Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Synchrony FinancialSYF · Entity 3184 | See remarks | May 15, 2024 | May 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Synchrony Financial
Report date May 15, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent UnitSEC Table I · non-derivative | Direct | 15,782 |
Reported balance
After 2024-05-15 transaction · row 1
1 source rowRow 1 · 2024-05-15 · Grant · Acquired 78 · Balance 15,782 F1: Represents dividend equivalent units accrued on May 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent units accrued on May 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2020 Filed Aug 17, 2020 16:26 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 173 | $24.70 | $4,273.10 |
DisclosureSEC source: 0001601712-20-000226 · wf-form4_159769598872132.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,554 F1 · shares: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 16:54 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 2,883 | $26.75 | $77,120.25 |
DisclosureSEC source: 0001601712-20-000166 · wf-form4_159173603010663.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,381 F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2020. Read SEC document |
| May 14, 2020 Filed May 18, 2020 16:05 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 247 | $17.07 | $4,216.29 |
DisclosureSEC source: 0001601712-20-000150 · wf-form4_158983228677981.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,264 F1 · shares: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 16:31 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 1,318 | $14.51 | $19,124.18 |
DisclosureSEC source: 0001601712-20-000121 · wf-form4_158585949061461.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,017 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 16:13 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 7,658 | $30.00 | $229,740.00 |
DisclosureSEC source: 0001601712-20-000105 · wf-form4_158335638488873.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,335 F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 22, 2019. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 16:10 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 763 | $29.10 | $22,203.30 |
DisclosureSEC source: 0001601712-20-000096 · wf-form4_158326981443276.xml · nonDerivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,993 F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 16:10 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 8,196 | $29.10 | $238,503.60 |
DisclosureSEC source: 0001601712-20-000096 · wf-form4_158326981443276.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,756 F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 16:05 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 114 | $33.82 | $3,855.48 |
DisclosureSEC source: 0001601712-20-000073 · wf-form4_158205993887578.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,560 F1 · shares: Represents dividend equivalent units accrued on February 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 17:02 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 2,395 | $32.57 | $78,005.15 |
DisclosureSEC source: 0001601712-20-000036 · wf-form4_158050815426262.xml · nonDerivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,446 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2017-2019 Long-Term Performance Program. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 17:02 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 7,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-20-000036 · wf-form4_158050815426262.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,841 F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2017-2019 Long-Term Performance Program based on pre-established performance goals for the 2017-2019 performance period. Read SEC document |
| December 31, 2019 Filed Feb 14, 2020 16:13 UTC | Synchrony Financial SYF · Entity 3184 | GrantPhantom Stock Units · Derivative | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-20-000039 · wf-form5_158171477199130.xml · derivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,576 Underlying: Common Stock · 369 shares Expires not disclosed F1 · derivative.exercise_price: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · shares: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.expiration_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 16:10 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 4,989 | $38.00 | $189,582.00 |
DisclosureSEC source: 0001601712-19-000288 · wf-form4_157601223385260.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,674 F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:31 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 104 | $36.73 | $3,819.92 |
DisclosureSEC source: 0001601712-19-000273 · wf-form4_157411268191632.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,663 F1 · shares: Represents dividend equivalent units accrued on November 14, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 14, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 20:27 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 126 | $33.96 | $4,278.96 |
DisclosureSEC source: 0001601712-19-000224 · wf-form4_156893921766940.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,559 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 17:12 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001601712-19-000214 · wf-form4_156624913516606.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,685 F1 · shares: Represents dividend equivalent units accrued on August 15, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 15, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| July 10, 2019 Filed Jul 12, 2019 16:39 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 3,204 | $36.00 | $115,344.00 |
DisclosureSEC source: 0001601712-19-000176 · wf-form4_156296395098424.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,567 F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. Read SEC document |
| May 16, 2019 Filed May 20, 2019 16:05 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001601712-19-000148 · wf-form4_155838268549774.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,770 F1 · shares: Represents dividend equivalent units accrued on May 16, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 16, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| April 30, 2019 Filed Apr 30, 2019 16:07 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 2,810 | $34.54 | $97,057.40 |
DisclosureSEC source: 0001601712-19-000126 · wf-form4_155665482209545.xml · nonDerivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,666 F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 16:07 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 3,204 | $34.00 | $108,936.00 |
DisclosureSEC source: 0001601712-19-000126 · wf-form4_155665482209545.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,476 F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 16:10 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 1,500 | $32.58 | $48,870.00 |
DisclosureSEC source: 0001601712-19-000116 · wf-form4_155432219531517.xml · nonDerivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,680 F2 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units and PSUs. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 16:10 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 683 | $32.58 | $22,252.14 |
DisclosureSEC source: 0001601712-19-000116 · wf-form4_155432219531517.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,180 F1 · shares: On January 23, 2019, the Reporting Person earned common stock of Synchrony Financial (the "Company") in connection with the vesting of Performance Share Units ("PSUs") under the 2016-2018 Long-Term Performance Program based on pre-established performance goals for the 2016-2018 performance period. On April 1, 2019, the Reporting Person earned additional shares to reflect updated calculations of such performance metrics. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:42 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 7,117 | $32.46 | $231,017.82 |
DisclosureSEC source: 0001601712-19-000073 · wf-form4_155182210765056.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,497 F1 · shares: Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:02 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 3,204 | $32.00 | $102,528.00 |
DisclosureSEC source: 0001601712-19-000071 · wf-form4_155086934495364.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,380 F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 17:04 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 98 | $30.83 | $3,021.34 |
DisclosureSEC source: 0001601712-19-000067 · wf-form4_155061382928998.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,584 F1 · shares: Represents 3, 14, 22, 26 and 33 dividend equivalent units accrued on February 14, 2019 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 16:06 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 3,934 | $30.00 | $118,020.00 |
DisclosureSEC source: 0001601712-19-000042 · wf-form4_154905517471290.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,486 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 16:09 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 3,204 | $30.00 | $96,120.00 |
DisclosureSEC source: 0001601712-19-000035 · wf-form4_154845054982548.xml · nonDerivative · entry 3 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,420 F3 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 16:09 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 3,689 | $29.40 | $108,456.60 |
DisclosureSEC source: 0001601712-19-000035 · wf-form4_154845054982548.xml · nonDerivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,624 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of the PSUs under the 2016-2018 Long-Term Performance Program. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 16:09 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 7,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-19-000035 · wf-form4_154845054982548.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,313 F1 · shares: Represents common stock of Synchrony Financial (the "Company") earned by the reporting person in connection with the vesting of Performance Share Units ("PSUs") under the 2016-2018 Long-Term Performance Program based on pre-established performance goals for the 2016-2018 performance period. Read SEC document |
| December 31, 2018 Filed Feb 14, 2019 16:09 UTC | Synchrony Financial SYF · Entity 3184 | GrantPhantom Stock Units · Derivative | 427 | $0.00 | $0.00 |
DisclosureSEC source: 0001601712-19-000048 · wf-form5_155017852948138.xml · derivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,207 Underlying: Common Stock · 427 shares Expires not disclosed F1 · derivative.exercise_price: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · shares: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.expiration_date: The reported phantom stock units were acquired under the Synchrony Financial Restoration Plan and are to be settled upon the reporting person's retirement or certain involuntary terminations of employment, subject to the requirements set forth in the Restoration Plan. Each phantom stock unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 17:00 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 113 | $26.51 | $2,995.63 |
DisclosureSEC source: 0001601712-18-000288 · wf-form4_154266478782381.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,690 F1 · shares: Represents 3, 17, 26, 30 and 38 dividend equivalent units accrued on November 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 16:35 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 181 | $32.50 | $5,882.50 |
DisclosureSEC source: 0001601712-18-000250 · wf-form4_153738931528545.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,577 F1 · shares: Reflects the number of shares of Company common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units. No investment decision was made by the Reporting Person in connection with the withholding. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 16:39 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 101 | $30.43 | $3,073.43 |
DisclosureSEC source: 0001601712-18-000225 · wf-form4_153479753071919.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,758 F1 · shares: Represents 5, 14, 22, 26 and 33 dividend equivalent units accrued on August 16, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 16:31 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 9,616 | $28.94 | $278,287.04 |
DisclosureSEC source: 0001601712-18-000214 · wf-form4_153315545294008.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,657 F1 · date: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE. F1 · shares: Reflects the number of shares of common stock automatically withheld by the Company to pay the tax liability of the Reporting Person in connection with the vesting of restricted stock units granted on July 31, 2014 in connection with the Company's initial public offering (the "Founders' Grants"). No investment decision was made by the Reporting Person in connection with the withholding. The Founders' Grants, which had a four-year cliff vesting period, were awarded to promote retention and alignment with our stockholders, and to recognize that GE executive supplementary long-term benefits would vest and no longer continue to accrue upon separation from GE. Read SEC document |
| May 21, 2018 Filed May 23, 2018 16:11 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 2,094 | $35.60 | $74,546.40 |
DisclosureSEC source: 0001601712-18-000185 · wf-form4_152710619940323.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,273 F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2018. Read SEC document |
| May 17, 2018 Filed May 21, 2018 16:08 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit | 180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001601712-18-000180 · wf-form4_152693332049023.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,367 F1 · shares: Represents 117, 3, 9, 14, 16 and 20 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents 117, 3, 9, 14, 16 and 20 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016, April 1, 2017 and April 1, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 19:08 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,869 | $0.00 Strike: $34.30 | $0.00 |
DisclosureSEC source: 0001601712-18-000148 · wf-form4_152331529937941.xml · derivative · entry 9 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,476 Underlying: Common Stock · 1,869 shares Expires 2027-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2018. F5 · derivative.exercise_date: The reporting person was awarded 9,345 employee stock options on April 1, 2017, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 19:08 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,882 | $0.00 Strike: $29.33 | $0.00 |
DisclosureSEC source: 0001601712-18-000148 · wf-form4_152331529937941.xml · derivative · entry 8 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,646 Underlying: Common Stock · 1,882 shares Expires 2026-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2018. F4 · derivative.exercise_date: The reporting person was awarded 9,409 employee stock options on April 1, 2016, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 19:08 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,392 | $0.00 Strike: $30.41 | $0.00 |
DisclosureSEC source: 0001601712-18-000148 · wf-form4_152331529937941.xml · derivative · entry 7 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,784 Underlying: Common Stock · 1,392 shares Expires 2025-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2018. F3 · derivative.exercise_date: The reporting person was awarded 6,960 employee stock options on April 1, 2015, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 19:08 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 1,869 | $35.00 | $65,415.00 |
DisclosureSEC source: 0001601712-18-000148 · wf-form4_152331529937941.xml · nonDerivative · entry 6 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,188 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2018. F2 · balance_after: The total reported in Column 5 bas been adjusted to include 1175 dividend equivalent units that were previously reported on Table II and an additional 16 shares due to rounding. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 19:08 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 1,869 | $34.30 | $64,106.70 |
DisclosureSEC source: 0001601712-18-000148 · wf-form4_152331529937941.xml · nonDerivative · entry 5 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2018. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 19:08 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 1,882 | $35.00 | $65,870.00 |
DisclosureSEC source: 0001601712-18-000148 · wf-form4_152331529937941.xml · nonDerivative · entry 4 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,997 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2018. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 19:08 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 1,882 | $29.33 | $55,199.06 |
DisclosureSEC source: 0001601712-18-000148 · wf-form4_152331529937941.xml · nonDerivative · entry 3 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2018. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 19:08 UTC | Synchrony Financial SYF · Entity 3184 | SaleCommon Stock | 1,392 | $35.00 | $48,720.00 |
DisclosureSEC source: 0001601712-18-000148 · wf-form4_152331529937941.xml · nonDerivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,997 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2018. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 19:08 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 1,392 | $30.41 | $42,330.72 |
DisclosureSEC source: 0001601712-18-000148 · wf-form4_152331529937941.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2018. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:18 UTC | Synchrony Financial SYF · Entity 3184 | GrantEmployee Stock Option (right to buy) · Derivative | 8,799 | $0.00 Strike: $33.53 | $0.00 |
DisclosureSEC source: 0001601712-18-000129 · wf-form4_152279029512674.xml · derivative · entry 3 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,799 Underlying: Common Stock · 8,799 shares Expires 2028-04-01 F3 · derivative.exercise_date: The reporting person was awarded 8,799 employee stock options on April 1, 2018, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:18 UTC | Synchrony Financial SYF · Entity 3184 | Tax withholdingCommon Stock | 960 | $33.53 | $32,188.80 |
DisclosureSEC source: 0001601712-18-000129 · wf-form4_152279029512674.xml · nonDerivative · entry 2 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,997 F2 · shares: Reflects the number of shares of Company common stock withheld by the Company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 17:18 UTC | Synchrony Financial SYF · Entity 3184 | GrantCommon Stock | 4,698 | $33.53 | $157,523.94 |
DisclosureSEC source: 0001601712-18-000129 · wf-form4_152279029512674.xml · nonDerivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,957 F1 · shares: Represents restricted stock units that will vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 19:56 UTC | Synchrony Financial SYF · Entity 3184 | GrantDividend Equivalent Unit · Derivative | 163 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001601712-18-000102 · wf-form4_151882900112110.xml · derivative · entry 1 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175 Underlying: Common Stock · 163 shares Expires not disclosed F1 · derivative.exercise_price: Represents 111, 3, 13, 17 and 19 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents 111, 3, 13, 17 and 19 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_date: Represents 111, 3, 13, 17 and 19 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.expiration_date: Represents 111, 3, 13, 17 and 19 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on July 31, 2014, September 17, 2014, April 1, 2015, April 1, 2016 and April 1, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 16:01 UTC | Synchrony Financial SYF · Entity 3184 | SaleEmployee Stock Option (right to buy) · Derivative | 1,392 | $40.00 Strike: $30.41 | $55,680.00 |
DisclosureSEC source: 0001601712-18-000020 · wf-form4_151579087758816.xml · derivative · entry 4 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,176 Underlying: Common Stock · 1,392 shares Expires 2025-04-01 F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017. F2 · derivative.exercise_date: The reporting person was awarded 6,960 employee stock options on April 1, 2015, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F2 · balance_after: The reporting person was awarded 6,960 employee stock options on April 1, 2015, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 16:01 UTC | Synchrony Financial SYF · Entity 3184 | Exercise / conversionCommon Stock | 1,392 | $40.00 | $55,680.00 |
DisclosureSEC source: 0001601712-18-000020 · wf-form4_151579087758816.xml · nonDerivative · entry 3 MELITO DAVID P · CIK 0001614726 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.