Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BROWN FORMAN CORP
Report date April 30, 2024 · Filed May 02, 2024
Section 16 reporting ended · disclosed 2024-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B CommonSEC Table I · non-derivative | Direct | 20,844 |
Ending reported balance
After 2024-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-04-30 · Exercise / conversion · Acquired 8,541 · Balance 27,791 Row 2 · 2024-04-30 · Tax withholding · Disposed 6,947 · Balance 20,844 F1: The closing price of BF-B on April 29, 2024, was used to calculate the withholding obligation. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $35.60 · Expires 2024-04-30 | Direct | 0 |
Reported balance
After 2024-04-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-04-30 · Exercise / conversion · Disposed 8,541 · Balance 0 |
| Class B CommonSEC Table I · non-derivative | Indirect2021 GRAT | 19,766 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 19,766 |
| Class B CommonSEC Table I · non-derivative | IndirectGRAT | 30,728 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 30,728 |
| Class B CommonSEC Table I · non-derivative | IndirectBy 401k | 20,575.0514 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20,575.0514 F2: Number of shares acquired through the issuer's 401(k) plan as of May 1, 2024. |
| Class B CommonSEC Table I · non-derivative | IndirectDRIP | 20.2326 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 20.2326 F3: Number of shares acquired through the issuer's dividend reinvestment plan as of May 2, 2024, |
| Class B CommonSEC Table I · non-derivative | IndirectESPP | 5,410.3426 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 5,410.3426 F4: Number of shares acquired through the issuer's employee stock purchase program as of May 2, 2024. |
| Class B CommonSEC Table I · non-derivative | IndirectSpouse Trust | 107,277 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 107,277 |
Filing footnotes · ownership attribution and instrument terms
F1: The closing price of BF-B on April 29, 2024, was used to calculate the withholding obligation.
F2: Number of shares acquired through the issuer's 401(k) plan as of May 1, 2024.
F3: Number of shares acquired through the issuer's dividend reinvestment plan as of May 2, 2024,
F4: Number of shares acquired through the issuer's employee stock purchase program as of May 2, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2021 Filed Sep 13, 2021 21:08 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass A Common | 101 | $66.41 | $6,707.55 |
DisclosureSEC source: 0000014693-21-000162 · wf-form4_163156732217630.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,026 Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 13:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 14,133 | $0.00 Strike: $23.05 | $0.00 |
DisclosureSEC source: 0000014693-21-000151 · wf-form4_162799698328724.xml · derivative · entry 8 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,398 Underlying: Class B Common · 14,133 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 13:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 9,016 | $71.46 | $644,283.36 |
DisclosureSEC source: 0000014693-21-000151 · wf-form4_162799698328724.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,069 F1 · price: The closing price of BF-B on July 29, 2021 was used to calculate the withholding obligation. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 13:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 14,133 | $23.05 | $325,723.25 |
DisclosureSEC source: 0000014693-21-000151 · wf-form4_162799698328724.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 13,519 | $0.00 Strike: $71.24 | $0.00 |
DisclosureSEC source: 0000014693-21-000130 · wf-form4_162733341464933.xml · derivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,519 Underlying: Class B Common · 13,519 shares Expires 2031-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,248 | $71.35 | $89,044.80 |
DisclosureSEC source: 0000014693-21-000061 · wf-form4_162275420343841.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,925 F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 1,248 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation. F4 · balance_after: Total updated to reflect transfer of shares from direct holdings to a grantor retained annuity trust. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 2,679 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000061 · wf-form4_162275420343841.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,173 F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 15,245 | $0.00 Strike: $18.22 | $0.00 |
DisclosureSEC source: 0000014693-21-000048 · wf-form4_162016157790768.xml · derivative · entry 8 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 15,245 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 8,714 | $78.09 | $680,476.26 |
DisclosureSEC source: 0000014693-21-000048 · wf-form4_162016157790768.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,952 F1 · price: The closing price of BF-B on April 29, 2021 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 15,245 | $18.22 | $277,718.17 |
DisclosureSEC source: 0000014693-21-000048 · wf-form4_162016157790768.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 15,245 | $0.00 Strike: $18.22 | $0.00 |
DisclosureSEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · derivative · entry 11 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,245 Underlying: Class B Common · 15,245 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 7,421 | $74.13 | $550,118.73 |
DisclosureSEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · nonDerivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,421 F1 · price: The closing price of BF-B on January 28, 2021 was used to calculate the withholding obligation. F2 · balance_after: Total updated to reflect transfer of shares from direct holdings to a grantor retained annuity trust. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 15,245 | $18.22 | $277,718.17 |
DisclosureSEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · nonDerivative · entry 5 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2020 Filed Feb 2, 2021 22:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 2,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · nonDerivative · entry 4 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,970 Read SEC document |
| December 28, 2020 Filed Feb 2, 2021 22:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 2,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · nonDerivative · entry 3 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Trust Disclosed balance after: 69,922 Read SEC document |
| December 24, 2020 Filed Feb 2, 2021 22:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 67,539 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,353 Read SEC document |
| December 24, 2020 Filed Feb 2, 2021 22:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 67,539 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000012 · wf-form4_161230567448174.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Trust Disclosed balance after: 67,539 Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 22:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 15,245 | $0.00 Strike: $18.22 | $0.00 |
DisclosureSEC source: 0000014693-20-000153 · wf-form4_160435718044393.xml · derivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,490 Underlying: Class B Common · 15,245 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 22:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 9,229 | $69.62 | $642,522.98 |
DisclosureSEC source: 0000014693-20-000153 · wf-form4_160435718044393.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,892 F1 · price: The closing price of BF-B on October 29, 2020 was used to calculate the withholding obligation. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 22:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 15,245 | $18.22 | $277,718.17 |
DisclosureSEC source: 0000014693-20-000153 · wf-form4_160435718044393.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2020 Filed Sep 8, 2020 20:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass B Common | 813 | $79.87 | $64,931.95 |
DisclosureSEC source: 0000014693-20-000140 · wf-form4_159959817614676.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,876 Read SEC document |
| September 08, 2020 Filed Sep 8, 2020 20:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass A Common | 264 | $72.95 | $19,258.14 |
DisclosureSEC source: 0000014693-20-000140 · wf-form4_159959817614676.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,087 Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 20:56 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 23,056 | $0.00 Strike: $69.21 | $0.00 |
DisclosureSEC source: 0000014693-20-000102 · wf-form4_159648818585276.xml · derivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,056 Underlying: Class B Common · 23,056 shares Expires 2030-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 21:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 15,245 | $0.00 Strike: $18.22 | $0.00 |
DisclosureSEC source: 0000014693-20-000087 · wf-form4_159597239185367.xml · derivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,735 Underlying: Class B Common · 15,245 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 21:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 9,265 | $68.46 | $634,281.90 |
DisclosureSEC source: 0000014693-20-000087 · wf-form4_159597239185367.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,063 F1 · price: The closing price of BF-B on July 23, 2020 was used to calculate the withholding obligation. Read SEC document |
| July 24, 2020 Filed Jul 28, 2020 21:40 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 15,245 | $18.22 | $277,718.17 |
DisclosureSEC source: 0000014693-20-000087 · wf-form4_159597239185367.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 544 | $62.20 | $33,836.80 |
DisclosureSEC source: 0000014693-20-000032 · wf-form4_159121700454791.xml · nonDerivative · entry 4 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,083 F4 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 544 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 1,168 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000032 · wf-form4_159121700454791.xml · nonDerivative · entry 3 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,627 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 2,176 | $56.72 | $123,422.72 |
DisclosureSEC source: 0000014693-20-000032 · wf-form4_159121700454791.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,823 F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 2,176 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 4,672 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000032 · wf-form4_159121700454791.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,999 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. Read SEC document |
| April 30, 2020 Filed Apr 30, 2020 20:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 16,032 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0000014693-20-000025 · wf-form4_158827977249593.xml · derivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 16,032 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2020 Filed Apr 30, 2020 20:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 9,179 | $63.26 | $580,663.54 |
DisclosureSEC source: 0000014693-20-000025 · wf-form4_158827977249593.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,459 F1 · price: The closing price of BF-B on April 29, 2020 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2020 Filed Apr 30, 2020 20:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 16,032 | $15.09 | $241,890.82 |
DisclosureSEC source: 0000014693-20-000025 · wf-form4_158827977249593.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 21:42 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 16,032 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0000014693-20-000012 · wf-form4_158050691010973.xml · derivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,032 Underlying: Class B Common · 16,032 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 21:42 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 7,527 | $68.62 | $516,502.74 |
DisclosureSEC source: 0000014693-20-000012 · wf-form4_158050691010973.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,606 F1 · price: The closing price of BF-B on January 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 21:42 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 16,032 | $15.09 | $241,890.82 |
DisclosureSEC source: 0000014693-20-000012 · wf-form4_158050691010973.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 16,031 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0000014693-19-000177 · wf-form4_157290145913924.xml · derivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,064 Underlying: Class B Common · 16,031 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 9,455 | $64.89 | $613,534.95 |
DisclosureSEC source: 0000014693-19-000177 · wf-form4_157290145913924.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,101 F1 · price: The closing price of BF-B on October 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 16,031 | $15.09 | $241,875.73 |
DisclosureSEC source: 0000014693-19-000177 · wf-form4_157290145913924.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 21:22 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass B Common | 685 | $59.19 | $40,543.03 |
DisclosureSEC source: 0000014693-19-000169 · wf-form4_156763215625357.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,525 Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 21:22 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass A Common | 265 | $57.87 | $15,336.74 |
DisclosureSEC source: 0000014693-19-000169 · wf-form4_156763215625357.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,327 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $57.8708 to $57.90, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 31, 2019 Filed Jul 31, 2019 20:13 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 16,031 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0000014693-19-000155 · wf-form4_156460397441769.xml · derivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,095 Underlying: Class B Common · 16,031 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2019 Filed Jul 31, 2019 20:13 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 9,809 | $55.10 | $540,475.90 |
DisclosureSEC source: 0000014693-19-000155 · wf-form4_156460397441769.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,840 F1 · price: The closing price of BF-B on July 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| July 31, 2019 Filed Jul 31, 2019 20:13 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 16,031 | $15.09 | $241,875.73 |
DisclosureSEC source: 0000014693-19-000155 · wf-form4_156460397441769.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 30,264 | $0.00 Strike: $54.64 | $0.00 |
DisclosureSEC source: 0000014693-19-000116 · wf-form4_156443551902938.xml · derivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,264 Underlying: Class B Common · 30,264 shares Expires 2029-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:14 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 552 | $53.29 | $29,416.08 |
DisclosureSEC source: 0000014693-19-000078 · wf-form4_155977286050525.xml · nonDerivative · entry 4 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,618 F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 552 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:14 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 1,184 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000078 · wf-form4_155977286050525.xml · nonDerivative · entry 3 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,170 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:14 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 2,207 | $52.30 | $115,426.10 |
DisclosureSEC source: 0000014693-19-000078 · wf-form4_155977286050525.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,062 F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 2,207 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:14 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 4,739 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000078 · wf-form4_155977286050525.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,269 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 19,101 | $0.00 Strike: $10.62 | $0.00 |
DisclosureSEC source: 0000014693-19-000054 · wf-form4_155683759252235.xml · derivative · entry 8 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 19,101 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.