TapewireFind a company

person · Reporting owner

Ottensmeyer Patrick J

Disclosed activity across 3 companies

Tapewire entity
91003
SEC CIK
0001362958

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GREENBRIER COMPANIES INCGBX · Entity 4790DirectorMay 14, 2024May 16, 2024
HUNT J B TRANSPORT SERVICES INCJBHT · Entity 3196DirectorApril 25, 2024April 29, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GREENBRIER COMPANIES INC

Report date May 14, 2024 · Filed May 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,439 Reported balance After 2024-05-14 transaction · row 1
1 source row

Row 1 · 2024-05-14 · Grant · Acquired 21 · Balance 16,439

HUNT J B TRANSPORT SERVICES INC

Report date April 25, 2024 · Filed April 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,177 Reported balance After 2024-04-25 transaction · row 1
1 source row

Row 1 · 2024-04-25 · Grant · Acquired 1,862 · Balance 7,177

F1: Award of common stock as annual retainer for outside directors. Stock is restricted and must be registered or sold pursuant to Rule 144.

Filing footnotes · ownership attribution and instrument terms

F1: Award of common stock as annual retainer for outside directors. Stock is restricted and must be registered or sold pursuant to Rule 144.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

KANSAS CITY SOUTHERN

Report date December 14, 2021 · Filed December 15, 2021

Section 16 reporting ended · disclosed 2021-12-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-12-14 transaction · row 7
7 source rows · reconciled sequence

Row 1 · 2021-07-22 · Gift · Disposed 660 · Balance 124,895

Row 2 · 2021-07-26 · Gift · Disposed 55 · Balance 124,840

Row 3 · 2021-10-07 · Gift · Disposed 12,500 · Balance 112,340

Row 4 · 2021-10-21 · Gift · Disposed 23,000 · Balance 89,340

Row 5 · 2021-12-08 · Gift · Disposed 100 · Balance 89,240

Row 6 · 2021-12-14 · Tax withholding · Disposed 5,417 · Balance 83,823

F2: These shares were withheld for taxes in connection with the vesting of restricted share awards. Pursuant to the Merger Agreement, each outstanding award of shares of Common Stock granted subject to any vesting, forfeiture or other lapse restrictions (each, a Restricted Share Award) granted prior to March 21, 2021 became fully vested and was converted into the right to receive (i) the Merger Consideration in respect of each share of Common Stock subject to such Restricted Share Award and (ii) the accrued but unpaid cash dividends corresponding to each share of Common Stock subject to such Restricted Share Award, less applicable tax withholding. All of the reporting persons Restricted Share Awards were granted before March 21, 2021.

Row 7 · 2021-12-14 · Disposition to issuer · Disposed 83,823 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 15, 2021 (as amended, supplemented or otherwise modified from time to time, the Merger Agreement), by and among Canadian Pacific Railway Limited, a Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a Delaware corporation and a direct wholly owned subsidiary of CP (Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware corporation and a direct wholly owned subsidiary of Surviving Merger Sub and Kansas City Southern, a Delaware corporation (KCS), each outstanding share of KCS common stock, par value $0.01 (Common Stock), was converted into the right to receive (a) 2.884 of newly issued shares of CP common stock, without par value (such consideration, the Share Consideration) and (b) $90.00 in cash (together with the Share Consideration, the Merger Consideration). Holders of record of Common Stock will receive cash in lieu of fractional shares.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) & P/S Plan0 Reported balance After 2021-12-14 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2021-12-14 · Disposition to issuer · Disposed 261.232 · Balance 0

F3: Includes .447 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 15, 2021 (as amended, supplemented or otherwise modified from time to time, the Merger Agreement), by and among Canadian Pacific Railway Limited, a Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a Delaware corporation and a direct wholly owned subsidiary of CP (Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware corporation and a direct wholly owned subsidiary of Surviving Merger Sub and Kansas City Southern, a Delaware corporation (KCS), each outstanding share of KCS common stock, par value $0.01 (Common Stock), was converted into the right to receive (a) 2.884 of newly issued shares of CP common stock, without par value (such consideration, the Share Consideration) and (b) $90.00 in cash (together with the Share Consideration, the Merger Consideration). Holders of record of Common Stock will receive cash in lieu of fractional shares.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $97.77 · Expires 2023-02-20Direct0 Reported balance After 2021-12-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-12-14 · Disposition to issuer · Disposed 3,666 · Balance 0

F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.23 · Expires 2024-02-19Direct0 Reported balance After 2021-12-14 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-12-14 · Disposition to issuer · Disposed 3,876 · Balance 0

F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.35 · Expires 2025-02-17Direct0 Reported balance After 2021-12-14 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-12-14 · Disposition to issuer · Disposed 5,652 · Balance 0

F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.71 · Expires 2026-02-18Direct0 Reported balance After 2021-12-14 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2021-12-14 · Disposition to issuer · Disposed 13,120 · Balance 0

F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.89 · Expires 2027-02-16Direct0 Reported balance After 2021-12-14 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2021-12-14 · Disposition to issuer · Disposed 29,763 · Balance 0

F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $105.83 · Expires 2028-03-05Direct0 Reported balance After 2021-12-14 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2021-12-14 · Disposition to issuer · Disposed 29,821 · Balance 0

F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $110.13 · Expires 2029-03-04Direct0 Reported balance After 2021-12-14 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2021-12-14 · Disposition to issuer · Disposed 29,358 · Balance 0

F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $171.86 · Expires 2030-02-06Direct0 Reported balance After 2021-12-14 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2021-12-14 · Disposition to issuer · Disposed 25,965 · Balance 0

F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $211.10 · Expires 2031-02-02Direct0 Reported balance After 2021-12-14 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2021-12-14 · Disposition to issuer · Disposed 20,429 · Balance 0

F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 15, 2021 (as amended, supplemented or otherwise modified from time to time, the Merger Agreement), by and among Canadian Pacific Railway Limited, a Canadian corporation (CP), Cygnus Merger Sub 1 Corporation, a Delaware corporation and a direct wholly owned subsidiary of CP (Surviving Merger Sub), Cygnus Merger Sub 2 Corporation, a Delaware corporation and a direct wholly owned subsidiary of Surviving Merger Sub and Kansas City Southern, a Delaware corporation (KCS), each outstanding share of KCS common stock, par value $0.01 (Common Stock), was converted into the right to receive (a) 2.884 of newly issued shares of CP common stock, without par value (such consideration, the Share Consideration) and (b) $90.00 in cash (together with the Share Consideration, the Merger Consideration). Holders of record of Common Stock will receive cash in lieu of fractional shares.

F2: These shares were withheld for taxes in connection with the vesting of restricted share awards. Pursuant to the Merger Agreement, each outstanding award of shares of Common Stock granted subject to any vesting, forfeiture or other lapse restrictions (each, a Restricted Share Award) granted prior to March 21, 2021 became fully vested and was converted into the right to receive (i) the Merger Consideration in respect of each share of Common Stock subject to such Restricted Share Award and (ii) the accrued but unpaid cash dividends corresponding to each share of Common Stock subject to such Restricted Share Award, less applicable tax withholding. All of the reporting persons Restricted Share Awards were granted before March 21, 2021.

F3: Includes .447 shares acquired under the KCS 401(k) and Profit Sharing Plan since the date of the reporting person's last ownership report.

F4: Pursuant to the Merger Agreement, each outstanding KCS stock option, whether vested or unvested, became fully vested and was converted into the right to receive an amount of cash equal to (i) the excess, if any of (A) the value of the Merger Consideration ($301.20) over (B) the per share exercise price of such option multiplied by (ii) the total number of shares of KCS common stock subject to such option, less applicable tax withholding.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 18, 2019 Filed Apr 22, 2019 17:04 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 SaleCommon Stock 13,800 $124.48 $1,717,760.52
Disclosure

SEC source: 0000054480-19-000127 · edgar.xml · nonDerivative · entry 3

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,875

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $124.3200 to $124.7500. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 17:04 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Exercise / conversionCommon Stock 6,950 $52.62 $365,709.00
Disclosure

SEC source: 0000054480-19-000127 · edgar.xml · nonDerivative · entry 2

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 17:04 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Exercise / conversionCommon Stock 6,850 $35.41 $242,558.50
Disclosure

SEC source: 0000054480-19-000127 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 17:05 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Tax withholdingCommon Stock 868 $116.14 $100,809.52
Disclosure

SEC source: 0000054480-19-000115 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,875

Read SEC document
March 05, 2019 Filed Mar 7, 2019 17:23 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantEmployee Stock Option (Right to Buy) · Derivative 29,358 $0.00 Strike: $110.13 $0.00
Disclosure

SEC source: 0000054480-19-000098 · edgar.xml · derivative · entry 12

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,358

Underlying: Common Stock · 29,358 shares

Expires 2029-03-04

F2 · derivative.exercise_date: These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 17:23 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantCommon Stock 7,723 $0.00 $0.00
Disclosure

SEC source: 0000054480-19-000098 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,743

Read SEC document
February 28, 2019 Filed Mar 1, 2019 17:06 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Tax withholdingCommon Stock 774 $108.64 $84,087.36
Disclosure

SEC source: 0000054480-19-000080 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,020

Read SEC document
February 22, 2019 Filed Feb 25, 2019 17:59 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Tax withholdingCommon Stock 9,026 $111.75 $1,008,655.50
Disclosure

SEC source: 0000054480-19-000070 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,794

Read SEC document
February 08, 2019 Filed Feb 11, 2019 17:30 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantCommon Stock 1,782 $0.00 $0.00
Disclosure

SEC source: 0000054480-19-000048 · edgar.xml · nonDerivative · entry 3

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,820

F1 · balance_after: 14,582 of these shares represent performance shares that were earned on Janaury 30, 2019 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 22, 2019 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 17:30 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GiftCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0000054480-19-000048 · edgar.xml · nonDerivative · entry 2

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,038

F1 · balance_after: 14,582 of these shares represent performance shares that were earned on Janaury 30, 2019 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 22, 2019 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.

Read SEC document
February 05, 2019 Filed Feb 11, 2019 17:30 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GiftCommon Stock 1,540 $0.00 $0.00
Disclosure

SEC source: 0000054480-19-000048 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,178

F1 · balance_after: 14,582 of these shares represent performance shares that were earned on Janaury 30, 2019 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 22, 2019 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 18:02 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantCommon Stock 14,582 $0.00 $0.00
Disclosure

SEC source: 0000054480-19-000026 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,718

F1 · shares: 14,582 of these shares represent performance shares that were earned on January 30, 2019 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 22, 2019 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.

F1 · balance_after: 14,582 of these shares represent performance shares that were earned on January 30, 2019 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 22, 2019 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.

F2 · balance_after: Includes 233 shares acquired on December 31, 2018 through the KCS Employee Stock Purchase Plan.

Read SEC document
August 23, 2018 Filed Dec 31, 2018 14:05 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0000054480-18-000207 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,903

Read SEC document
August 14, 2018 Filed Aug 15, 2018 17:46 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Tax withholdingCommon Stock 4,400 $112.36 $494,384.00
Disclosure

SEC source: 0000054480-18-000182 · edgar.xml · nonDerivative · entry 2

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,953

Read SEC document
June 04, 2018 Filed Aug 15, 2018 17:46 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GiftCommon Stock 1,620 $0.00 $0.00
Disclosure

SEC source: 0000054480-18-000182 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,353

Read SEC document
March 29, 2018 Filed Apr 2, 2018 18:00 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Tax withholdingCommon Stock 928 $107.59 $99,843.52
Disclosure

SEC source: 0000054480-18-000126 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,973

Read SEC document
March 06, 2018 Filed Mar 8, 2018 17:10 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantEmployee Stock Option (Right to Buy) · Derivative 29,821 $0.00 Strike: $105.83 $0.00
Disclosure

SEC source: 0000054480-18-000109 · edgar.xml · derivative · entry 12

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,821

Underlying: Common Stock · 29,821 shares

Expires 2028-03-05

F2 · derivative.exercise_date: These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 17:10 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantCommon Stock 8,036 $0.00 $0.00
Disclosure

SEC source: 0000054480-18-000109 · edgar.xml · nonDerivative · entry 2

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,901

Read SEC document
March 06, 2018 Filed Mar 8, 2018 17:10 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Tax withholdingCommon Stock 1,295 $104.57 $135,418.15
Disclosure

SEC source: 0000054480-18-000109 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,865

Read SEC document
February 28, 2018 Filed Mar 1, 2018 18:47 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Tax withholdingCommon Stock 1,332 $105.85 $140,992.20
Disclosure

SEC source: 0000054480-18-000095 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,160

Read SEC document
February 23, 2018 Filed Feb 26, 2018 20:03 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Tax withholdingCommon Stock 946 $107.17 $101,382.82
Disclosure

SEC source: 0000054480-18-000087 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,492

Read SEC document
February 14, 2018 Filed Feb 15, 2018 17:33 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantCommon Stock 2,873 $0.00 $0.00
Disclosure

SEC source: 0000054480-18-000074 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,438

F1 · balance_after: 168 of these shares represent performance shares that were earned on January 23, 2018 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 23, 2018 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 18:49 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantCommon Stock 168 $0.00 $0.00
Disclosure

SEC source: 0000054480-18-000034 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,565

F1 · shares: 168 of these shares represent performance shares that were earned on January 23, 2018 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 23, 2018 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.

F1 · balance_after: 168 of these shares represent performance shares that were earned on January 23, 2018 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 23, 2018 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.

Read SEC document
December 26, 2017 Filed Jan 8, 2018 18:01 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000054480-18-000010 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,397

Read SEC document
July 07, 2017 Filed Jul 10, 2017 17:09 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Tax withholdingCommon Stock 1,190 $103.11 $122,700.90
Disclosure

SEC source: 0000054480-17-000135 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,897

Read SEC document
March 31, 2017 Filed Apr 3, 2017 17:47 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Tax withholdingCommon Stock 979 $87.00 $85,173.00
Disclosure

SEC source: 0000054480-17-000071 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,087

Read SEC document
February 28, 2017 Filed Mar 1, 2017 16:49 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Tax withholdingCommon Stock 2,105 $88.42 $186,124.10
Disclosure

SEC source: 0000054480-17-000057 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,066

Read SEC document
February 24, 2017 Filed Feb 27, 2017 17:28 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 Tax withholdingCommon Stock 639 $87.41 $55,854.99
Disclosure

SEC source: 0000054480-17-000047 · edgar.xml · nonDerivative · entry 2

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,171

F1 · balance_after: 3,152 of these shares represent performance shares that were earned on February 17, 2017 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2017 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.

Read SEC document
February 21, 2017 Filed Feb 27, 2017 17:28 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GiftCommon Stock 1,395 $0.00 $0.00
Disclosure

SEC source: 0000054480-17-000047 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,810

F1 · balance_after: 3,152 of these shares represent performance shares that were earned on February 17, 2017 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2017 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 17:28 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantEmployee Stock Option (Right to Buy) · Derivative 29,763 $0.00 Strike: $86.89 $0.00
Disclosure

SEC source: 0000054480-17-000031 · edgar.xml · derivative · entry 10

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,763

Underlying: Common Stock · 29,763 shares

Expires 2027-02-16

F4 · derivative.exercise_date: These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 17:28 UTC KANSAS CITY SOUTHERN KSU · Entity 132387 GrantCommon Stock 13,977 $0.00 $0.00
Disclosure

SEC source: 0000054480-17-000031 · edgar.xml · nonDerivative · entry 1

Ottensmeyer Patrick J · CIK 0001362958 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,205

F1 · shares: 3,152 of these shares represent performance shares that were earned on February 17, 2017 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2017 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.

F1 · balance_after: 3,152 of these shares represent performance shares that were earned on February 17, 2017 when the KCS Compensation and Organization Committee determined that the performance goals were met. These performance shares will not vest until February 28, 2017 contingent upon continued employment by the reporting person through that date. Until these shares vest, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.