Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVANTAX, INC.BCOR · Entity 107910 | Chief Legal Officer & Sec'y | January 09, 2023 | January 11, 2023 |
| Sabre CorpSABR · Entity 5098 | EVP and Chief Legal Officer | May 15, 2024 | May 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVANTAX, INC.
Report date January 09, 2023 · Filed January 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,812 |
Reported balance
After 2023-01-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-01-09 · Tax withholding · Disposed 1,247 · Balance 96,812 F1: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the reporting person. F2: Not included in this amount are 53,035 performance-based RSUs of which (i) 12,301 are eligible to vest from 0% to 200% following the end of 2021, (ii) 15,184 are eligible to vest from 0% to 200% following the end of 2022 and (iii) 25,550 are eligible to vest from 0% to 200% following the end of 2023. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the reporting person.
F2: Not included in this amount are 53,035 performance-based RSUs of which (i) 12,301 are eligible to vest from 0% to 200% following the end of 2021, (ii) 15,184 are eligible to vest from 0% to 200% following the end of 2022 and (iii) 25,550 are eligible to vest from 0% to 200% following the end of 2023. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee.
Sabre Corp
Report date May 15, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 481,617 |
Ending reported balance
After 2024-05-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-05-15 · Grant · Acquired 236,593 · Balance 499,110 F1: The Reporting Person received a grant of restricted share units on the transaction date. The restricted share units award vests as follows: 33 1/3% on the first anniversary of the date of grant (5/15/25); 33 1/3% on the second anniversary of the date of grant (5/15/26), and 33 1/3% on the third anniversary of the date of grant (5/15/27), subject to the Reporting Person's continued employment with the Issuer through each vesting date. Row 2 · 2024-05-15 · Tax withholding · Disposed 17,493 · Balance 481,617 F2: This transaction represents the automatic surrender of shares to the Issuer upon vesting of restricted shares units to satisfy the Reporting Person's tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received a grant of restricted share units on the transaction date. The restricted share units award vests as follows: 33 1/3% on the first anniversary of the date of grant (5/15/25); 33 1/3% on the second anniversary of the date of grant (5/15/26), and 33 1/3% on the third anniversary of the date of grant (5/15/27), subject to the Reporting Person's continued employment with the Issuer through each vesting date.
F2: This transaction represents the automatic surrender of shares to the Issuer upon vesting of restricted shares units to satisfy the Reporting Person's tax withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2024 Filed May 17, 2024 17:15 UTC | Sabre Corp SABR · Entity 5098 | Tax withholdingCommon Stock | 17,493 | $3.17 | $55,452.81 |
DisclosureSEC source: 0001597033-24-000090 · wk-form4_1715980497.xml · nonDerivative · entry 2 BRUDER ANN J. · CIK 0001470091 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,617 F2 · kind: This transaction represents the automatic surrender of shares to the Issuer upon vesting of restricted shares units to satisfy the Reporting Person's tax withholding obligations. Read SEC document |
| May 15, 2024 Filed May 17, 2024 17:15 UTC | Sabre Corp SABR · Entity 5098 | GrantCommon Stock | 236,593 | $3.17 | $749,999.81 |
DisclosureSEC source: 0001597033-24-000090 · wk-form4_1715980497.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 499,110 F1 · shares: The Reporting Person received a grant of restricted share units on the transaction date. The restricted share units award vests as follows: 33 1/3% on the first anniversary of the date of grant (5/15/25); 33 1/3% on the second anniversary of the date of grant (5/15/26), and 33 1/3% on the third anniversary of the date of grant (5/15/27), subject to the Reporting Person's continued employment with the Issuer through each vesting date. Read SEC document |
| May 08, 2024 Filed May 9, 2024 16:59 UTC | Sabre Corp SABR · Entity 5098 | PurchaseCommon Stock | 20,000 | $2.63 | $52,580.00 |
DisclosureSEC source: 0001597033-24-000079 · wk-form4_1715288347.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,517 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.625 to $2.63, inclusive. The reporting person undertakes to provide to Sabre Corporation, any security holder of Sabre Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 16:27 UTC | Sabre Corp SABR · Entity 5098 | PurchaseCommon Stock | 25,000 | $5.33 | $133,230.00 |
DisclosureSEC source: 0001597033-23-000077 · wk-form4_1691612815.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,517 Read SEC document |
| May 15, 2023 Filed May 17, 2023 17:13 UTC | Sabre Corp SABR · Entity 5098 | GrantCommon Stock | 215,517 | $3.48 | $749,999.16 |
DisclosureSEC source: 0001597033-23-000062 · wk-form4_1684357984.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · EVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,517 F1 · shares: The Reporting Person received a grant of restricted share units on the transaction date. The restricted share units award vests as follows: 33 1/3% on the first anniversary of the date of grant (5/15/24); 33 1/3% on the second anniversary of the date of grant (5/15/25), and 33 1/3% on the third anniversary of the date of grant (5/15/26), subject to the Reporting Person's continued employment with the Issuer through each vesting date. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 18:46 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,247 | $26.26 | $32,746.22 |
DisclosureSEC source: 0001068875-23-000012 · wf-form4_167348079887976.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,812 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the reporting person. F2 · balance_after: Not included in this amount are 53,035 performance-based RSUs of which (i) 12,301 are eligible to vest from 0% to 200% following the end of 2021, (ii) 15,184 are eligible to vest from 0% to 200% following the end of 2022 and (iii) 25,550 are eligible to vest from 0% to 200% following the end of 2023. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 19:25 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 3,536 | $25.72 | $90,945.92 |
DisclosureSEC source: 0001068875-23-000002 · wf-form4_167296472897895.xml · nonDerivative · entry 2 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,059 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the reporting person. F2 · balance_after: Not included in this amount are 50,543 performance-based RSUs of which (i) 10,122 are eligible to vest from 0% to 200% following the end of 2022, (ii) 17,033 are eligible to vest from 0% to 200% following the end of 2023 and (iii) 23,388 are eligible to vest from 0% to 200% following the end of 2024. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 19:25 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 2,843 | $25.34 | $72,041.62 |
DisclosureSEC source: 0001068875-23-000002 · wf-form4_167296472897895.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,595 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the reporting person. Read SEC document |
| May 21, 2022 Filed May 24, 2022 16:59 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,786 | $16.43 | $29,343.98 |
DisclosureSEC source: 0001068875-22-000085 · wf-form4_165342594573123.xml · nonDerivative · entry 2 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,438 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable RSU award and were not within the control of the reporting person. F2 · balance_after: Not included in this amount are 50,543 performance-based RSUs of which (i) 10,122 are eligible to vest from 0% to 200% following the end of 2022, (ii) 17,033 are eligible to vest from 0% to 200% following the end of 2023 and (iii) 23,388 are eligible to vest from 0% to 200% following the end of 2024. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:06 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,543 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001068875-22-000046 · wf-form4_164634874142145.xml · derivative · entry 6 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,090 Underlying: Common Stock · 10,543 shares Expires 2028-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vests according to the following schedule: one-third vested on January 4, 2022, an additional one-third vests on January 4, 2023, and the remaining one-third will vest on January 4, 2024, such that the option will be fully vested on January 4, 2024. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:06 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,710 | $0.00 Strike: $11.30 | $0.00 |
DisclosureSEC source: 0001068875-22-000046 · wf-form4_164634874142145.xml · derivative · entry 5 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,424 Underlying: Common Stock · 12,710 shares Expires 2027-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests according to the following schedule: one-third vested on May 21, 2021, an additional one-third vests on May 21, 2022, and the remaining one-third will vest on May 21, 2023, such that the option will be fully vested on May 21, 2023. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:06 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 8,858 | $19.64 | $173,971.12 |
DisclosureSEC source: 0001068875-22-000046 · wf-form4_164634874142145.xml · nonDerivative · entry 4 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,230 F2 · shares: Represents a "net exercise" of outstanding stock options. The reporting person received 1,685 shares of common stock on net exercise of option to purchase 10,543 shares of common stock. The reporting person forfeited 8,858 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on March 1, 2022 of $19.64. F3 · balance_after: Not included in this amount are 50,543 performance-based restricted stock units of which (i) 10,122 are eligible to vest from 0% to 200% following the end of 2022, (ii) 17,033 are eligible to vest from 0% to 200% following the end of 2023 and (iii) 23,388 are eligible to vest from 0% to 200% following the end of 2024. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:06 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 9,059 | $19.64 | $177,918.76 |
DisclosureSEC source: 0001068875-22-000046 · wf-form4_164634874142145.xml · nonDerivative · entry 3 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,088 F1 · shares: Represents a "net exercise" of outstanding stock options. The reporting person received 3,651 shares of common stock on net exercise of option to purchase 12,710 shares of common stock. The reporting person forfeited 9,059 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on March 1, 2022 of $19.64. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:06 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionCommon Stock | 10,543 | $15.00 | $158,145.00 |
DisclosureSEC source: 0001068875-22-000046 · wf-form4_164634874142145.xml · nonDerivative · entry 2 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents a "net exercise" of outstanding stock options. The reporting person received 1,685 shares of common stock on net exercise of option to purchase 10,543 shares of common stock. The reporting person forfeited 8,858 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on March 1, 2022 of $19.64. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:06 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionCommon Stock | 12,710 | $11.30 | $143,623.00 |
DisclosureSEC source: 0001068875-22-000046 · wf-form4_164634874142145.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a "net exercise" of outstanding stock options. The reporting person received 3,651 shares of common stock on net exercise of option to purchase 12,710 shares of common stock. The reporting person forfeited 9,059 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on March 1, 2022 of $19.64. Read SEC document |
| January 09, 2022 Filed Jan 11, 2022 16:56 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,247 | $16.99 | $21,186.53 |
DisclosureSEC source: 0001068875-22-000021 · wf-form4_164193815759094.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,894 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the reporting person. F2 · balance_after: Not included in this amount are 58,635 performance-based restricted stock units of which (i) 8,092 are eligible to vest from 0% to 200% following the end of 2021 and (ii) 10,122 are eligible to vest from 0% to 200% following the end of 2022, (iii) 17,033 are eligible to vest from 0% to 200% following the end of 2023 and (iv) 23,338 are eligible to vest from 0% to 200% following the end of 2024. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| January 04, 2022 Filed Jan 4, 2022 21:25 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 3,788 | $17.80 | $67,426.40 |
DisclosureSEC source: 0001068875-22-000013 · wf-form4_164134953714475.xml · nonDerivative · entry 3 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,141 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the reporting person. F3 · balance_after: Not included in this amount are 58,635 performance-based RSUs of which (i) 8,092 are eligible to vest from 0% to 200% following the end of 2021 and (ii) 10,122 are eligible to vest from 0% to 200% following the end of 2022, (iii) 17,033 are eligible to vest from 0% to 200% following the end of 2023 and (iv) 23,388 are eligible to vest from 0% to 200% following the end of 2024. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 21:25 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 23,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-22-000013 · wf-form4_164134953714475.xml · nonDerivative · entry 2 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,929 F2 · shares: Reflects a grant of RSUs that was made to the reporting person on January 3, 2022 and that will vest equally over a three-year period on each anniversary of the grant date. Read SEC document |
| January 03, 2022 Filed May 24, 2022 16:59 UTC | AVANTAX, INC. BCOR · Entity 107910 | GiftCommon Stock | 3,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-22-000085 · wf-form4_165342594573123.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,224 Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 21:25 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,160 | $17.32 | $20,091.20 |
DisclosureSEC source: 0001068875-22-000013 · wf-form4_164134953714475.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,541 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the reporting person. Read SEC document |
| December 31, 2021 Filed Feb 14, 2022 18:38 UTC | AVANTAX, INC. BCOR · Entity 107910 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-22-000033 · wf-form5_164488190330130.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,894 F1 · balance_after: Not included in this amount are 50,543 performance-based restricted stock units of which (i) 10,122 are eligible to vest from 0% to 200% following the end of 2022, (ii) 17,033 are eligible to vest from 0% to 200% following the end of 2023 and (iii) 23,388 are eligible to vest from 0% to 200% following the end of 2024. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| July 08, 2021 Filed Jul 9, 2021 20:19 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,507 | $16.54 | $24,925.78 |
DisclosureSEC source: 0001068875-21-000085 · wf-form4_162587634398234.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,701 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. F2 · balance_after: Not included in this amount are 35,247 performance-based RSUs of which (i) 8,092 are eligible to vest from 0% to 200% following the end of 2021 and (ii) 10,122 are eligible to vest from 0% to 200% following the end of 2022 and (iii) 17,033 are eligible to vest from 0% to 200% following the end of 2023. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| May 21, 2021 Filed May 25, 2021 17:00 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,468 | $16.37 | $24,031.16 |
DisclosureSEC source: 0001068875-21-000073 · wf-form4_162197640468410.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,208 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable RSU award and were not within the control of the Reporting Person. F2 · balance_after: Not included in this amount are 35,247 performance-based RSUs of which (i) 8,092 are eligible to vest from 0% to 200% following the end of 2021, (ii) 10,122 are eligible to vest from 0% to 200% following the end of 2022 and (iii) 17,033 are eligible to vest from 0% to 200% following the end of 2023. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 17:43 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,909 | $16.18 | $30,887.62 |
DisclosureSEC source: 0001068875-21-000042 · wf-form4_161412017726795.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,676 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable RSU award agreement and were not within the control of the Reporting Person. F2 · balance_after: Not included in this amount are 35,247 performance-based restricted stock units of which (i) 8,092 are eligible to vest from 0% to 200% following the end of 2021, (ii) 10,122 are eligible to vest from 0% to 200% following the end of 2022 and (iii) 17,033 are eligible to vest from 0% to 200% following the end of 2023. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| January 09, 2021 Filed Jan 12, 2021 17:07 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,721 | $16.05 | $27,622.05 |
DisclosureSEC source: 0001068875-21-000025 · wf-form4_161048926074039.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,585 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable RSU award and were not within the control of the reporting person. F2 · balance_after: Not included in this amount are 44,101 performance-based RSUs of which (i) 8,854 are eligible to vest from 0% to 200% following the end of 2020, (ii) 8,092 are eligible to vest from 0% to 200% following the end of 2021, (iii) 10,122 are eligible to vest from 0% to 200% following the end of 2022 and (iv) 17,033 are eligible to vest from 0% to 200% following the end of 2023. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 18:02 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantStock Options (Right to Buy) · Derivative | 31,633 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001068875-21-000009 · wf-form4_160988773528299.xml · derivative · entry 3 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,633 Underlying: Common Stock · 31,633 shares Expires 2028-01-04 F4 · derivative.exercise_date: Reflects a grant of a non-qualified stock option that was made to the reporting person on January 4, 2021 and that will vest equally over a three-year period on each anniversary of the grant date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 18:02 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 32,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-21-000009 · wf-form4_160988773528299.xml · nonDerivative · entry 2 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,306 F2 · shares: Reflects a grant of RSUs that was made to the reporting person on January 4, 2021 and that will vest equally over a three-year period on each anniversary of the grant date. F3 · balance_after: Not included in this amount are 44,101 performance-based RSUs of which (i) 8,854 are eligible to vest from 0% to 200% following the end of 2020, (ii) 8,092 are eligible to vest from 0% to 200% following the end of 2021, (iii) 10,122 are eligible to vest from 0% to 200% following the end of 2022 and (iv) 17,033 are eligible to vest from 0% to 200% following the end of 2023. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 18:02 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,376 | $15.19 | $20,901.44 |
DisclosureSEC source: 0001068875-21-000009 · wf-form4_160988773528299.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,507 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable RSU award and were not within the control of the reporting person. Read SEC document |
| June 19, 2020 Filed Jun 24, 2020 17:06 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,057 | $11.68 | $12,345.76 |
DisclosureSEC source: 0001068875-20-000125 · wf-form4_159303276945542.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,883 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. F2 · balance_after: Not included in this amount are 27,068 performance-based restricted stock units of which (i) 8,854 are eligible to vest from 0% to 200% following the end of 2020, (ii) 8,092 are eligible to vest from 0% to 200% following the end of 2021 and (iii) 10,122 are eligible to vest from 0% to 200% following the end of 2022. Vesting for each award is subject to the issuers achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:07 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantStock Option (Right to Buy) · Derivative | 38,134 | $0.00 Strike: $11.30 | $0.00 |
DisclosureSEC source: 0001068875-20-000111 · wf-form4_159052720769093.xml · derivative · entry 4 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,134 Underlying: Common Stock · 38,134 shares Expires 2027-05-21 F5 · derivative.exercise_date: Reflects a one-time non-qualified option grant that was made to the Reporting Person on May 21, 2020. The option vests according to the following schedule: one-third vests on May 21, 2021, an additional one-third vests on May 21, 2022, and the remaining one-third will vest on May 21, 2023, such that the option will be fully vested on May 21, 2023. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:07 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 13,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-20-000111 · wf-form4_159052720769093.xml · nonDerivative · entry 3 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,940 F3 · shares: Reflects a one-time RSU grant that was made to the Reporting Person on May 21, 2020 that will vest equally over a three-year period on each anniversary of the grant date. F4 · balance_after: Not included in this amount are 27,068 performance-based RSUs of which (i) 8,854 are eligible to vest from 0% to 200% following the end of 2020, (ii) 8,092 are eligible to vest from 0% to 200% following the end of 2021 and (iii) 10,122 are eligible to vest from 0% to 200% following the end of 2022. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:07 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,624 | $11.30 | $18,351.20 |
DisclosureSEC source: 0001068875-20-000111 · wf-form4_159052720769093.xml · nonDerivative · entry 2 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,321 F2 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of RSUs. The timing and amount of the transaction was determined by the terms of the applicable RSU award and were not within the control of the Reporting Person. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:07 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 8,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-20-000111 · wf-form4_159052720769093.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,945 F1 · shares: On May 6, 2019, the Reporting Person was granted 8,259 performance-based restricted stock units ("RSUs") which vest following a one-year performance period based on the Issuer's satisfaction of certain performance criteria, with 50% of the awarded RSUs to be released on the vesting date and 50% of the awarded RSUs to be released on May 6, 2021. The performance criteria were met, resulting in the release of 4,129 shares of common stock. The remaining 4,130 RSUs will be released on May 6, 2021. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 20:00 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 2,322 | $22.47 | $52,175.34 |
DisclosureSEC source: 0001068875-20-000047 · wf-form4_158259241773370.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,686 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. F2 · balance_after: Not included in this amount are 35,327 performance-based restricted stock units of which (i) 8,259 are eligible to vest following May 6, 2020, (ii) 8,854 are eligible to vest from 0% to 200% following the end of 2020, (iii) 8,092 are eligible to vest from 0% to 200% following the end of 2021 and (iv) 10,122 are eligible to vest from 0% to 200% following the end of 2022. Vesting for each award is subject to the issuers achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| January 09, 2020 Filed Jan 13, 2020 17:52 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantStock Option (Right to Buy) · Derivative | 22,414 | $0.00 Strike: $25.24 | $0.00 |
DisclosureSEC source: 0001068875-20-000027 · wf-form4_157895595389150.xml · derivative · entry 2 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,414 Underlying: Common Stock · 22,414 shares Expires 2027-01-09 F3 · derivative.exercise_date: Reflects a non-qualified option grant that was made to the reporting person on January 9, 2020. The option vests according to the following schedule: one-third vests on January 9, 2021, an additional one-third vests on January 9, 2022, and the remaining one-third will vest on January 9, 2023, such that the option will be fully vested on January 9, 2023. Read SEC document |
| January 09, 2020 Filed Jan 13, 2020 17:52 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 11,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-20-000027 · wf-form4_157895595389150.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,008 F1 · shares: Reflects a restricted stock unit grant ("RSUs") that was made to the reporting person on January 9, 2020 and that will vest equally over a three-year period on each anniversary of the grant date. F2 · balance_after: Not included in this amount are 35,327 performance-based restricted stock units of which (i) 8,259 are eligible to vest following May 6, 2020, (ii) 8,854 are eligible to vest from 0% to 200% following the end of 2020, (iii) 8,092 are eligible to vest from 0% to 200% following the end of 2021 and (iv) 10,122 are eligible to vest from 0% to 200% following the end of 2022. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:22 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,376 | $26.00 | $35,776.00 |
DisclosureSEC source: 0001068875-20-000014 · wf-form4_157834931445771.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,440 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. F2 · balance_after: Not included in this amount are 25,205 performance-based restricted stock units of which (i) 8,259 are eligible to vest following May 6, 2020, (ii) 8,854 are eligible to vest from 0% to 200% following the end of 2020 and (iii) 8,092 are eligible to vest from 0% to 200% following the end of 2021. Vesting is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 18:17 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,057 | $25.10 | $26,530.70 |
DisclosureSEC source: 0001068875-19-000128 · wf-form4_157688384316892.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,816 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:13 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,058 | $30.94 | $32,734.52 |
DisclosureSEC source: 0001068875-19-000056 · wf-form4_156114796765288.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,873 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| May 02, 2019 Filed May 3, 2019 16:45 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $21.70 | $0.00 |
DisclosureSEC source: 0001470091-19-000005 · wf-form4_155691634374999.xml · derivative · entry 3 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,409 Underlying: Common Stock · 3,000 shares Expires 2024-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 33.33% of the stock option grant vested on June 19, 2018, and approximately 16.67% of the grant will vest at the end of each six month period thereafter with the final vesting date to occur on June 19, 2020. Read SEC document |
| May 02, 2019 Filed May 3, 2019 16:45 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 5,600 | $35.00 | $196,000.00 |
DisclosureSEC source: 0001470091-19-000005 · wf-form4_155691634374999.xml · nonDerivative · entry 2 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,931 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2018. Read SEC document |
| May 02, 2019 Filed May 3, 2019 16:45 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionCommon Stock | 3,000 | $21.70 | $65,100.00 |
DisclosureSEC source: 0001470091-19-000005 · wf-form4_155691634374999.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 18:09 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 2,322 | $27.48 | $63,808.56 |
DisclosureSEC source: 0001470091-19-000004 · wf-form4_155079056116300.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,531 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 16:25 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantStock Option (Right to Buy) · Derivative | 17,919 | $0.00 Strike: $27.03 | $0.00 |
DisclosureSEC source: 0001470091-19-000002 · wf-form4_154663712488121.xml · derivative · entry 2 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,919 Underlying: Common Stock · 17,919 shares Expires 2026-01-02 F3 · derivative.exercise_date: The option vests according to the following schedule: one-third vests on January 2, 2020, an additional one-third vest on January 2, 2021, and the remaining one-third will vest on January 2, 2022, such that the option will be fully vested on January 2, 2022. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 16:25 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 9,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001470091-19-000002 · wf-form4_154663712488121.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,853 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that was made to the reporting person on January 2, 2019 and that will vest equally over a three-year period on each anniversary of the grant date. F2 · balance_after: Not included in this amount are 8,092 performance-based restricted stock units, of which from 0% to 200% are eligible to vest following the end of the 2021 fiscal year subject to the Issuer's achievement of certain financial goals over a three-year period and certification by the Compensation Committee. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 16:07 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 1,058 | $25.88 | $27,381.04 |
DisclosureSEC source: 0001470091-18-000005 · wf-form4_154542640573480.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,605 F1 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 16:33 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionStock Option (Right to Buy) · Derivative | 17,203 | $0.00 Strike: $21.70 | $0.00 |
DisclosureSEC source: 0001470091-18-000003 · wf-form4_152952678386260.xml · derivative · entry 4 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,409 Underlying: Common Stock · 17,203 shares Expires 2024-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 33.33% of the stock option grant vested on June 19, 2018, and approximately 16.67% of the grant will vest at the end of each six month period thereafter with the final vesting date to occur on June 19, 2020. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 16:33 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 2,008 | $39.35 | $79,014.80 |
DisclosureSEC source: 0001470091-18-000003 · wf-form4_152952678386260.xml · nonDerivative · entry 3 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,663 F2 · shares: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units. The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the Reporting Person. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 16:33 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 12,369 | $39.35 | $486,720.15 |
DisclosureSEC source: 0001470091-18-000003 · wf-form4_152952678386260.xml · nonDerivative · entry 2 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,671 F1 · shares: Represents a "net exercise" of outstanding stock options. The reporting person received 4,834 shares of common stock on net exercise of options to purchase 17,203 shares of common stock. The reporting person forfeited 12,369 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on June 19, 2018 of $39.35. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 16:33 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionCommon Stock | 17,203 | $21.70 | $373,305.10 |
DisclosureSEC source: 0001470091-18-000003 · wf-form4_152952678386260.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a "net exercise" of outstanding stock options. The reporting person received 4,834 shares of common stock on net exercise of options to purchase 17,203 shares of common stock. The reporting person forfeited 12,369 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on June 19, 2018 of $39.35. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.