person · Reporting owner
Ottensmeyer Patrick J
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GREENBRIER COMPANIES INCGBX · Entity 4790 | Director | May 14, 2024 | May 16, 2024 |
| HUNT J B TRANSPORT SERVICES INCJBHT · Entity 3196 | Director | April 25, 2024 | April 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GREENBRIER COMPANIES INC
Report date May 14, 2024 · Filed May 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,439 |
Reported balance
After 2024-05-14 transaction · row 1
1 source rowRow 1 · 2024-05-14 · Grant · Acquired 21 · Balance 16,439 |
HUNT J B TRANSPORT SERVICES INC
Report date April 25, 2024 · Filed April 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,177 |
Reported balance
After 2024-04-25 transaction · row 1
1 source rowRow 1 · 2024-04-25 · Grant · Acquired 1,862 · Balance 7,177 F1: Award of common stock as annual retainer for outside directors. Stock is restricted and must be registered or sold pursuant to Rule 144. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of common stock as annual retainer for outside directors. Stock is restricted and must be registered or sold pursuant to Rule 144.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KANSAS CITY SOUTHERN
Report date December 14, 2021 · Filed December 15, 2021
Section 16 reporting ended · disclosed 2021-12-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-12-14 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2021-07-22 · Gift · Disposed 660 · Balance 124,895 Row 2 · 2021-07-26 · Gift · Disposed 55 · Balance 124,840 Row 3 · 2021-10-07 · Gift · Disposed 12,500 · Balance 112,340 Row 4 · 2021-10-21 · Gift · Disposed 23,000 · Balance 89,340 Row 5 · 2021-12-08 · Gift · Disposed 100 · Balance 89,240 Row 6 · 2021-12-14 · Tax withholding · Disposed 5,417 · Balance 83,823 F2: These shares were withheld for taxes in connection with the vesting of restricted share awards. Pursuant to the Merger Agreement, each outstanding award of shares of Common Stock granted subject to any vesting, forfeiture or other lapse restrictions (each, a Restricted Share Award) granted prior to March 21, 2021 became fully vested and was converted into the right to receive (i) the Merger Consideration in respect of each share of Common Stock subject to such Restricted Share Award and (ii) the accrued but unpaid cash dividends corresponding to each share of Common Stock subject to such Restricted Share Award, less applicable tax withholding. All of the reporting persons Restricted Share Awards were granted before March 21, 2021. Row 7 · 2021-12-14 · Disposition to issuer · Disposed 83,823 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 15, 2021 (as amended, supplemented or otherwise modified from time to time, the Merger Agreement), by and among Canadian Pacific Railway Limited, a Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a Delaware corporation and a direct wholly owned subsidiary of CP (Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware corporation and a direct wholly owned subsidiary of Surviving Merger Sub and Kansas City Southern, a Delaware corporation (KCS), each outstanding share of KCS common stock, par value $0.01 (Common Stock), was converted into the right to receive (a) 2.884 of newly issued shares of CP common stock, without par value (such consideration, the Share Consideration) and (b) $90.00 in cash (together with the Share Consideration, the Merger Consideration). Holders of record of Common Stock will receive cash in lieu of fractional shares. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) & P/S Plan | 0 |
Reported balance
After 2021-12-14 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2021-12-14 · Disposition to issuer · Disposed 261.232 · Balance 0 F3: Includes .447 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report. F1: Pursuant to the Agreement and Plan of Merger, dated as of September 15, 2021 (as amended, supplemented or otherwise modified from time to time, the Merger Agreement), by and among Canadian Pacific Railway Limited, a Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a Delaware corporation and a direct wholly owned subsidiary of CP (Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware corporation and a direct wholly owned subsidiary of Surviving Merger Sub and Kansas City Southern, a Delaware corporation (KCS), each outstanding share of KCS common stock, par value $0.01 (Common Stock), was converted into the right to receive (a) 2.884 of newly issued shares of CP common stock, without par value (such consideration, the Share Consideration) and (b) $90.00 in cash (together with the Share Consideration, the Merger Consideration). Holders of record of Common Stock will receive cash in lieu of fractional shares. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $97.77 · Expires 2023-02-20 | Direct | 0 |
Reported balance
After 2021-12-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-12-14 · Disposition to issuer · Disposed 3,666 · Balance 0 F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.23 · Expires 2024-02-19 | Direct | 0 |
Reported balance
After 2021-12-14 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-12-14 · Disposition to issuer · Disposed 3,876 · Balance 0 F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.35 · Expires 2025-02-17 | Direct | 0 |
Reported balance
After 2021-12-14 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-12-14 · Disposition to issuer · Disposed 5,652 · Balance 0 F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.71 · Expires 2026-02-18 | Direct | 0 |
Reported balance
After 2021-12-14 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-12-14 · Disposition to issuer · Disposed 13,120 · Balance 0 F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.89 · Expires 2027-02-16 | Direct | 0 |
Reported balance
After 2021-12-14 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-12-14 · Disposition to issuer · Disposed 29,763 · Balance 0 F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $105.83 · Expires 2028-03-05 | Direct | 0 |
Reported balance
After 2021-12-14 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2021-12-14 · Disposition to issuer · Disposed 29,821 · Balance 0 F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $110.13 · Expires 2029-03-04 | Direct | 0 |
Reported balance
After 2021-12-14 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2021-12-14 · Disposition to issuer · Disposed 29,358 · Balance 0 F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $171.86 · Expires 2030-02-06 | Direct | 0 |
Reported balance
After 2021-12-14 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2021-12-14 · Disposition to issuer · Disposed 25,965 · Balance 0 F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $211.10 · Expires 2031-02-02 | Direct | 0 |
Reported balance
After 2021-12-14 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2021-12-14 · Disposition to issuer · Disposed 20,429 · Balance 0 F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of September 15, 2021 (as amended, supplemented or otherwise modified from time to time, the Merger Agreement), by and among Canadian Pacific Railway Limited, a Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a Delaware corporation and a direct wholly owned subsidiary of CP (Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware corporation and a direct wholly owned subsidiary of Surviving Merger Sub and Kansas City Southern, a Delaware corporation (KCS), each outstanding share of KCS common stock, par value $0.01 (Common Stock), was converted into the right to receive (a) 2.884 of newly issued shares of CP common stock, without par value (such consideration, the Share Consideration) and (b) $90.00 in cash (together with the Share Consideration, the Merger Consideration). Holders of record of Common Stock will receive cash in lieu of fractional shares.
F2: These shares were withheld for taxes in connection with the vesting of restricted share awards. Pursuant to the Merger Agreement, each outstanding award of shares of Common Stock granted subject to any vesting, forfeiture or other lapse restrictions (each, a Restricted Share Award) granted prior to March 21, 2021 became fully vested and was converted into the right to receive (i) the Merger Consideration in respect of each share of Common Stock subject to such Restricted Share Award and (ii) the accrued but unpaid cash dividends corresponding to each share of Common Stock subject to such Restricted Share Award, less applicable tax withholding. All of the reporting persons Restricted Share Awards were granted before March 21, 2021.
F3: Includes .447 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.
F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2024 Filed May 16, 2024 19:53 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantCommon Stock | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-24-000043 · edgardoc.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,439 Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 12:51 UTC | HUNT J B TRANSPORT SERVICES INC JBHT · Entity 3196 | GrantCommon Stock | 1,862 | $163.74 | $304,883.88 |
DisclosureSEC source: 0001562180-24-003536 · primarydocument.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,177 F1 · kind: Award of common stock as annual retainer for outside directors. Stock is restricted and must be registered or sold pursuant to Rule 144. Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 15:43 UTC | HUNT J B TRANSPORT SERVICES INC JBHT · Entity 3196 | GrantCommon Stock | 315 | $211.70 | $66,685.50 |
DisclosureSEC source: 0001562180-24-002387 · primarydocument.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,315 F1 · kind: Award of common stock as annual retainer for outside directors. Stock is restricted and must be registered or sold pursuant to Rule 144. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:11 UTC | HUNT J B TRANSPORT SERVICES INC JBHT · Entity 3196 | PurchaseCommon Stock | 5,000 | $202.99 | $1,014,950.00 |
DisclosureSEC source: 0001562180-24-002366 · primarydocument.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:37 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantCommon Stock | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-24-000022 · edgardoc.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,418 Read SEC document |
| January 05, 2024 Filed Jan 9, 2024 21:39 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantCommon Stock | 3,910 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-24-000008 · edgardoc.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,395 Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 21:40 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantCommon Stock | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-23-000073 · edgardoc.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,485 Read SEC document |
| October 30, 2023 Filed Nov 1, 2023 20:32 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | PurchaseCommon Stock | 10,000 | $33.86 | $338,579.00 |
DisclosureSEC source: 0000923120-23-000068 · edgardoc.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,466 Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 20:20 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantCommon Stock | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-23-000051 · edgardoc.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,466 Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 21:55 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantCommon Stock | 2,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000923120-23-000044 · edgardoc.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,451 Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 20,429 | Not disclosed Strike: $211.10 | Not disclosed |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · derivative · entry 17 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,429 shares Expires 2031-02-02 F4 · price: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 25,965 | Not disclosed Strike: $171.86 | Not disclosed |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · derivative · entry 16 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,965 shares Expires 2030-02-06 F4 · price: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 29,358 | Not disclosed Strike: $110.13 | Not disclosed |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · derivative · entry 15 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,358 shares Expires 2029-03-04 F4 · price: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 29,821 | Not disclosed Strike: $105.83 | Not disclosed |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · derivative · entry 14 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,821 shares Expires 2028-03-05 F4 · price: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 29,763 | Not disclosed Strike: $86.89 | Not disclosed |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · derivative · entry 13 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,763 shares Expires 2027-02-16 F4 · price: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 13,120 | Not disclosed Strike: $82.71 | Not disclosed |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · derivative · entry 12 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,120 shares Expires 2026-02-18 F4 · price: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 5,652 | Not disclosed Strike: $119.35 | Not disclosed |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · derivative · entry 11 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,652 shares Expires 2025-02-17 F4 · price: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 3,876 | Not disclosed Strike: $94.23 | Not disclosed |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · derivative · entry 10 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,876 shares Expires 2024-02-19 F4 · price: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 3,666 | Not disclosed Strike: $97.77 | Not disclosed |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · derivative · entry 9 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,666 shares Expires 2023-02-20 F4 · price: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Disposition to issuerCommon Stock | 261.232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · nonDerivative · entry 8 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) & P/S Plan Disclosed balance after: 0 F3 · shares: Includes .447 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of September 15, 2021 (as amended, supplemented or otherwise modified from time to time, the Merger Agreement), by and among Canadian Pacific Railway Limited, a Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a Delaware corporation and a direct wholly owned subsidiary of CP (Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware corporation and a direct wholly owned subsidiary of Surviving Merger Sub and Kansas City Southern, a Delaware corporation (KCS), each outstanding share of KCS common stock, par value $0.01 (Common Stock), was converted into the right to receive (a) 2.884 of newly issued shares of CP common stock, without par value (such consideration, the Share Consideration) and (b) $90.00 in cash (together with the Share Consideration, the Merger Consideration). Holders of record of Common Stock will receive cash in lieu of fractional shares. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Disposition to issuerCommon Stock | 83,823 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · nonDerivative · entry 7 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of September 15, 2021 (as amended, supplemented or otherwise modified from time to time, the Merger Agreement), by and among Canadian Pacific Railway Limited, a Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a Delaware corporation and a direct wholly owned subsidiary of CP (Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware corporation and a direct wholly owned subsidiary of Surviving Merger Sub and Kansas City Southern, a Delaware corporation (KCS), each outstanding share of KCS common stock, par value $0.01 (Common Stock), was converted into the right to receive (a) 2.884 of newly issued shares of CP common stock, without par value (such consideration, the Share Consideration) and (b) $90.00 in cash (together with the Share Consideration, the Merger Consideration). Holders of record of Common Stock will receive cash in lieu of fractional shares. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Tax withholdingCommon Stock | 5,417 | $290.71 | $1,574,776.07 |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · nonDerivative · entry 6 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,823 F2 · shares: These shares were withheld for taxes in connection with the vesting of restricted share awards. Pursuant to the Merger Agreement, each outstanding award of shares of Common Stock granted subject to any vesting, forfeiture or other lapse restrictions (each, a Restricted Share Award) granted prior to March 21, 2021 became fully vested and was converted into the right to receive (i) the Merger Consideration in respect of each share of Common Stock subject to such Restricted Share Award and (ii) the accrued but unpaid cash dividends corresponding to each share of Common Stock subject to such Restricted Share Award, less applicable tax withholding. All of the reporting persons Restricted Share Awards were granted before March 21, 2021. Read SEC document |
| December 08, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · nonDerivative · entry 5 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,240 Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 16:53 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,690 | $0.00 Strike: $66.99 | $0.00 |
DisclosureSEC source: 0000054480-21-000222 · edgar.xml · derivative · entry 4 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,690 shares Expires 2022-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 16:53 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | SaleCommon Stock | 4,690 | $301.89 | $1,415,886.61 |
DisclosureSEC source: 0000054480-21-000222 · edgar.xml · nonDerivative · entry 2 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,555 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $301.47 to $302.32. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 21, 2021 Filed Oct 22, 2021 16:53 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Exercise / conversionCommon Stock | 4,690 | $66.99 | $314,183.10 |
DisclosureSEC source: 0000054480-21-000222 · edgar.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 124 shares on June 30, 2021 through the KCS Employee Stock Purchase Plan. Read SEC document |
| October 21, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · nonDerivative · entry 4 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,340 Read SEC document |
| October 07, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · nonDerivative · entry 3 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,340 Read SEC document |
| July 26, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · nonDerivative · entry 2 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,840 Read SEC document |
| July 22, 2021 Filed Dec 15, 2021 16:44 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 660 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012931 · form4.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,895 Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 17:17 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Tax withholdingCommon Stock | 14,187 | $213.51 | $3,029,066.37 |
DisclosureSEC source: 0000054480-21-000062 · edgar.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,431 Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 17:29 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantEmployee Stock Option (Right to Buy) · Derivative | 20,429 | $0.00 Strike: $211.10 | $0.00 |
DisclosureSEC source: 0000054480-21-000038 · edgar.xml · derivative · entry 12 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,429 Underlying: Common Stock · 20,429 shares Expires 2031-02-02 F2 · derivative.exercise_date: These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 17:29 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantCommon Stock | 31,007 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-21-000038 · edgar.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,618 F1 · shares: 24,093 of these shares represent performance shares that were earned on February 3, 2021 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 26, 2021 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. F1 · balance_after: 24,093 of these shares represent performance shares that were earned on February 3, 2021 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 26, 2021 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. Read SEC document |
| December 30, 2020 Filed Jan 8, 2021 17:39 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-21-000004 · edgar.xml · nonDerivative · entry 4 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,611 Read SEC document |
| November 02, 2020 Filed Jan 8, 2021 17:39 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-21-000004 · edgar.xml · nonDerivative · entry 3 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,861 Read SEC document |
| October 27, 2020 Filed Jan 8, 2021 17:39 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-21-000004 · edgar.xml · nonDerivative · entry 2 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,886 Read SEC document |
| October 21, 2020 Filed Jan 8, 2021 17:39 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-21-000004 · edgar.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,961 F1 · balance_after: Includes 160 shares acquired on June 30, 2020 through the KCS Employee Stock Purchase Plan. Read SEC document |
| May 22, 2020 Filed May 26, 2020 18:15 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-20-000146 · edgar.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,901 Read SEC document |
| May 13, 2020 Filed May 14, 2020 17:14 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-20-000120 · edgar.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,001 Read SEC document |
| March 13, 2020 Filed Apr 2, 2020 17:05 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Tax withholdingCommon Stock | 869 | $114.55 | $99,543.95 |
DisclosureSEC source: 0000054480-20-000103 · edgar.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,221 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:25 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Tax withholdingCommon Stock | 16,302 | $152.34 | $2,483,446.68 |
DisclosureSEC source: 0000054480-20-000089 · edgar.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,090 Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 17:26 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantEmployee Stock Option (Right to Buy) · Derivative | 25,965 | $0.00 Strike: $171.86 | $0.00 |
DisclosureSEC source: 0000054480-20-000053 · edgar.xml · derivative · entry 11 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,965 Underlying: Common Stock · 25,965 shares Expires 2030-02-06 F2 · derivative.exercise_date: These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 17:26 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantCommon Stock | 8,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-20-000053 · edgar.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,392 F1 · balance_after: 27,732 of these shares represent performance shares that were earned on January 30, 2020 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2020 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 17:35 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GrantCommon Stock | 27,732 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-20-000033 · edgar.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,289 F1 · shares: 27,732 of these shares represent performance shares that were earned on January 30, 2020 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2020 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. F1 · balance_after: 27,732 of these shares represent performance shares that were earned on January 30, 2020 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2020 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company. Read SEC document |
| December 23, 2019 Filed Dec 31, 2019 12:17 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-19-000247 · edgar.xml · nonDerivative · entry 2 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,557 Read SEC document |
| December 20, 2019 Filed Dec 31, 2019 12:17 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-19-000247 · edgar.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,652 Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 17:06 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | GiftCommon Stock | 3,610 | $0.00 | $0.00 |
DisclosureSEC source: 0000054480-19-000241 · edgar.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,842 Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 17:05 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Tax withholdingCommon Stock | 8,682 | $116.96 | $1,015,446.72 |
DisclosureSEC source: 0000054480-19-000193 · edgar.xml · nonDerivative · entry 1 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,452 F1 · balance_after: Includes 259 shares acquired on June 28, 2019 through the KCS Employee Stock Purchase Plan. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 17:04 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,950 | $0.00 Strike: $52.62 | $0.00 |
DisclosureSEC source: 0000054480-19-000127 · edgar.xml · derivative · entry 6 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,950 shares Expires 2021-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options become exercisable in three equal installments beginning on the first anniversary of the date of grant. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 17:04 UTC | KANSAS CITY SOUTHERN KSU · Entity 132387 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,850 | $0.00 Strike: $35.41 | $0.00 |
DisclosureSEC source: 0000054480-19-000127 · edgar.xml · derivative · entry 5 Ottensmeyer Patrick J · CIK 0001362958 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,850 shares Expires 2020-02-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 4,567 of these options became exercisable on November 19, 2010. The second target was met and 4,567 of these options became exercisable on December 8, 2010. The third target was met and 4,566 of these options became exercisable on January 7, 2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.