Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Synchrony FinancialSYF · Entity 3184 | See remarks | May 15, 2024 | May 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Synchrony Financial
Report date May 15, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent UnitSEC Table I · non-derivative | Direct | 15,782 |
Reported balance
After 2024-05-15 transaction · row 1
1 source rowRow 1 · 2024-05-15 · Grant · Acquired 78 · Balance 15,782 F1: Represents dividend equivalent units accrued on May 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent units accrued on May 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2018 Filed Jan 12, 2018 16:01 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 1,392 | $30.41 | $42,330.72 |
DisclosureSEC source: 0001601712-18-000020 · wf-form4_151579087758816.xml · nonDerivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 16:01 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 2,000 | $40.00 | $80,000.00 |
DisclosureSEC source: 0001601712-18-000020 · wf-form4_151579087758816.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,259 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017. Read SEC document |
| December 31, 2017 Filed Feb 14, 2018 17:53 UTC | Synchrony Financial SYF · Entity 3184 | GrantPhantom Stock Units · Derivative | 499 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-18-000051 · wf-form5_151864872970441.xml · derivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780 Underlying: Common Stock · 499 shares Expires not disclosed F2 · derivative.exercise_price: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F2 · shares: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| December 31, 2017 Filed Feb 14, 2018 17:53 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit · Derivative | 1,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-18-000051 · wf-form5_151864872970441.xml · derivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012 Underlying: Common Stock · 1,012 shares Expires not disclosed F1 · security: Represents 712, 26, 88, 120 and 66 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_price: Represents 712, 26, 88, 120 and 66 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · date: Represents 712, 26, 88, 120 and 66 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · shares: Represents 712, 26, 88, 120 and 66 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_date: Represents 712, 26, 88, 120 and 66 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.expiration_date: Represents 712, 26, 88, 120 and 66 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 16:16 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,881 | $0.00 Strike: $29.33 | $0.00 |
DisclosureSEC source: 0001601712-17-000166 · wf-form4_151259499738439.xml · derivative · entry 3 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,528 Underlying: Common Stock · 1,881 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The reporting person was awarded 9,409 employee stock options on April 1, 2016, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F2 · balance_after: The reporting person was awarded 9,409 employee stock options on April 1, 2016, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 16:16 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 1,881 | $38.00 | $71,478.00 |
DisclosureSEC source: 0001601712-17-000166 · wf-form4_151259499738439.xml · nonDerivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,259 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 16:16 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 1,881 | $29.33 | $55,169.73 |
DisclosureSEC source: 0001601712-17-000166 · wf-form4_151259499738439.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 16:33 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 580 | $0.00 Strike: $24.55 | $0.00 |
DisclosureSEC source: 0001601712-17-000165 · wf-form4_151216396892755.xml · derivative · entry 4 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162 Underlying: Common Stock · 580 shares Expires 2024-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The reporting person was awarded 2,903 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F2 · balance_after: The reporting person was awarded 2,903 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 16:33 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 2,000 | $35.00 | $70,000.00 |
DisclosureSEC source: 0001601712-17-000165 · wf-form4_151216396892755.xml · nonDerivative · entry 3 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,259 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 16:33 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 580 | $35.00 | $20,300.00 |
DisclosureSEC source: 0001601712-17-000165 · wf-form4_151216396892755.xml · nonDerivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,259 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 16:33 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 580 | $24.55 | $14,239.00 |
DisclosureSEC source: 0001601712-17-000165 · wf-form4_151216396892755.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017. Read SEC document |
| September 17, 2017 Filed Sep 19, 2017 16:25 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 131 | $29.02 | $3,801.62 |
DisclosureSEC source: 0001601712-17-000114 · wf-form4_150585274043602.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,259 F1 · shares: Reflects the number of shares of Synchrony Financial (the "Company") common stock withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 16:14 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 748 | $34.24 | $25,611.52 |
DisclosureSEC source: 0001601712-17-000052 · wf-form4_149159607765634.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,390 F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2016. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 16:13 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 600 | $34.11 | $20,466.00 |
DisclosureSEC source: 0001601712-17-000036 · wf-form4_149133678953737.xml · nonDerivative · entry 3 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,138 F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2016. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:13 UTC | Synchrony Financial SYF · Entity 3184 | GrantEmployee Stock Option (right to buy) · Derivative | 9,345 | $0.00 Strike: $34.30 | $0.00 |
DisclosureSEC source: 0001601712-17-000036 · wf-form4_149133678953737.xml · derivative · entry 4 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,239 Underlying: Common Stock · 9,345 shares Expires 2027-04-01 F4 · derivative.exercise_date: The option will vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:13 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 717 | $34.30 | $24,593.10 |
DisclosureSEC source: 0001601712-17-000036 · wf-form4_149133678953737.xml · nonDerivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,738 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:13 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 4,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-17-000036 · wf-form4_149133678953737.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,455 F1 · shares: Represents restricted stock units that will vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:01 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,392 | $0.00 Strike: $30.41 | $0.00 |
DisclosureSEC source: 0001601712-17-000019 · wf-form4_148373649846897.xml · derivative · entry 3 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,894 Underlying: Common Stock · 1,392 shares Expires 2025-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2016. F2 · derivative.exercise_date: The reporting person was awarded 6,960 employee stock options on April 1, 2015, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:01 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 1,392 | $38.00 | $52,896.00 |
DisclosureSEC source: 0001601712-17-000019 · wf-form4_148373649846897.xml · nonDerivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,863 F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2016. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:01 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 1,392 | $30.41 | $42,330.72 |
DisclosureSEC source: 0001601712-17-000019 · wf-form4_148373649846897.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2016. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 15:03 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,161 | $0.00 Strike: $24.55 | $0.00 |
DisclosureSEC source: 0001601712-16-000189 · wf-form4_148010422189361.xml · derivative · entry 3 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,286 Underlying: Common Stock · 1,161 shares Expires 2024-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2016. F2 · derivative.exercise_date: The reporting person was awarded 2,903 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 15:03 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 1,161 | $34.00 | $39,474.00 |
DisclosureSEC source: 0001601712-16-000189 · wf-form4_148010422189361.xml · nonDerivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,863 F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2016. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 15:03 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 1,161 | $24.55 | $28,502.55 |
DisclosureSEC source: 0001601712-16-000189 · wf-form4_148010422189361.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2016. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:41 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 2,159 | $33.54 | $72,412.86 |
DisclosureSEC source: 0001601712-16-000186 · wf-form4_147995529306096.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,863 F1 · shares: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.53 to $33.60. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| September 17, 2016 Filed Sep 20, 2016 16:45 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 129 | $26.91 | $3,471.39 |
DisclosureSEC source: 0001601712-16-000153 · wf-form4_147440430983695.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,022 F1 · shares: Reflects the number of shares of Synchrony Financial (the "Company") common stock withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.