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Harms Christopher

Disclosed activity across 2 companies

Tapewire entity
90886
SEC CIK
0001720216

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Amplitude, Inc.AMPL · Entity 4566Chief Financial OfficerMay 15, 2024May 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amplitude, Inc.

Report date May 15, 2024 · Filed May 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect833,853 Reported balance After 2024-05-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-05-15 · Tax withholding · Disposed 32,064 · Balance 833,853

F1: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on May 15, 2024, from the vesting of RSUs, and does not represent a sale by the reporting person.

F2: Includes 691,846 RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on May 15, 2024, from the vesting of RSUs, and does not represent a sale by the reporting person.

F2: Includes 691,846 RSUs.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FORESCOUT TECHNOLOGIES, INC

Report date August 17, 2020 · Filed August 17, 2020

Section 16 reporting ended · disclosed 2020-08-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-08-17 transaction · row 1
1 source row

Row 1 · 2020-08-17 · Disposition to issuer · Disposed 109,426 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020.

F2: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-08-17 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-08-17 · Disposition to issuer · Disposed 109,962 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020.

F3: The shares are held of record by the Harms Family Trust dated April 20, 2006 for which the Reporting Person serves as a trustee.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.88Direct0 Reported balance After 2020-08-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-08-17 · Disposition to issuer · Disposed 22,212 · Balance 0

F4: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020.

F2: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer.

F3: The shares are held of record by the Harms Family Trust dated April 20, 2006 for which the Reporting Person serves as a trustee.

F4: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2018 Filed Mar 22, 2018 17:25 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 46,169 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001209191-18-021288 · doc4.xml · derivative · entry 3

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,054

Underlying: Common Stock · 46,169 shares

Expires 2023-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 17:25 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionCommon Stock 46,169 $2.18 $100,648.42
Disclosure

SEC source: 0001209191-18-021288 · doc4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Mar 8, 2018 19:44 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 GrantRestricted Stock Units · Derivative 9,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018332 · doc4.xml · derivative · entry 2

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,699

Underlying: Common Stock · 9,699 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs vest in two equal annual installments beginning on February 15, 2019.

F3 · derivative.expiration_date: The RSUs vest in two equal annual installments beginning on February 15, 2019.

Read SEC document
February 15, 2018 Filed Mar 8, 2018 19:44 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 GrantRestricted Stock Units · Derivative 64,664 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018332 · doc4.xml · derivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,664

Underlying: Common Stock · 64,664 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs vest in four equal annual installments beginning on February 15, 2019.

F2 · derivative.expiration_date: The RSUs vest in four equal annual installments beginning on February 15, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.