Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | SVP AND SECRETARY | May 15, 2024 | May 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date May 15, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,594 |
Reported balance
After 2024-05-15 transaction · row 1
1 source rowRow 1 · 2024-05-15 · Tax withholding · Disposed 965 · Balance 50,594 F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2017 Filed Aug 22, 2017 22:31 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 5,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000082 · wf-form4_150344109516721.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,839 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:29 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 2,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000111 · wf-form4a_150819295300348.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,933 F2 · shares: This form is being amended to update the number of shares awarded as 5,637 and 2,094 Restricted Stock Units to 3,777 and 1,403 Restricted Stock Units and 2,551 Performance Stock Units respectively. F3 · shares: Performance shares that vested upon achievement of established target goals. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:29 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 1,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000111 · wf-form4a_150819295300348.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,382 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. F2 · shares: This form is being amended to update the number of shares awarded as 5,637 and 2,094 Restricted Stock Units to 3,777 and 1,403 Restricted Stock Units and 2,551 Performance Stock Units respectively. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:29 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 3,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000111 · wf-form4a_150819295300348.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,979 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. F2 · shares: This form is being amended to update the number of shares awarded as 5,637 and 2,094 Restricted Stock Units to 3,777 and 1,403 Restricted Stock Units and 2,551 Performance Stock Units respectively. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 01:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,407 | $52.81 | $74,303.67 |
DisclosureSEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · nonDerivative · entry 4 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,747 Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 01:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 197 | $52.81 | $10,403.57 |
DisclosureSEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,461 Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 3,693 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · derivative · entry 7 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,692 Underlying: Common Stock · 3,693 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 515 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · derivative · entry 6 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,060 Underlying: Common Stock · 515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,545 | $52.12 | $80,525.40 |
DisclosureSEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · nonDerivative · entry 5 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,202 Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 3,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 22:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 88 | $53.90 | $4,743.20 |
DisclosureSEC source: 0001633978-17-000049 · wf-form4_149557930058813.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,143 Read SEC document |
| May 20, 2017 Filed May 23, 2017 22:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 230 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000049 · wf-form4_149557930058813.xml · derivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230 Underlying: Common Stock · 230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 20, 2017 Filed May 23, 2017 22:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000049 · wf-form4_149557930058813.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| May 17, 2017 Filed May 17, 2017 23:42 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 419 | $54.40 | $22,793.60 |
DisclosureSEC source: 0001633978-17-000039 · wf-form4_149506452951998.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,001 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/29/2016. Read SEC document |
| May 16, 2017 Filed May 17, 2017 23:42 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 199 | $53.31 | $10,608.69 |
DisclosureSEC source: 0001633978-17-000039 · wf-form4_149506452951998.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,420 F2 · balance_after: Includes 419 shares purchased on May 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| May 15, 2017 Filed May 17, 2017 23:42 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 516 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000039 · wf-form4_149506452951998.xml · derivative · entry 4 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,575 Underlying: Common Stock · 516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 15, 2017 Filed May 17, 2017 23:42 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000039 · wf-form4_149506452951998.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 01:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 208 | $51.15 | $10,639.20 |
DisclosureSEC source: 0001633978-17-000027 · wf-form4_148772664756013.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,684 F3 · kind: Transaction pursuant to 10b5-1 plan dated 11/29/2016. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 01:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 230 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000027 · wf-form4_148772664756013.xml · derivative · entry 4 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460 Underlying: Common Stock · 230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Restricted Stock Units have no expiration date. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 01:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 84 | $51.10 | $4,292.40 |
DisclosureSEC source: 0001633978-17-000027 · wf-form4_148772664756013.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,892 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 01:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000027 · wf-form4_148772664756013.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 23:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 512 | $50.15 | $25,676.80 |
DisclosureSEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · nonDerivative · entry 5 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,746 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/29/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 516 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · derivative · entry 7 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,091 Underlying: Common Stock · 516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 910 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · derivative · entry 6 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910 Underlying: Common Stock · 910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 189 | $49.45 | $9,346.05 |
DisclosureSEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · nonDerivative · entry 4 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,258 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 354 | $49.45 | $17,505.30 |
DisclosureSEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,931 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:38 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 307 | $50.00 | $15,350.00 |
DisclosureSEC source: 0001633978-17-000013 · wf-form4_148711551826851.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,375 F1 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/29/2016. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:38 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,507 | $48.50 | $73,089.50 |
DisclosureSEC source: 0001633978-17-000013 · wf-form4_148711551826851.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,682 F1 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/29/2016. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 23:08 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 230 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000132 · wf-form4_147985612556150.xml · derivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690 Underlying: Common Stock · 230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 23:08 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 86 | $42.20 | $3,629.20 |
DisclosureSEC source: 0001633978-16-000132 · wf-form4_147985612556150.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,189 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 23:08 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000132 · wf-form4_147985612556150.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 516 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000122 · wf-form4_147942263674762.xml · derivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,607 Underlying: Common Stock · 516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 193 | $38.80 | $7,488.40 |
DisclosureSEC source: 0001633978-16-000122 · wf-form4_147942263674762.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,045 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. F3 · balance_after: Includes 689 shares purchased on November 15, 2016 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000122 · wf-form4_147942263674762.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock · Derivative | 545 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000098 · wf-form4_147405608484197.xml · derivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 204 | $39.15 | $7,986.60 |
DisclosureSEC source: 0001633978-16-000098 · wf-form4_147405608484197.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,033 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000098 · wf-form4_147405608484197.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.