Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVANTAX, INC.BCOR · Entity 107910 | Chief Legal Officer & Sec'y | January 09, 2023 | January 11, 2023 |
| Sabre CorpSABR · Entity 5098 | EVP and Chief Legal Officer | May 15, 2024 | May 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVANTAX, INC.
Report date January 09, 2023 · Filed January 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,812 |
Reported balance
After 2023-01-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-01-09 · Tax withholding · Disposed 1,247 · Balance 96,812 F1: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the reporting person. F2: Not included in this amount are 53,035 performance-based RSUs of which (i) 12,301 are eligible to vest from 0% to 200% following the end of 2021, (ii) 15,184 are eligible to vest from 0% to 200% following the end of 2022 and (iii) 25,550 are eligible to vest from 0% to 200% following the end of 2023. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction represents the withholding by the Issuer of shares to pay taxes in connection with the vesting of restricted stock units ("RSUs"). The timing and amount of the transaction were determined by the terms of the applicable restricted stock unit award and were not within the control of the reporting person.
F2: Not included in this amount are 53,035 performance-based RSUs of which (i) 12,301 are eligible to vest from 0% to 200% following the end of 2021, (ii) 15,184 are eligible to vest from 0% to 200% following the end of 2022 and (iii) 25,550 are eligible to vest from 0% to 200% following the end of 2023. Vesting for each award is subject to the Issuer's achievement of certain financial goals and certification by the Compensation Committee.
Sabre Corp
Report date May 15, 2024 · Filed May 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 481,617 |
Ending reported balance
After 2024-05-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-05-15 · Grant · Acquired 236,593 · Balance 499,110 F1: The Reporting Person received a grant of restricted share units on the transaction date. The restricted share units award vests as follows: 33 1/3% on the first anniversary of the date of grant (5/15/25); 33 1/3% on the second anniversary of the date of grant (5/15/26), and 33 1/3% on the third anniversary of the date of grant (5/15/27), subject to the Reporting Person's continued employment with the Issuer through each vesting date. Row 2 · 2024-05-15 · Tax withholding · Disposed 17,493 · Balance 481,617 F2: This transaction represents the automatic surrender of shares to the Issuer upon vesting of restricted shares units to satisfy the Reporting Person's tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received a grant of restricted share units on the transaction date. The restricted share units award vests as follows: 33 1/3% on the first anniversary of the date of grant (5/15/25); 33 1/3% on the second anniversary of the date of grant (5/15/26), and 33 1/3% on the third anniversary of the date of grant (5/15/27), subject to the Reporting Person's continued employment with the Issuer through each vesting date.
F2: This transaction represents the automatic surrender of shares to the Issuer upon vesting of restricted shares units to satisfy the Reporting Person's tax withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2018 Filed Feb 22, 2018 17:17 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantStock Option (Right to Buy) · Derivative | 28,333 | $0.00 Strike: $24.00 | $0.00 |
DisclosureSEC source: 0001470091-18-000001 · wf-form4_151933780829179.xml · derivative · entry 2 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,333 Underlying: Common Stock · 28,333 shares Expires 2025-02-20 F3 · derivative.exercise_date: The option vests according to the following schedule: one-third vests on February 20, 2019, an additional one-third vest on February 20, 2020, and the remaining one-third will vest on February 20, 2021, such that the option will be fully vested on February 20, 2021. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 17:17 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 17,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001470091-18-000001 · wf-form4_151933780829179.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,837 F1 · shares: Reflects a restricted stock unit grant ("RSUs") that was made to the reporting person on February 20, 2018 and that will vest equally over a three-year period on each anniversary of the grant date. F2 · balance_after: Not included in this amount are 8,854 performance-based restricted stock units, of which from 0% to 200% are eligible to vest on January 1, 2021 subject to the Issuer's achievement of certain financial goals over a three-year period and certification by the Compensation Committee. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 16:34 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantStock Option (Right to Buy) · Derivative | 51,612 | $0.00 Strike: $21.70 | $0.00 |
DisclosureSEC source: 0001470091-17-000004 · wf-form4_149807726363785.xml · derivative · entry 2 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,612 Underlying: Comon Stock · 51,612 shares Expires 2024-06-19 F1 · derivative.exercise_date: Reflects a grant of restricted stock units ("RSUs") and options that was made to the reporting person upon joining Blucora, Inc. on June 19, 2017. The RSU grant and the option grant each will vest over a three-year period, with 33.33% of each grant vesting on June 19, 2018, and approximately 16.67% of each grant vesting at the end of each six month period thereafter (with the final vesting date to occur on June 19, 2020). Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 16:34 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 16,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001470091-17-000004 · wf-form4_149807726363785.xml · nonDerivative · entry 1 BRUDER ANN J. · CIK 0001470091 · Chief Legal Officer & Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,129 F1 · shares: Reflects a grant of restricted stock units ("RSUs") and options that was made to the reporting person upon joining Blucora, Inc. on June 19, 2017. The RSU grant and the option grant each will vest over a three-year period, with 33.33% of each grant vesting on June 19, 2018, and approximately 16.67% of each grant vesting at the end of each six month period thereafter (with the final vesting date to occur on June 19, 2020). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.