Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BROWN FORMAN CORP
Report date April 30, 2024 · Filed May 02, 2024
Section 16 reporting ended · disclosed 2024-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B CommonSEC Table I · non-derivative | Direct | 20,844 |
Ending reported balance
After 2024-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-04-30 · Exercise / conversion · Acquired 8,541 · Balance 27,791 Row 2 · 2024-04-30 · Tax withholding · Disposed 6,947 · Balance 20,844 F1: The closing price of BF-B on April 29, 2024, was used to calculate the withholding obligation. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $35.60 · Expires 2024-04-30 | Direct | 0 |
Reported balance
After 2024-04-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-04-30 · Exercise / conversion · Disposed 8,541 · Balance 0 |
| Class B CommonSEC Table I · non-derivative | Indirect2021 GRAT | 19,766 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 19,766 |
| Class B CommonSEC Table I · non-derivative | IndirectGRAT | 30,728 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 30,728 |
| Class B CommonSEC Table I · non-derivative | IndirectBy 401k | 20,575.0514 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20,575.0514 F2: Number of shares acquired through the issuer's 401(k) plan as of May 1, 2024. |
| Class B CommonSEC Table I · non-derivative | IndirectDRIP | 20.2326 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 20.2326 F3: Number of shares acquired through the issuer's dividend reinvestment plan as of May 2, 2024, |
| Class B CommonSEC Table I · non-derivative | IndirectESPP | 5,410.3426 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 5,410.3426 F4: Number of shares acquired through the issuer's employee stock purchase program as of May 2, 2024. |
| Class B CommonSEC Table I · non-derivative | IndirectSpouse Trust | 107,277 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 107,277 |
Filing footnotes · ownership attribution and instrument terms
F1: The closing price of BF-B on April 29, 2024, was used to calculate the withholding obligation.
F2: Number of shares acquired through the issuer's 401(k) plan as of May 1, 2024.
F3: Number of shares acquired through the issuer's dividend reinvestment plan as of May 2, 2024,
F4: Number of shares acquired through the issuer's employee stock purchase program as of May 2, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2019 Filed May 2, 2019 22:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 473 | $53.29 | $25,206.17 |
DisclosureSEC source: 0000014693-19-000054 · wf-form4_155683759252235.xml · nonDerivative · entry 4 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,986 F4 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 473 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 10,054 | $52.98 | $532,660.92 |
DisclosureSEC source: 0000014693-19-000054 · wf-form4_155683759252235.xml · nonDerivative · entry 3 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,459 F3 · price: The closing price of BF-B on April 29, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 19,101 | $10.62 | $202,852.62 |
DisclosureSEC source: 0000014693-19-000054 · wf-form4_155683759252235.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,889 | $52.30 | $98,794.70 |
DisclosureSEC source: 0000014693-19-000054 · wf-form4_155683759252235.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,530 F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 1,889 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 22:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 19,101 | $0.00 Strike: $10.62 | $0.00 |
DisclosureSEC source: 0000014693-19-000006 · wf-form4_154897290006877.xml · derivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,101 Underlying: Class B Common · 19,101 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 22:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 9,098 | $46.53 | $423,329.94 |
DisclosureSEC source: 0000014693-19-000006 · wf-form4_154897290006877.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,412 F1 · price: The closing price of BF-B on January 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 22:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 19,101 | $10.62 | $202,852.62 |
DisclosureSEC source: 0000014693-19-000006 · wf-form4_154897290006877.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 21:18 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 19,101 | $0.00 Strike: $10.62 | $0.00 |
DisclosureSEC source: 0000014693-18-000171 · wf-form4_154110706548098.xml · derivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,202 Underlying: Class B Common · 19,101 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 21:18 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 11,223 | $46.52 | $522,093.96 |
DisclosureSEC source: 0000014693-18-000171 · wf-form4_154110706548098.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,409 F1 · price: The closing price of BF-B on October 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 21:18 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 19,101 | $10.62 | $202,852.62 |
DisclosureSEC source: 0000014693-18-000171 · wf-form4_154110706548098.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass B Common | 990 | $52.54 | $52,012.62 |
DisclosureSEC source: 0000014693-18-000167 · wf-form4_153626778540043.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,531 Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass A Common | 705 | $53.13 | $37,459.61 |
DisclosureSEC source: 0000014693-18-000167 · wf-form4_153626778540043.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,419 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.134 to $53.166, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 15:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 19,101 | $0.00 Strike: $10.62 | $0.00 |
DisclosureSEC source: 0000014693-18-000159 · wf-form4_153313594089038.xml · derivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,303 Underlying: Class B Common · 19,101 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 15:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 10,948 | $52.73 | $577,288.04 |
DisclosureSEC source: 0000014693-18-000159 · wf-form4_153313594089038.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,541 F1 · price: The closing price of BF-B on July 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 15:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 19,101 | $10.62 | $202,852.62 |
DisclosureSEC source: 0000014693-18-000159 · wf-form4_153313594089038.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 22:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 29,569 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000118 · wf-form4_153298925410755.xml · derivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,569 Underlying: Class B Common · 29,569 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARS. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 1,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000067 · wf-form4_152824013721574.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,388 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:09 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 4,057 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000067 · wf-form4_152824013721574.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,714 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 9,327 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0000014693-18-000029 · wf-form4_152530397513255.xml · derivative · entry 7 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 9,327 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 7,324 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. F8 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 7,324 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split and April 2018 special dividend. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 121 | $56.04 | $6,780.84 |
DisclosureSEC source: 0000014693-18-000029 · wf-form4_152530397513255.xml · nonDerivative · entry 4 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,374 F5 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 121 shares of Class B common stock. F2 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 482 | $53.37 | $25,724.34 |
DisclosureSEC source: 0000014693-18-000029 · wf-form4_152530397513255.xml · nonDerivative · entry 3 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,657 F3 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 482 shares of Class A common stock. F4 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 4,602 | $56.04 | $257,896.08 |
DisclosureSEC source: 0000014693-18-000029 · wf-form4_152530397513255.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,495 F2 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:33 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 9,327 | $13.94 | $130,037.03 |
DisclosureSEC source: 0000014693-18-000029 · wf-form4_152530397513255.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 11,581 additional shares in the February 2018 stock split, including 370 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 00:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 7,324 | $0.00 Strike: $17.76 | $0.00 |
DisclosureSEC source: 0000014693-18-000012 · wf-form4_151753052750777.xml · derivative · entry 5 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,324 Underlying: Class B Common · 7,324 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 00:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 3,719 | $68.65 | $255,309.35 |
DisclosureSEC source: 0000014693-18-000012 · wf-form4_151753052750777.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,189 F1 · price: The closing price of BF-B on January 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 00:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 7,324 | $17.76 | $130,037.62 |
DisclosureSEC source: 0000014693-18-000012 · wf-form4_151753052750777.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 20:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 7,323 | $0.00 Strike: $17.76 | $0.00 |
DisclosureSEC source: 0000014693-17-000191 · wf-form4_150956961648335.xml · derivative · entry 5 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,648 Underlying: Class B Common · 7,323 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 20:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 4,836 | $55.71 | $269,413.56 |
DisclosureSEC source: 0000014693-17-000191 · wf-form4_150956961648335.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,584 F1 · price: The closing price of BF-B on October 30, 2017 was used to calculate the withholding obligation. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 20:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 7,323 | $17.76 | $130,019.87 |
DisclosureSEC source: 0000014693-17-000191 · wf-form4_150956961648335.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass B Common | 133 | $53.93 | $7,173.29 |
DisclosureSEC source: 0000014693-17-000181 · wf-form4_150490461679109.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,097 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.933 to $53.935, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Total updated to correct mathematical error. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass A Common | 250 | $56.37 | $14,092.00 |
DisclosureSEC source: 0000014693-17-000181 · wf-form4_150490461679109.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,139 Read SEC document |
| July 31, 2017 Filed Jul 31, 2017 22:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 7,323 | $0.00 Strike: $17.76 | $0.00 |
DisclosureSEC source: 0000014693-17-000154 · wf-form4_150154156639624.xml · derivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,971 Underlying: Class B Common · 7,323 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Jul 31, 2017 22:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 4,969 | $50.03 | $248,599.07 |
DisclosureSEC source: 0000014693-17-000154 · wf-form4_150154156639624.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,287 F1 · price: The closing price of BF-B on July 31, 2017 was used to calculate the withholding obligation. Read SEC document |
| July 31, 2017 Filed Jul 31, 2017 22:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 7,323 | $17.76 | $130,019.87 |
DisclosureSEC source: 0000014693-17-000154 · wf-form4_150154156639624.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:53 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 37,406 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000154 · wf-form4_150154156639624.xml · derivative · entry 5 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,406 Underlying: Class B Common · 37,406 shares Expires 2027-04-30 F4 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:56 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000092 · wf-form4_149669615553280.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,889 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,073 | $48.06 | $51,568.38 |
DisclosureSEC source: 0000014693-17-000059 · wf-form4_149376878446095.xml · nonDerivative · entry 3 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,409 F2 · shares: To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 1,073 shares of Class A common stock. F3 · price: The closing price of BF-A ($48.06) on April 28, 2017, was used to calculate the withholding obligation. Read SEC document |
| April 28, 2017 Filed May 2, 2017 23:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 7,559 | $0.00 Strike: $16.83 | $0.00 |
DisclosureSEC source: 0000014693-17-000059 · wf-form4_149376878446095.xml · derivative · entry 7 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 7,559 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 23:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 4,440 | $46.78 | $207,703.20 |
DisclosureSEC source: 0000014693-17-000059 · wf-form4_149376878446095.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,610 F1 · price: The closing price of BF-B on April 27, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 28, 2017 Filed May 2, 2017 23:46 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 7,559 | $16.83 | $127,180.18 |
DisclosureSEC source: 0000014693-17-000059 · wf-form4_149376878446095.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 19:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 7,559 | $0.00 Strike: $16.83 | $0.00 |
DisclosureSEC source: 0000014693-17-000008 · wf-form4_148606328621789.xml · derivative · entry 7 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,559 Underlying: Class B Common · 7,559 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 19:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 4,573 | $45.48 | $207,980.04 |
DisclosureSEC source: 0000014693-17-000008 · wf-form4_148606328621789.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,491 F1 · price: The closing price of BF-B on January 30, 2017 was used to calculate the withholding obligation. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 19:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 7,559 | $16.83 | $127,180.18 |
DisclosureSEC source: 0000014693-17-000008 · wf-form4_148606328621789.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 20:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 7,600 | $0.00 Strike: $16.83 | $0.00 |
DisclosureSEC source: 0000014693-16-000245 · wf-form4_147811967759313.xml · derivative · entry 7 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,118 Underlying: Class B Common · 7,600 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 11,359 shares at an exercise price of $33.65, but were adjusted to reflect the August 2016 stock split. F7 · balance_after: These stock appreciation rights were previously reported as covering 11,359 shares at an exercise price of $33.65, but were adjusted to reflect the August 2016 stock split. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 20:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 5,197 | $46.03 | $239,217.91 |
DisclosureSEC source: 0000014693-16-000245 · wf-form4_147811967759313.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,505 F2 · price: The closing price of BF-B on October 28, 2016 was used to calculate the withholding obligation. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 20:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 7,600 | $16.83 | $127,870.00 |
DisclosureSEC source: 0000014693-16-000245 · wf-form4_147811967759313.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On August 18, 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 2,983 additonal shares. Total also updated to correct prior reporting error. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.