entry 1

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.

SEC source: 0001225208-19-002617 · doc5.xml · nonDerivative · entry 3

Smith Ronald G. · CIK 0001509496 · SEVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Indirect - By 401 (k) Supplemental Plan

Disclosed balance after: 20,158.2017

F1 · kind: These shares were acquired through regular dividend reinvestments.

F1 · price: These shares were acquired through regular dividend reinvestments.

F2 · balance_after: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.