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Harms Christopher

Disclosed activity across 2 companies

Tapewire entity
90886
SEC CIK
0001720216

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Amplitude, Inc.AMPL · Entity 4566Chief Financial OfficerMay 15, 2024May 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amplitude, Inc.

Report date May 15, 2024 · Filed May 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect833,853 Reported balance After 2024-05-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-05-15 · Tax withholding · Disposed 32,064 · Balance 833,853

F1: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on May 15, 2024, from the vesting of RSUs, and does not represent a sale by the reporting person.

F2: Includes 691,846 RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on May 15, 2024, from the vesting of RSUs, and does not represent a sale by the reporting person.

F2: Includes 691,846 RSUs.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FORESCOUT TECHNOLOGIES, INC

Report date August 17, 2020 · Filed August 17, 2020

Section 16 reporting ended · disclosed 2020-08-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-08-17 transaction · row 1
1 source row

Row 1 · 2020-08-17 · Disposition to issuer · Disposed 109,426 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020.

F2: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer.

Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2020-08-17 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-08-17 · Disposition to issuer · Disposed 109,962 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020.

F3: The shares are held of record by the Harms Family Trust dated April 20, 2006 for which the Reporting Person serves as a trustee.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.88Direct0 Reported balance After 2020-08-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-08-17 · Disposition to issuer · Disposed 22,212 · Balance 0

F4: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020.

F2: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer.

F3: The shares are held of record by the Harms Family Trust dated April 20, 2006 for which the Reporting Person serves as a trustee.

F4: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2024 Filed May 17, 2024 21:21 UTC Amplitude, Inc. AMPL · Entity 4566 Tax withholdingClass A Common Stock 32,064 $9.49 $304,287.36
Disclosure

SEC source: 0001562180-24-004171 · primarydocument.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833,853

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on May 15, 2024, from the vesting of RSUs, and does not represent a sale by the reporting person.

F2 · balance_after: Includes 691,846 RSUs.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 20:21 UTC Amplitude, Inc. AMPL · Entity 4566 GrantClass A Common Stock 275,624 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003427 · primarydocument.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 865,917

F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in twelve substantially equal quarterly installments beginning on February 15, 2024, subject to the continued service of the reporting person through each vesting date.

F2 · balance_after: Includes 764,294 RSUs.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:59 UTC Amplitude, Inc. AMPL · Entity 4566 Tax withholdingClass A Common Stock 18,040 $14.26 $257,250.40
Disclosure

SEC source: 0001562180-24-001393 · primarydocument.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590,293

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on February 15, 2024, from the vesting of restricted stock units ("RSUs"), and does not represent a sale by the reporting person.

F2 · balance_after: Includes 488,670 RSUs.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:36 UTC Amplitude, Inc. AMPL · Entity 4566 Tax withholdingClass A Common Stock 20,878 $10.76 $224,647.28
Disclosure

SEC source: 0001562180-23-007758 · primarydocument.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,333

F1 · shares: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on November 15, 2023, from the vesting of restricted stock units ("RSUs"), and does not represent a sale by the reporting person.

F2 · balance_after: Includes 538,149 RSUs.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:03 UTC Amplitude, Inc. AMPL · Entity 4566 GrantEmployee Stock Option (Right to Buy) · Derivative 143,788 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001610717-23-000231 · form4.xml · derivative · entry 3

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,788

Underlying: Class A Common Stock · 143,788 shares

Expires 2033-08-14

F5 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from August 15, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the continued service of the reporting person through each vesting date.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:03 UTC Amplitude, Inc. AMPL · Entity 4566 Tax withholdingClass A Common Stock 11,759 $11.37 $133,699.83
Disclosure

SEC source: 0001610717-23-000231 · form4.xml · nonDerivative · entry 2

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 629,211

F3 · shares: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on August 15, 2023, from the vesting of RSUs, and does not represent a sale by the reporting person.

F4 · balance_after: Includes 587,626 RSUs.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 00:03 UTC Amplitude, Inc. AMPL · Entity 4566 GrantClass A Common Stock 247,579 $0.00 $0.00
Disclosure

SEC source: 0001610717-23-000231 · form4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 640,970

F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in sixteen substantially equal quarterly installments beginning on November 15, 2023, subject to the continued service of the reporting person through each vesting date.

F2 · balance_after: Includes 621,631 RSUs.

Read SEC document
May 18, 2023 Filed May 19, 2023 20:16 UTC Amplitude, Inc. AMPL · Entity 4566 SaleClass A Common Stock 14,666 $9.11 $133,667.39
Disclosure

SEC source: 0001562180-23-004285 · primarydocument.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,391

F1 · kind: Pursuant to a mandatory sell-to-cover provision under the Issuer's 2021 Incentive Award Plan, the shares were sold upon the vesting of restricted stock units ("RSUs") solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.87 to $9.40, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 374,052 RSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:21 UTC Amplitude, Inc. AMPL · Entity 4566 GrantEmployee Stock Option (Right to Buy) · Derivative 241,819 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001562180-23-002924 · primarydocument.xml · derivative · entry 2

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,819

Underlying: Class A Common Stock · 241,819 shares

Expires 2033-03-14

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from February 15, 2023 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date, subject to the continued service of the reporting person through each vesting date.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:21 UTC Amplitude, Inc. AMPL · Entity 4566 GrantClass A Common Stock 408,057 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002924 · primarydocument.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,057

F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock. The RSUs vest in twelve substantially equal quarterly installments beginning on May 15, 2023, subject to the continued service of the reporting person through each vesting date.

F2 · balance_after: Consists of 408,057 RSUs.

Read SEC document
August 17, 2020 Filed Aug 17, 2020 21:00 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 22,212 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001209191-20-047059 · doc4.xml · derivative · entry 3

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,212 shares

Expires not disclosed

F4 · derivative.exercise_date: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement.

F4 · derivative.expiration_date: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement.

Read SEC document
August 17, 2020 Filed Aug 17, 2020 21:00 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Disposition to issuerCommon Stock 109,962 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047059 · doc4.xml · nonDerivative · entry 2

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020.

F3 · ownership.nature: The shares are held of record by the Harms Family Trust dated April 20, 2006 for which the Reporting Person serves as a trustee.

Read SEC document
August 17, 2020 Filed Aug 17, 2020 21:00 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Disposition to issuerCommon Stock 109,426 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-047059 · doc4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020.

F2 · price: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer.

Read SEC document
May 15, 2020 Filed May 19, 2020 19:35 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Tax withholdingCommon Stock 8,184 $22.57 $184,712.88
Disclosure

SEC source: 0001209191-20-030723 · doc4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,426

F1 · shares: These shares were withheld by the Issuer in order to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 15, 2020 Filed Apr 15, 2020 18:26 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 5,460 $32.02 $174,823.74
Disclosure

SEC source: 0001209191-20-024532 · doc4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,610

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $31.79 to $32.16 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 16, 2020 Filed Mar 16, 2020 20:02 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 400 $29.07 $11,629.20
Disclosure

SEC source: 0001209191-20-019415 · doc4.xml · nonDerivative · entry 4

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,570

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $29.00 to $29.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 16, 2020 Filed Mar 16, 2020 20:02 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 1,588 $27.83 $44,192.45
Disclosure

SEC source: 0001209191-20-019415 · doc4.xml · nonDerivative · entry 3

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,970

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $27.51 to $28.32 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 16, 2020 Filed Mar 16, 2020 20:02 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 3,213 $26.91 $86,445.77
Disclosure

SEC source: 0001209191-20-019415 · doc4.xml · nonDerivative · entry 2

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,558

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.51 to $27.49 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 16, 2020 Filed Mar 16, 2020 20:02 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 658 $25.87 $17,019.83
Disclosure

SEC source: 0001209191-20-019415 · doc4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,771

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.21 to $26.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 15, 2020 Filed Mar 16, 2020 16:08 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Tax withholdingCommon Stock 2,405 $31.14 $74,891.70
Disclosure

SEC source: 0001209191-20-019238 · doc4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,429

F1 · shares: These shares were withheld by the Issuer in order to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 16:45 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 6,451 $32.98 $212,773.33
Disclosure

SEC source: 0001209191-20-010583 · doc4.xml · nonDerivative · entry 3

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,834

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $32.955 to $33.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 16:45 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Tax withholdingCommon Stock 10,967 $32.98 $361,691.66
Disclosure

SEC source: 0001209191-20-010583 · doc4.xml · nonDerivative · entry 2

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,285

F2 · shares: These shares were withheld by the Issuer in order to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 16:45 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 GrantCommon Stock 2,499 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010583 · doc4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,252

F1 · shares: Each share was a performance-based restricted stock unit ("PSU") from a PSU award granted to the Reporting Person on May 15, 2019. The Reporting Person acquired the shares based on the certified achievement of certain non-stock price performance objectives.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:19 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,815 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001209191-20-003967 · doc4.xml · derivative · entry 5

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,212

Underlying: Common Stock · 9,815 shares

Expires 2025-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:19 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 1,900 $34.31 $65,192.80
Disclosure

SEC source: 0001209191-20-003967 · doc4.xml · nonDerivative · entry 3

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,753

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $34.04 to $34.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:19 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 7,915 $33.68 $266,561.37
Disclosure

SEC source: 0001209191-20-003967 · doc4.xml · nonDerivative · entry 2

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,653

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $33.04 to $34.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:19 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionCommon Stock 9,815 $9.88 $96,972.20
Disclosure

SEC source: 0001209191-20-003967 · doc4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 13, 2019 20:19 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,815 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001209191-19-060533 · doc4.xml · derivative · entry 5

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,027

Underlying: Common Stock · 9,815 shares

Expires 2025-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 13, 2019 Filed Dec 13, 2019 20:19 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 500 $35.19 $17,594.00
Disclosure

SEC source: 0001209191-19-060533 · doc4.xml · nonDerivative · entry 3

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,753

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $35.07 to $35.32 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 13, 2019 Filed Dec 13, 2019 20:19 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 9,315 $34.54 $321,768.05
Disclosure

SEC source: 0001209191-19-060533 · doc4.xml · nonDerivative · entry 2

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,253

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $34.03 to $34.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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December 13, 2019 Filed Dec 13, 2019 20:19 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionCommon Stock 9,815 $9.88 $96,972.20
Disclosure

SEC source: 0001209191-19-060533 · doc4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.

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November 15, 2019 Filed Nov 15, 2019 20:03 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,815 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001209191-19-056838 · doc4.xml · derivative · entry 5

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,842

Underlying: Common Stock · 9,815 shares

Expires 2025-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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November 15, 2019 Filed Nov 15, 2019 20:03 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 2,135 $34.09 $72,780.02
Disclosure

SEC source: 0001209191-19-056838 · doc4.xml · nonDerivative · entry 3

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,629

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $33.96 to $34.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 15, 2019 Filed Nov 15, 2019 20:03 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 7,680 $33.41 $256,573.44
Disclosure

SEC source: 0001209191-19-056838 · doc4.xml · nonDerivative · entry 2

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,764

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $32.96 to $33.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 15, 2019 Filed Nov 15, 2019 20:03 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionCommon Stock 9,815 $9.88 $96,972.20
Disclosure

SEC source: 0001209191-19-056838 · doc4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 18:57 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,815 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001209191-19-053319 · doc4.xml · derivative · entry 5

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,657

Underlying: Common Stock · 9,815 shares

Expires 2025-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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October 15, 2019 Filed Oct 16, 2019 18:57 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 5,433 $26.08 $141,681.77
Disclosure

SEC source: 0001209191-19-053319 · doc4.xml · nonDerivative · entry 3

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,629

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.00 to $26.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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October 15, 2019 Filed Oct 16, 2019 18:57 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 4,382 $25.56 $112,017.07
Disclosure

SEC source: 0001209191-19-053319 · doc4.xml · nonDerivative · entry 2

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,062

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.00 to $25.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 18:57 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionCommon Stock 9,815 $9.88 $96,972.20
Disclosure

SEC source: 0001209191-19-053319 · doc4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 19:07 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,815 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001209191-19-049540 · doc4.xml · derivative · entry 4

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,472

Underlying: Common Stock · 9,815 shares

Expires 2025-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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September 13, 2019 Filed Sep 13, 2019 19:07 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 9,815 $36.16 $354,900.59
Disclosure

SEC source: 0001209191-19-049540 · doc4.xml · nonDerivative · entry 2

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,629

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $35.68 to $36.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 19:07 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionCommon Stock 9,815 $9.88 $96,972.20
Disclosure

SEC source: 0001209191-19-049540 · doc4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2019 Filed Aug 16, 2019 19:53 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,894 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001209191-19-046419 · doc4.xml · derivative · entry 7

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,287

Underlying: Common Stock · 1,894 shares

Expires 2025-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
August 16, 2019 Filed Aug 16, 2019 19:53 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,608 $0.00 Strike: $7.04 $0.00
Disclosure

SEC source: 0001209191-19-046419 · doc4.xml · derivative · entry 6

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,608 shares

Expires 2024-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
August 16, 2019 Filed Aug 16, 2019 19:53 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 7,676 $36.35 $279,037.95
Disclosure

SEC source: 0001209191-19-046419 · doc4.xml · nonDerivative · entry 4

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,629

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $35.94 to $36.77 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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August 16, 2019 Filed Aug 16, 2019 19:53 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionCommon Stock 1,894 $9.88 $18,712.72
Disclosure

SEC source: 0001209191-19-046419 · doc4.xml · nonDerivative · entry 3

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2019 Filed Aug 16, 2019 19:53 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionCommon Stock 3,608 $7.04 $25,400.32
Disclosure

SEC source: 0001209191-19-046419 · doc4.xml · nonDerivative · entry 2

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 19:53 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Tax withholdingCommon Stock 2,138 $36.44 $77,908.72
Disclosure

SEC source: 0001209191-19-046419 · doc4.xml · nonDerivative · entry 1

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,803

F1 · shares: These shares were withheld by the Issuer in order to cover tax withholding obligations in connection with the vesting of Restricted Stock Units.

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July 15, 2019 Filed Jul 16, 2019 16:42 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,856 $0.00 Strike: $7.04 $0.00
Disclosure

SEC source: 0001209191-19-042172 · doc4.xml · derivative · entry 4

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,608

Underlying: Common Stock · 7,856 shares

Expires 2024-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 16:42 UTC FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 SaleCommon Stock 8,945 $37.89 $338,943.94
Disclosure

SEC source: 0001209191-19-042172 · doc4.xml · nonDerivative · entry 2

Harms Christopher · CIK 0001720216 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,941

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $37.45 to $38.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.