Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BROWN FORMAN CORP
Report date April 30, 2024 · Filed May 02, 2024
Section 16 reporting ended · disclosed 2024-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B CommonSEC Table I · non-derivative | Direct | 20,844 |
Ending reported balance
After 2024-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-04-30 · Exercise / conversion · Acquired 8,541 · Balance 27,791 Row 2 · 2024-04-30 · Tax withholding · Disposed 6,947 · Balance 20,844 F1: The closing price of BF-B on April 29, 2024, was used to calculate the withholding obligation. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $35.60 · Expires 2024-04-30 | Direct | 0 |
Reported balance
After 2024-04-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-04-30 · Exercise / conversion · Disposed 8,541 · Balance 0 |
| Class B CommonSEC Table I · non-derivative | Indirect2021 GRAT | 19,766 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 19,766 |
| Class B CommonSEC Table I · non-derivative | IndirectGRAT | 30,728 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 30,728 |
| Class B CommonSEC Table I · non-derivative | IndirectBy 401k | 20,575.0514 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20,575.0514 F2: Number of shares acquired through the issuer's 401(k) plan as of May 1, 2024. |
| Class B CommonSEC Table I · non-derivative | IndirectDRIP | 20.2326 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 20.2326 F3: Number of shares acquired through the issuer's dividend reinvestment plan as of May 2, 2024, |
| Class B CommonSEC Table I · non-derivative | IndirectESPP | 5,410.3426 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 5,410.3426 F4: Number of shares acquired through the issuer's employee stock purchase program as of May 2, 2024. |
| Class B CommonSEC Table I · non-derivative | IndirectSpouse Trust | 107,277 |
Reported balance
Holding disclosure · report date 2024-04-30 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 107,277 |
Filing footnotes · ownership attribution and instrument terms
F1: The closing price of BF-B on April 29, 2024, was used to calculate the withholding obligation.
F2: Number of shares acquired through the issuer's 401(k) plan as of May 1, 2024.
F3: Number of shares acquired through the issuer's dividend reinvestment plan as of May 2, 2024,
F4: Number of shares acquired through the issuer's employee stock purchase program as of May 2, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2024 Filed May 2, 2024 21:11 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 8,541 | $0.00 Strike: $35.60 | $0.00 |
DisclosureSEC source: 0000014693-24-000042 · wk-form4_1714684282.xml · derivative · entry 9 Hamel Matthew E · CIK 0001418348 · Former EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 8,541 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2024 Filed May 2, 2024 21:11 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 6,947 | $48.69 | $338,249.43 |
DisclosureSEC source: 0000014693-24-000042 · wk-form4_1714684282.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · Former EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,844 F1 · price: The closing price of BF-B on April 29, 2024, was used to calculate the withholding obligation. Read SEC document |
| April 30, 2024 Filed May 2, 2024 21:11 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 8,541 | $35.60 | $304,085.22 |
DisclosureSEC source: 0000014693-24-000042 · wk-form4_1714684282.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · Former EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 21:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 17,305 | $50.92 | $881,170.60 |
DisclosureSEC source: 0000014693-24-000022 · wk-form4_1712180918.xml · nonDerivative · entry 4 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Trust Disclosed balance after: 107,277 F1 · kind: On April 2, 2024, the reporting person exchanged Class A and Class B shares for other assets held by the Spouse Trust. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 21:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 3,602 | $52.22 | $188,096.44 |
DisclosureSEC source: 0000014693-24-000022 · wk-form4_1712180918.xml · nonDerivative · entry 3 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Trust Disclosed balance after: 3,602 F1 · kind: On April 2, 2024, the reporting person exchanged Class A and Class B shares for other assets held by the Spouse Trust. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 21:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass B Common | 17,305 | $50.92 | $881,170.60 |
DisclosureSEC source: 0000014693-24-000022 · wk-form4_1712180918.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,250 F1 · kind: On April 2, 2024, the reporting person exchanged Class A and Class B shares for other assets held by the Spouse Trust. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 21:48 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 3,602 | $52.22 | $188,096.44 |
DisclosureSEC source: 0000014693-24-000022 · wk-form4_1712180918.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,022 F1 · kind: On April 2, 2024, the reporting person exchanged Class A and Class B shares for other assets held by the Spouse Trust. Read SEC document |
| January 31, 2024 Filed Feb 1, 2024 22:57 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 8,538 | $0.00 Strike: $35.60 | $0.00 |
DisclosureSEC source: 0000014693-24-000009 · wk-form4_1706828236.xml · derivative · entry 13 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,541 Underlying: Class B Common · 8,538 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2024 Filed Feb 1, 2024 22:57 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 6,493 | $56.11 | $364,322.23 |
DisclosureSEC source: 0000014693-24-000009 · wk-form4_1706828236.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,555 F1 · price: The closing price of BF-B on January 30, 2024, was used to calculate the withholding obligation. F2 · balance_after: Total updated to reflect transfer of 3,146 Class B shares from 2021 GRAT to individual holdings and transfer of 6,097 Class B shares from GRAT to individual holdings. Read SEC document |
| January 31, 2024 Filed Feb 1, 2024 22:57 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 8,538 | $35.60 | $303,978.41 |
DisclosureSEC source: 0000014693-24-000009 · wk-form4_1706828236.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 8,538 | $0.00 Strike: $35.60 | $0.00 |
DisclosureSEC source: 0000014693-23-000157 · wk-form4_1698957497.xml · derivative · entry 9 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,079 Underlying: Class B Common · 8,538 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 6,902 | $55.23 | $381,197.46 |
DisclosureSEC source: 0000014693-23-000157 · wk-form4_1698957497.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,267 F1 · price: The closing price of BF-B on October 30, 2023, was used to calculate the withholding obligation. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 8,538 | $35.60 | $303,978.41 |
DisclosureSEC source: 0000014693-23-000157 · wk-form4_1698957497.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 8,538 | $0.00 Strike: $35.60 | $0.00 |
DisclosureSEC source: 0000014693-23-000126 · wk-form4_1690837412.xml · derivative · entry 10 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,617 Underlying: Class B Common · 8,538 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 6,248 | $70.82 | $442,483.36 |
DisclosureSEC source: 0000014693-23-000126 · wk-form4_1690837412.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,631 F1 · price: The closing price of BF-B on July 28, 2023, was used to calculate the withholding obligation. Read SEC document |
| July 31, 2023 Filed Jul 31, 2023 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 8,538 | $35.60 | $303,952.80 |
DisclosureSEC source: 0000014693-23-000126 · wk-form4_1690837412.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 21:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 11,232 | $0.00 Strike: $69.87 | $0.00 |
DisclosureSEC source: 0000014693-23-000126 · wk-form4_1690837412.xml · derivative · entry 9 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,232 Underlying: Class B Common · 11,232 shares Expires 2033-04-30 Read SEC document |
| June 23, 2023 Filed Jun 26, 2023 21:42 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 19,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000089 · wk-form4_1687815701.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Trust Disclosed balance after: 89,972 Read SEC document |
| June 23, 2023 Filed Jun 26, 2023 21:42 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 19,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000089 · wk-form4_1687815701.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,341 Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 431 | $65.88 | $28,394.28 |
DisclosureSEC source: 0000014693-23-000055 · wk-form4_1686010637.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,924 F2 · shares: To satisfy withholding obligations associated with the July 30, 2020, award of performance-based restricted stock units that were issued as shares on June 1, 2023, the reporting person surrendered 431 shares of Class A common stock. F3 · price: The closing price of BF-A on April 28, 2023, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:17 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,388 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000055 · wk-form4_1686010637.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,355 F1 · shares: These shares were issued on June 1, 2023, in connection with a July 30, 2020, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2023. Read SEC document |
| April 28, 2023 Filed May 2, 2023 20:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 10,880 | $0.00 Strike: $28.03 | $0.00 |
DisclosureSEC source: 0000014693-23-000032 · wf-form4_168305937737216.xml · derivative · entry 13 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 10,880 shares Expires 2023-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2023 Filed May 2, 2023 20:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 6,600 | $65.28 | $430,848.00 |
DisclosureSEC source: 0000014693-23-000032 · wf-form4_168305937737216.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,041 F2 · price: The closing price of BF-B on April 27, 2023, was used to calculate the withholding obligation. Read SEC document |
| April 28, 2023 Filed May 2, 2023 20:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 10,880 | $28.03 | $305,009.92 |
DisclosureSEC source: 0000014693-23-000032 · wf-form4_168305937737216.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Totals updated to reflect transfer of 700 Class A shares and 2,900 Class B shares from 2021 GRAT to direct holdings. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 21:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 10,880 | $0.00 Strike: $28.03 | $0.00 |
DisclosureSEC source: 0000014693-23-000015 · wf-form4_167537421064206.xml · derivative · entry 13 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,880 Underlying: Class B Common · 10,880 shares Expires 2023-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 21:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 6,649 | $66.00 | $438,834.00 |
DisclosureSEC source: 0000014693-23-000015 · wf-form4_167537421064206.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,861 F2 · price: The closing price of BF-B on January 30, 2023, was used to calculate the withholding obligation. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 21:43 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 10,880 | $28.03 | $305,009.92 |
DisclosureSEC source: 0000014693-23-000015 · wf-form4_167537421064206.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Totals updated to reflect transfer of 2,864 Class A shares and 4,792 Class B shares from GRAT to direct holdings. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:55 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 10,880 | $28.03 Strike: $28.03 | $305,009.92 |
DisclosureSEC source: 0000014693-22-000135 · wf-form4_166742251720218.xml · derivative · entry 9 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,760 Underlying: Class B Common · 10,880 shares Expires 2023-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:55 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 7,457 | $68.17 | $508,343.69 |
DisclosureSEC source: 0000014693-22-000135 · wf-form4_166742251720218.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,838 F1 · price: The closing price of BF-B on October 28, 2022, was used to calculate the withholding obligation. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:55 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 10,880 | $28.03 | $305,009.92 |
DisclosureSEC source: 0000014693-22-000135 · wf-form4_166742251720218.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 22:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 10,880 | $0.00 Strike: $28.03 | $0.00 |
DisclosureSEC source: 0000014693-22-000111 · wf-form4_165939142465242.xml · derivative · entry 10 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,640 Underlying: Class B Common · 10,880 shares Expires 2023-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 22:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 7,280 | $73.61 | $535,880.80 |
DisclosureSEC source: 0000014693-22-000111 · wf-form4_165939142465242.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,415 Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 22:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 10,880 | $28.03 | $305,009.92 |
DisclosureSEC source: 0000014693-22-000111 · wf-form4_165939142465242.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 22:04 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 11,364 | $0.00 Strike: $73.61 | $0.00 |
DisclosureSEC source: 0000014693-22-000111 · wf-form4_165939142465242.xml · derivative · entry 9 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,364 Underlying: Class B Common · 11,364 shares Expires 2032-04-30 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,225 | $62.42 | $76,464.50 |
DisclosureSEC source: 0000014693-22-000048 · wf-form4_165429893610073.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,403 F2 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 1,225 shares of Class A common stock. F3 · price: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 2,630 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000048 · wf-form4_165429893610073.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,628 F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:52 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 14,334 | $0.00 Strike: $22.72 | $0.00 |
DisclosureSEC source: 0000014693-22-000032 · wf-form4_165153911849637.xml · derivative · entry 9 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 14,334 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:52 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 8,426 | $68.70 | $578,866.20 |
DisclosureSEC source: 0000014693-22-000032 · wf-form4_165153911849637.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,815 F1 · price: The closing price of BF-B on April 28, 2022, was used to calculate the withholding obligation. F2 · balance_after: On the Form 4 dated February 1, 2022, an exercise of 14,133 shares and a withholding of 9,133 shares was reported. Due to a typographical error, an exercise of 14,333 shares and a withholding of 9,333 shares should have been reported. The net acquisition of 5,000 shares was correct and the total shares held following the earlier exercise remains correct. Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:52 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 14,334 | $22.72 | $325,725.82 |
DisclosureSEC source: 0000014693-22-000032 · wf-form4_165153911849637.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 00:54 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 14,133 | $0.00 Strike: $22.72 | $0.00 |
DisclosureSEC source: 0000014693-22-000015 · wf-form4_164376325498946.xml · derivative · entry 13 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,534 Underlying: Class B Common · 14,133 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 28,265 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend. F11 · balance_after: These stock appreciation rights were previously reported as covering 28,265 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 00:54 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 9,133 | $67.25 | $614,194.25 |
DisclosureSEC source: 0000014693-22-000015 · wf-form4_164376325498946.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,907 F2 · price: The closing price of BF-B on January 28, 2022, was used to calculate the withholding obligation. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 00:54 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 14,133 | $22.72 | $321,158.29 |
DisclosureSEC source: 0000014693-22-000015 · wf-form4_164376325498946.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total adjusted to reflect the transfer of 5,104 Class B shares from GRAT to direct holdings, and the transfer of 25,812 Class B shares from direct holdings to 2021 GRAT. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 14,133 | $0.00 Strike: $23.05 | $0.00 |
DisclosureSEC source: 0000014693-21-000164 · wf-form4_163588473042439.xml · derivative · entry 8 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,265 Underlying: Class B Common · 14,133 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 9,107 | $68.88 | $627,290.16 |
DisclosureSEC source: 0000014693-21-000164 · wf-form4_163588473042439.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,615 F1 · price: The closing price of BF-B on October 28, 2021, was used to calculate the withholding obligation. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 14,133 | $23.05 | $325,723.25 |
DisclosureSEC source: 0000014693-21-000164 · wf-form4_163588473042439.xml · nonDerivative · entry 1 Hamel Matthew E · CIK 0001418348 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 21:08 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass B Common | 350 | $71.38 | $24,981.25 |
DisclosureSEC source: 0000014693-21-000162 · wf-form4_163156732217630.xml · nonDerivative · entry 6 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Trust Disclosed balance after: 70,272 Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 21:08 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass B Common | 348 | $71.38 | $24,839.40 |
DisclosureSEC source: 0000014693-21-000162 · wf-form4_163156732217630.xml · nonDerivative · entry 5 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT Disclosed balance after: 46,721 Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 21:08 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass B Common | 188 | $71.38 | $13,418.50 |
DisclosureSEC source: 0000014693-21-000162 · wf-form4_163156732217630.xml · nonDerivative · entry 4 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,589 Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 21:08 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass B Common | 332 | $71.37 | $23,694.61 |
DisclosureSEC source: 0000014693-21-000162 · wf-form4_163156732217630.xml · nonDerivative · entry 3 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,401 Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 21:08 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | PurchaseClass A Common | 222 | $66.44 | $14,750.01 |
DisclosureSEC source: 0000014693-21-000162 · wf-form4_163156732217630.xml · nonDerivative · entry 2 Hamel Matthew E · CIK 0001418348 · EVP, Gen Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT Disclosed balance after: 27,815 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.