Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amplitude, Inc.AMPL · Entity 4566 | Chief Financial Officer | May 15, 2024 | May 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amplitude, Inc.
Report date May 15, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 833,853 |
Reported balance
After 2024-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-15 · Tax withholding · Disposed 32,064 · Balance 833,853 F1: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on May 15, 2024, from the vesting of RSUs, and does not represent a sale by the reporting person. F2: Includes 691,846 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's Class A Common Stock withheld by the Issuer solely to satisfy tax withholding obligations in connection with the net issuance of shares of the Issuer's Class A Common Stock delivered to the reporting person on May 15, 2024, from the vesting of RSUs, and does not represent a sale by the reporting person.
F2: Includes 691,846 RSUs.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FORESCOUT TECHNOLOGIES, INC
Report date August 17, 2020 · Filed August 17, 2020
Section 16 reporting ended · disclosed 2020-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-08-17 transaction · row 1
1 source rowRow 1 · 2020-08-17 · Disposition to issuer · Disposed 109,426 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020. F2: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-08-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-08-17 · Disposition to issuer · Disposed 109,962 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020. F3: The shares are held of record by the Harms Family Trust dated April 20, 2006 for which the Reporting Person serves as a trustee. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.88 | Direct | 0 |
Reported balance
After 2020-08-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-08-17 · Disposition to issuer · Disposed 22,212 · Balance 0 F4: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020.
F2: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive Common Stock shares of the Issuer.
F3: The shares are held of record by the Harms Family Trust dated April 20, 2006 for which the Reporting Person serves as a trustee.
F4: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 15, 2019 Filed Jul 16, 2019 16:42 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 7,856 | $7.04 | $55,306.24 |
DisclosureSEC source: 0001209191-19-042172 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 18:06 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 4,898 | $32.55 | $159,420.10 |
DisclosureSEC source: 0001209191-19-037263 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,030 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $31.94 to $32.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 16, 2019 Filed May 17, 2019 17:10 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 4,198 | $35.57 | $149,314.46 |
DisclosureSEC source: 0001209191-19-031028 · doc4.xml · nonDerivative · entry 3 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,084 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $35.36 to $35.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 16, 2019 Filed May 17, 2019 17:10 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 700 | $34.96 | $24,472.00 |
DisclosureSEC source: 0001209191-19-031028 · doc4.xml · nonDerivative · entry 2 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,282 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $34.31 to $35.23 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 15, 2019 Filed May 17, 2019 17:10 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Tax withholdingCommon Stock | 10,704 | $34.80 | $372,499.20 |
DisclosureSEC source: 0001209191-19-031028 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,982 F1 · shares: These shares were withheld by the Issuer in order to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 19:47 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,856 | $0.00 Strike: $7.04 | $0.00 |
DisclosureSEC source: 0001209191-19-024535 · doc4.xml · derivative · entry 4 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,464 Underlying: Common Stock · 2,856 shares Expires 2024-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 19:47 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 6,239 | $41.41 | $258,363.23 |
DisclosureSEC source: 0001209191-19-024535 · doc4.xml · nonDerivative · entry 2 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,686 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $40.80 to $41.77 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 19:47 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 2,856 | $7.04 | $20,106.24 |
DisclosureSEC source: 0001209191-19-024535 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 17:17 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 5,182 | $42.45 | $219,965.54 |
DisclosureSEC source: 0001209191-19-018882 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,069 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $42.24 to $42.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 20:06 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 5,182 | $38.65 | $200,263.57 |
DisclosureSEC source: 0001209191-19-012800 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,251 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $38.14 to $39.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: This total includes 126,738 shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs"). These RSUs were previously reported in Table II of the Reporting Person's Form 4 reports. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 20:11 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionRestricted Stock Units · Derivative | 4,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011370 · doc4.xml · derivative · entry 6 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,849 Underlying: Common Stock · 4,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vest in two equal annual installments beginning on February 15, 2019. F5 · derivative.expiration_date: The RSUs vest in two equal annual installments beginning on February 15, 2019. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 20:11 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionRestricted Stock Units · Derivative | 16,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011370 · doc4.xml · derivative · entry 5 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,498 Underlying: Common Stock · 16,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vest in four equal annual installments beginning on February 15, 2019. F4 · derivative.expiration_date: The RSUs vest in four equal annual installments beginning on February 15, 2019. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 20:11 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | GrantCommon Stock | 41,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011370 · doc4.xml · nonDerivative · entry 4 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,695 F3 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in four equal annual installments beginning on February 15, 2020. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 20:11 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Tax withholdingCommon Stock | 7,269 | $38.05 | $276,585.45 |
DisclosureSEC source: 0001209191-19-011370 · doc4.xml · nonDerivative · entry 3 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,825 F2 · shares: These shares were withheld by the Issuer in order to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 20:11 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 4,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-011370 · doc4.xml · nonDerivative · entry 2 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 20:11 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 16,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-011370 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| January 11, 2019 Filed Jan 11, 2019 20:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,475 | $0.00 Strike: $7.04 | $0.00 |
DisclosureSEC source: 0001209191-19-003482 · doc4.xml · derivative · entry 6 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,320 Underlying: Common Stock · 6,475 shares Expires 2024-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| January 11, 2019 Filed Jan 11, 2019 20:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,482 | $0.00 Strike: $2.18 | $0.00 |
DisclosureSEC source: 0001209191-19-003482 · doc4.xml · derivative · entry 5 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,482 shares Expires 2023-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| January 11, 2019 Filed Jan 11, 2019 20:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 7,957 | $26.36 | $209,706.74 |
DisclosureSEC source: 0001209191-19-003482 · doc4.xml · nonDerivative · entry 3 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.10 to $26.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| January 11, 2019 Filed Jan 11, 2019 20:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 6,475 | $7.04 | $45,584.00 |
DisclosureSEC source: 0001209191-19-003482 · doc4.xml · nonDerivative · entry 2 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2019 Filed Jan 11, 2019 20:08 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 1,482 | $2.18 | $3,230.76 |
DisclosureSEC source: 0001209191-19-003482 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 16:27 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,957 | $0.00 Strike: $2.18 | $0.00 |
DisclosureSEC source: 0001209191-18-062446 · doc4.xml · derivative · entry 5 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,482 Underlying: Common Stock · 7,957 shares Expires 2023-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 16:27 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 200 | $27.08 | $5,416.00 |
DisclosureSEC source: 0001209191-18-062446 · doc4.xml · nonDerivative · entry 3 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.92 to $27.24 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 16:27 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 7,757 | $26.28 | $203,846.20 |
DisclosureSEC source: 0001209191-18-062446 · doc4.xml · nonDerivative · entry 2 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,803 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.82 to $26.73 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 16:27 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 7,957 | $2.18 | $17,346.26 |
DisclosureSEC source: 0001209191-18-062446 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 20:03 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,615 | $0.00 Strike: $2.18 | $0.00 |
DisclosureSEC source: 0001209191-18-058050 · doc4.xml · derivative · entry 7 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,439 Underlying: Common Stock · 1,615 shares Expires 2023-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 20:03 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 200 | $31.32 | $6,264.60 |
DisclosureSEC source: 0001209191-18-058050 · doc4.xml · nonDerivative · entry 5 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $30.80 to $31.52 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 20:03 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 400 | $29.80 | $11,920.00 |
DisclosureSEC source: 0001209191-18-058050 · doc4.xml · nonDerivative · entry 4 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,803 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $29.60 to $30.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 20:03 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 1,550 | $28.92 | $44,829.10 |
DisclosureSEC source: 0001209191-18-058050 · doc4.xml · nonDerivative · entry 3 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,203 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $28.55 to $29.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 20:03 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 2,620 | $27.98 | $73,312.84 |
DisclosureSEC source: 0001209191-18-058050 · doc4.xml · nonDerivative · entry 2 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,753 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $27.54 to $28.52 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 09, 2018 Filed Nov 9, 2018 20:03 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 1,615 | $2.18 | $3,520.70 |
DisclosureSEC source: 0001209191-18-058050 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2018 Filed Oct 12, 2018 20:07 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 4,027 | $30.11 | $121,265.05 |
DisclosureSEC source: 0001209191-18-054913 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,758 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $29.60 to $30.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 18:53 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 2,107 | $37.35 | $78,696.45 |
DisclosureSEC source: 0001209191-18-050961 · doc4.xml · nonDerivative · entry 2 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,785 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $37.26 to $37.48 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 18:53 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 1,920 | $37.01 | $71,053.44 |
DisclosureSEC source: 0001209191-18-050961 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,892 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $36.26 to $37.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Includes previously unreported shares acquired by the Reporting Person on May 18, 2018 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 21:33 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,819 | $0.00 Strike: $9.88 | $0.00 |
DisclosureSEC source: 0001209191-18-047707 · doc4.xml · derivative · entry 6 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,181 Underlying: Common Stock · 1,819 shares Expires 2025-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-fifth of the shares subject to the option vested in equal monthly installments over each of the first and second annual periods following July 31, 2015 and three-tenths of the shares subject to the option vest in equal monthly installments over each of the third and fourth annual periods following July 31, 2015. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 21:33 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,204 | $0.00 Strike: $7.04 | $0.00 |
DisclosureSEC source: 0001209191-18-047707 · doc4.xml · derivative · entry 5 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,795 Underlying: Common Stock · 14,204 shares Expires 2024-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vest in forty-eight equal monthly installments beginning on August 24, 2014. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 21:33 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 20,047 | $32.51 | $651,687.88 |
DisclosureSEC source: 0001209191-18-047707 · doc4.xml · nonDerivative · entry 3 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,345 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $32.27 to $32.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 21:33 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 1,819 | $9.88 | $17,971.72 |
DisclosureSEC source: 0001209191-18-047707 · doc4.xml · nonDerivative · entry 2 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2018 Filed Aug 20, 2018 21:33 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 14,204 | $7.04 | $99,996.16 |
DisclosureSEC source: 0001209191-18-047707 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 15, 2018 21:44 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionRestricted Stock Units · Derivative | 4,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046914 · doc4.xml · derivative · entry 4 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,624 Underlying: Common Stock · 4,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: On April 25, 2018, 4,313 RSUs vested and became issuable and the remaining RSUs vest in three equal annual installments beginning on August 15, 2018. F4 · derivative.expiration_date: On April 25, 2018, 4,313 RSUs vested and became issuable and the remaining RSUs vest in three equal annual installments beginning on August 15, 2018. Read SEC document |
| August 15, 2018 Filed Aug 15, 2018 21:44 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Tax withholdingCommon Stock | 2,139 | $32.17 | $68,811.63 |
DisclosureSEC source: 0001209191-18-046914 · doc4.xml · nonDerivative · entry 2 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,369 F2 · shares: These shares were withheld by the Issuer in order to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 15, 2018 Filed Aug 15, 2018 21:44 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 4,313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-046914 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 20:12 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 16,023 | $4.94 | $79,153.62 |
DisclosureSEC source: 0001209191-18-041918 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,195 F1 · kind: The Reporting Person sold these shares pursuant to the terms of that certain option agreement dated September 28, 2015, under which the Reporting Person granted to the optionee an option to purchase 16,023 shares of common stock of the Issuer, as previously reported in the Issuer's Definitive Proxy Statement that was filed with the SEC on April 10, 2018. F1 · price: The Reporting Person sold these shares pursuant to the terms of that certain option agreement dated September 28, 2015, under which the Reporting Person granted to the optionee an option to purchase 16,023 shares of common stock of the Issuer, as previously reported in the Issuer's Definitive Proxy Statement that was filed with the SEC on April 10, 2018. F2 · balance_after: Includes shares acquired by the Reporting Person on May 18, 2018 pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 15, 2018 Filed May 16, 2018 17:11 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionRestricted Stock Units · Derivative | 21,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030594 · doc4.xml · derivative · entry 4 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,767 Underlying: Common Stock · 21,589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The RSUs vest in four equal annual installments beginning on May 15, 2018. F4 · derivative.expiration_date: The RSUs vest in four equal annual installments beginning on May 15, 2018. Read SEC document |
| May 15, 2018 Filed May 16, 2018 17:11 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Tax withholdingCommon Stock | 10,704 | $30.42 | $325,615.68 |
DisclosureSEC source: 0001209191-18-030594 · doc4.xml · nonDerivative · entry 2 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,082 F2 · shares: These shares were withheld by the Issuer in order to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 15, 2018 Filed May 16, 2018 17:11 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 21,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-030594 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:18 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionRestricted Stock Units · Derivative | 4,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026559 · doc4.xml · derivative · entry 4 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,937 Underlying: Common Stock · 4,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: On April 25, 2018, 4,313 RSUs vested and became issuable and the remaining RSUs vest in three equal annual installments beginning on August 15, 2018. F4 · derivative.expiration_date: On April 25, 2018, 4,313 RSUs vested and became issuable and the remaining RSUs vest in three equal annual installments beginning on August 15, 2018. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:18 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Tax withholdingCommon Stock | 2,139 | $32.76 | $70,073.64 |
DisclosureSEC source: 0001209191-18-026559 · doc4.xml · nonDerivative · entry 2 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,197 F2 · shares: These shares were withheld by the Issuer in order to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:18 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 4,313 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-026559 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 18:47 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 46,169 | $27.64 | $1,275,972.65 |
DisclosureSEC source: 0001209191-18-021836 · doc4.xml · nonDerivative · entry 1 Harms Christopher · CIK 0001720216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,023 F1 · kind: The Reporting Person sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.