Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | SVP AND SECRETARY | May 15, 2024 | May 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date May 15, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,594 |
Reported balance
After 2024-05-15 transaction · row 1
1 source rowRow 1 · 2024-05-15 · Tax withholding · Disposed 965 · Balance 50,594 F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2019 Filed Nov 26, 2019 02:29 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 847 | $68.59 | $58,095.73 |
DisclosureSEC source: 0001209191-19-058024 · doc4a.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,948 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units. F2 · balance_after: Footnote (2) to the original Form 4 incorrectly reported the further disposition of 7 shares, which disposition did not occur. Accordingly, the correct ending balance to the original Form 4 should be 50,732 shares following the second transaction reported in such Form 4 to have occurred on November 18, 2019. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 02:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 5,792 | $65.00 | $376,480.00 |
DisclosureSEC source: 0001209191-19-055057 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,795 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,672 | $56.74 | $151,609.28 |
DisclosureSEC source: 0001209191-19-047872 · doc4.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,587 F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and PSUs. Read SEC document |
| August 22, 2019 Filed Aug 27, 2019 00:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 10,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047451 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,325 F1 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 22, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 22, 2019 Filed Aug 30, 2019 22:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 7,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047872 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,259 F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vest as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 01:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 513 | $60.29 | $30,928.77 |
DisclosureSEC source: 0001209191-19-046739 · doc4.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,873 F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock awards and restricted stock units. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 01:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 124 | $58.26 | $7,224.24 |
DisclosureSEC source: 0001209191-19-046739 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,386 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of performance-based restricted stock units. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 15:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 803 | $60.00 | $48,180.00 |
DisclosureSEC source: 0001209191-19-045451 · doc4.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,510 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| May 18, 2019 Filed May 21, 2019 23:32 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 42 | $45.02 | $1,890.84 |
DisclosureSEC source: 0001633978-19-000048 · edgar.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,313 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 18, 2019 Filed May 21, 2019 23:32 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 113 | $45.02 | $5,087.26 |
DisclosureSEC source: 0001633978-19-000048 · edgar.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,355 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 16, 2019 Filed May 18, 2019 01:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 366 | $48.73 | $17,835.18 |
DisclosureSEC source: 0001633978-19-000042 · edgar.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,468 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 830 | $52.28 | $43,392.40 |
DisclosureSEC source: 0001633978-19-000042 · edgar.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,834 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 129 | $52.29 | $6,745.41 |
DisclosureSEC source: 0001633978-19-000042 · edgar.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,664 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 10, 2019 Filed May 13, 2019 21:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon | 1,429 | $58.64 | $83,796.56 |
DisclosureSEC source: 0001633978-19-000034 · edgar.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,793 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 625 | $46.74 | $29,212.50 |
DisclosureSEC source: 0001633978-19-000019 · edgar.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,222 F2 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 5,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-19-000019 · edgar.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,847 F1 · shares: 1/3 of the shares shall vest on the Initial Vest Date and the remaining shares shall vest quarterly thereafter on the 15th day of the following months of May, August, November and February following the Initial Vest Date in eight (8) equal installments (rounded down for any fractional shares, with the final vesting installment to be rounded up as necessary so that 100% of the shares shall have vested as of the last vest date), subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 01:04 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 768 | $39.16 | $30,074.88 |
DisclosureSEC source: 0001633978-18-000145 · edgar.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,309 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. F2 · balance_after: Includes 98 shares purchased on November 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 01:04 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 177 | $41.24 | $7,299.48 |
DisclosureSEC source: 0001633978-18-000145 · edgar.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,979 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. Read SEC document |
| August 28, 2018 Filed Aug 31, 2018 01:00 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 8,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000113 · edgar.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,156 F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 1/3 of the shares shall vest on the one (1) year anniversary of the Grant Date and 8 equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| August 22, 2018 Filed Aug 25, 2018 00:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,495 | $63.21 | $157,708.95 |
DisclosureSEC source: 0001633978-18-000104 · edgar.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,138 Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,100 | $59.69 | $65,659.00 |
DisclosureSEC source: 0001633978-18-000093 · edgar.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,633 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
| August 17, 2018 Filed Aug 18, 2018 01:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 360 | $59.87 | $21,553.20 |
DisclosureSEC source: 0001633978-18-000084 · edgar.xml · nonDerivative · entry 5 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,072 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 01:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,294 | $60.13 | $77,808.22 |
DisclosureSEC source: 0001633978-18-000084 · edgar.xml · nonDerivative · entry 4 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,432 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 01:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 181 | $60.13 | $10,883.53 |
DisclosureSEC source: 0001633978-18-000084 · edgar.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,034 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 3,692 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000084 · edgar.xml · derivative · entry 7 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 515 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000084 · edgar.xml · derivative · entry 6 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 3,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000084 · edgar.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:10 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000084 · edgar.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 25, 2018 00:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 4,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000103 · edgar.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP & General Cousel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,361 F1 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 4,212 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 2,551 shares previously reported on August 18, 2017 as performance shares. Read SEC document |
| May 17, 2018 Filed May 18, 2018 01:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 360 | $63.21 | $22,755.60 |
DisclosureSEC source: 0001633978-18-000038 · wf-form4_152660765158738.xml · nonDerivative · entry 4 Hamel Judy G · CIK 0001648170 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,700 F4 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. F6 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $62.675 to $63.675. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofshares sold at each separate price. Read SEC document |
| May 16, 2018 Filed May 18, 2018 01:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 181 | $63.59 | $11,509.79 |
DisclosureSEC source: 0001633978-18-000038 · wf-form4_152660765158738.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,060 F4 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofshares sold at each separate price. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 515 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000038 · wf-form4_152660765158738.xml · derivative · entry 5 Hamel Judy G · CIK 0001648170 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515 Underlying: Common Stock · 515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 6,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000038 · wf-form4_152660765158738.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,241 F3 · kind: 1/3 of the shares shall vest annually beginning on the one (1) year anniversary of the Vesting Start Date thereafter the remaining shares vest in equal installments on the second and third anniversary thereafter, on the same day of the month as the Vesting Start Date, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000038 · wf-form4_152660765158738.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F2 · balance_after: Includes 326 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 23:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,000 | $71.00 | $142,000.00 |
DisclosureSEC source: 0001633978-18-000027 · wf-form4_152089696990012.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,773 F1 · shares: Transaction pursuant to 10b5-1 plan dated 11/29/2016. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 02:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 362 | $59.26 | $21,451.98 |
DisclosureSEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · nonDerivative · entry 5 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,773 F2 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.50 to $59.55. This transaction was apart of a group sale. The reporting person undertakestoprovide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 02:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 213 | $58.52 | $12,463.93 |
DisclosureSEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · nonDerivative · entry 4 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,135 F2 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.525 to $59.15. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 02:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 378 | $58.52 | $22,119.09 |
DisclosureSEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,348 F2 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.525 to $59.15. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2018 Filed Feb 22, 2018 02:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 910 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · derivative · entry 7 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910 Underlying: Common Stock · 910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 15, 2018 Filed Feb 22, 2018 02:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 515 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · derivative · entry 6 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030 Underlying: Common Stock · 515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 15, 2018 Filed Feb 22, 2018 02:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 15, 2018 Filed Feb 22, 2018 02:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 16, 2017 Filed Nov 18, 2017 02:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 391 | $57.12 | $22,333.92 |
DisclosureSEC source: 0001633978-17-000149 · wf-form4_151097183333327.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,301 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. F2 · balance_after: Includes 300 shares purchased on November 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 515 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000149 · wf-form4_151097183333327.xml · derivative · entry 4 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,545 Underlying: Common Stock · 515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 197 | $57.80 | $11,386.60 |
DisclosureSEC source: 0001633978-17-000149 · wf-form4_151097183333327.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,392 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000149 · wf-form4_151097183333327.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 22:31 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 89 | $51.10 | $4,547.87 |
DisclosureSEC source: 0001633978-17-000082 · wf-form4_150344109516721.xml · nonDerivative · entry 4 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,074 Read SEC document |
| August 20, 2017 Filed Aug 22, 2017 22:31 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 230 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000082 · wf-form4_150344109516721.xml · derivative · entry 5 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 20, 2017 Filed Aug 22, 2017 22:31 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000082 · wf-form4_150344109516721.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 22:31 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 2,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000082 · wf-form4_150344109516721.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,933 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.