Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CENTERPOINT ENERGY INCCNP · Entity 3178 | Director | May 01, 2024 | May 03, 2024 |
| NRG ENERGY, INC.NRG · Entity 3216 | Director | November 06, 2017 | November 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CENTERPOINT ENERGY INC
Report date May 01, 2024 · Filed May 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,203 |
Ending reported balance
After 2024-05-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-05-01 · Grant · Acquired 5,798 · Balance 26,873 F1: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Row 2 · 2024-05-03 · Sale · Disposed 5,670 · Balance 21,203 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated.
NRG ENERGY, INC.
Report date November 06, 2017 · Filed November 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 49,000 |
Reported balance
After 2017-11-06 transaction · row 1
1 source rowRow 1 · 2017-11-06 · Purchase · Acquired 1,541 · Balance 49,000 |
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | IndirectBy daughter | 1,000 |
Reported balance
After 2017-11-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-11-06 · Purchase · Acquired 1,000 · Balance 1,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2024 Filed May 3, 2024 20:46 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 5,670 | $29.42 | $166,811.40 |
DisclosureSEC source: 0001130310-24-000076 · wk-form4_1714769139.xml · nonDerivative · entry 2 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,203 Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:46 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 5,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-24-000076 · wk-form4_1714769139.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,873 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Read SEC document |
| May 08, 2023 Filed May 10, 2023 20:17 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 5,000 | $30.51 | $152,548.00 |
DisclosureSEC source: 0001130310-23-000086 · wf-form4_168374981170942.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,075 F1 · shares: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.511 to $30.50. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:25 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 5,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-23-000078 · wf-form4_168314552524916.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,075 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 21:18 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | PurchaseCommon Stock | 8,005 | $28.38 | $227,166.69 |
DisclosureSEC source: 0001130310-22-000126 · wf-form4_166802869591358.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,534 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $28.355 to $28.409. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 05, 2022 Filed May 6, 2022 20:18 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 16,347 | $31.23 | $510,575.66 |
DisclosureSEC source: 0001130310-22-000083 · wf-form4_165186828757462.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,529 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.22 to $31.27. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:53 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 5,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001130310-22-000079 · wf-form4_165169748644979.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,876 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:18 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 2,000 | $28.67 | $57,340.00 |
DisclosureSEC source: 0001130310-22-000043 · wf-form4_164703343230195.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,747 Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:17 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | SaleCommon Stock | 16,910 | $26.50 | $448,096.40 |
DisclosureSEC source: 0001209191-21-063606 · doc4.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,747 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.35 to $26.72. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 03, 2021 Filed May 4, 2021 21:18 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 6,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029960 · doc4.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,657 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:38 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | PurchaseCommon Stock | 10,000 | $19.80 | $198,000.00 |
DisclosureSEC source: 0001209191-21-017373 · doc4.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,310 Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 21:03 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | GrantCommon Stock | 8,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035013 · doc4.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,310 F1 · shares: Shares of common stock granted under the Issuer's Stock Plan for Outside Directors, as amended and restated. Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:07 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | PurchaseCommon Stock | 2,700 | $18.13 | $48,939.12 |
DisclosureSEC source: 0001209191-20-028876 · doc4.xml · nonDerivative · entry 2 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:07 UTC | CENTERPOINT ENERGY INC CNP · Entity 3178 | PurchaseCommon Stock | 300 | $18.12 | $5,436.00 |
DisclosureSEC source: 0001209191-20-028876 · doc4.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,300 Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 22:09 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value $.01 per share | 1,000 | $28.38 | $28,376.70 |
DisclosureSEC source: 0001179110-17-013888 · edgar.xml · nonDerivative · entry 2 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 1,000 Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 22:09 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value $.01 per share | 1,541 | $28.38 | $43,725.88 |
DisclosureSEC source: 0001179110-17-013888 · edgar.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,000 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:41 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 7,459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-008628 · edgar.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,459 F1 · shares: Mr. Smitherman was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2017. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2017, Mr. Smitherman received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date. F1 · price: Mr. Smitherman was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2017. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2017, Mr. Smitherman received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:37 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value $.01 per share | 20,787 | $17.75 | $368,892.34 |
DisclosureSEC source: 0001179110-17-004925 · edgar.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $17.73 to $17.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:33 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value $.01 per share | 11,750 | $16.81 | $197,517.50 |
DisclosureSEC source: 0001179110-17-004037 · edgar.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,213 Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 14:21 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 7,463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002493 · edgar.xml · nonDerivative · entry 1 Smitherman Barry T · CIK 0001698299 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,463 F1 · price: Mr. Smitherman was issued Deferred Stock Units ("DSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan on February 13, 2017. Each DSU was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On February 13, 2017, Mr. Smitherman received from NRG Energy, Inc. one such share of Common Stock in exchange for each DSU he was issued on that same date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.