Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2025 Filed Sep 17, 2025 20:09 UTC |
Hardy John A.Director · CEO · 10% owner
|
GrantCommon Stock | 133,682 | $2.51 | $335,541.82 |
DisclosureSEC source: 0001712543-25-000078 · ownership.xml · nonDerivative · entry 1 Hardy John A. · CIK 0001493030 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 3,861,706 F1 · ownership.nature: Represents an award of restricted stock pursuant to the Registrant's 2016 Equity Incentive Plan. F2 · ownership.nature: Includes 3,228,024 shares held directly by Benton Capital Inc., a British Columbia Corporation beneficially owned and controlled by the Reporting Person who has authority to execute the same on behalf of Benton Capital Inc. Read SEC document |
| September 16, 2025 Filed Sep 17, 2025 20:08 UTC |
Denos Kenneth IDirector · Secretary
|
GrantCommon Stock | 250,000 | $2.51 | $627,500.00 |
DisclosureSEC source: 0001712543-25-000076 · ownership.xml · nonDerivative · entry 1 Denos Kenneth I · CIK 0001322410 · Director · Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 332,595 F1 · shares: Represents an award of restricted stock pursuant to the Registrants's 2016 Equity Incentive Plan. F1 · ownership.nature: Represents an award of restricted stock pursuant to the Registrants's 2016 Equity Incentive Plan. F2 · ownership.nature: Includes 250,000 shares held directly by Acadia Law Group, P.C., a Utah professional corporation beneficially owned controlled by the Reporting person who has authority to execute the same on behalf of Acadia Law Group, P.C. Read SEC document |
| September 16, 2025 Filed Sep 30, 2025 21:13 UTC Amendment |
Denos Kenneth IDirector · Secretary
|
GrantCommon | 66,841 | $2.51 | $167,770.91 |
DisclosureSEC source: 0001712543-25-000080 · ownership.xml · nonDerivative · entry 1 Denos Kenneth I · CIK 0001322410 · Director · Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · I Disclosed balance after: 332,595 F1 · ownership.nature: Represents an award of restricted stock pursuant to the Registrant's 2016 Equity Incentative Plan. F2 · ownership.nature: Includes 250,000 shares held directly by Acadia Law Group. P.C., a Utah professional corporation beneficially owned controlled by the Reporting person who has authority to execute the same on behalf of Acadia Law Group, P.C. Read SEC document |
| July 14, 2023 Filed Jul 18, 2023 17:40 UTC |
KNAUSS ROBERT LDirector
|
PurchaseCommon Stock | 1,000 | $1.48 | $1,480.00 |
DisclosureSEC source: 0001712543-23-000046 · ownership.xml · nonDerivative · entry 1 KNAUSS ROBERT L · CIK 0001045341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,670 Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 19:48 UTC |
des Pallieres Bertrand10% owner
|
SaleCommon Stock | 1,844,259 | $2.40 | $4,426,221.60 |
DisclosureSEC source: 0001322410-21-000119 · ownership.xml · nonDerivative · entry 1 des Pallieres Bertrand · CIK 0001493101 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · I Disclosed balance after: 345,433 F1 · ownership.nature: Includes 15,000 shares held directly, also includes 145,833 shares held directly by SPQR Capital Holdings S.A. a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also includes 184,600 shares held directly by Lansdowne Capital S.AA., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres. Read SEC document |
| April 29, 2021 Filed May 3, 2021 20:57 UTC |
Atkinson FraserDirector
|
PurchaseCommon Stock | 4,034 | $1.89 | $7,624.26 |
DisclosureSEC source: 0001322410-21-000069 · ownership.xml · nonDerivative · entry 5 Atkinson Fraser · CIK 0001492886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,591 Read SEC document |
| April 28, 2021 Filed May 3, 2021 20:57 UTC |
Atkinson FraserDirector
|
PurchaseCommon Stock | 700 | $1.89 | $1,323.00 |
DisclosureSEC source: 0001322410-21-000069 · ownership.xml · nonDerivative · entry 4 Atkinson Fraser · CIK 0001492886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,557 Read SEC document |
| April 27, 2021 Filed May 3, 2021 20:57 UTC |
Atkinson FraserDirector
|
PurchaseCommon Stock | 100 | $1.90 | $190.00 |
DisclosureSEC source: 0001322410-21-000069 · ownership.xml · nonDerivative · entry 3 Atkinson Fraser · CIK 0001492886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,857 Read SEC document |
| April 26, 2021 Filed May 3, 2021 20:57 UTC |
Atkinson FraserDirector
|
PurchaseCommon Stock | 1,352 | $1.90 | $2,568.80 |
DisclosureSEC source: 0001322410-21-000069 · ownership.xml · nonDerivative · entry 2 Atkinson Fraser · CIK 0001492886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,757 Read SEC document |
| April 23, 2021 Filed May 3, 2021 20:57 UTC |
Atkinson FraserDirector
|
PurchaseCommon Stock | 18,016 | $1.89 | $34,050.24 |
DisclosureSEC source: 0001322410-21-000069 · ownership.xml · nonDerivative · entry 1 Atkinson Fraser · CIK 0001492886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,405 Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 22:32 UTC |
Hardy John A.Director · CEO · 10% owner
|
PurchaseCommon Stock | 3,228,024 | $1.17 | $3,776,788.08 |
DisclosureSEC source: 0001673431-20-000046 · f4a_bertrand122215.xml · nonDerivative · entry 1 Hardy John A. · CIK 0001493030 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · I Disclosed balance after: 3,728,024 F1 · ownership.nature: Represents 3,228,024 shares held directly by Benton Capital Inc., a British Columbia Corporation beneficially owned and controlled by the Reporting Person. Also represents 500,000 shares held directly by the Reporting Person. This form is being filed jointly by Benton Capital Inc. and the Reporting Person who has authority to execute the same on behalf of Benton Capital Inc. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 22:21 UTC |
MVC CAPITAL, INC.10% owner
|
SaleCommon Stock, par value $0.001 per share | 3,228,024 | $1.17 | $3,776,788.08 |
DisclosureSEC source: 0001140361-20-016355 · form4.xml · nonDerivative · entry 1 MVC CAPITAL, INC. · CIK 0001099941 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 22:15 UTC |
Tokarz Group Advisers LLC10% owner
|
SaleCommon Stock, par value $0.001 per share | 3,228,024 | $1.17 | $3,776,788.08 |
DisclosureSEC source: 0001140361-20-016352 · form4.xml · nonDerivative · entry 1 Tokarz Group Advisers LLC · CIK 0001379846 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · ownership.nature: The shares were held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person is the investment adviser of MVC and makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 22:10 UTC |
TOKARZ MICHAEL T10% owner
|
SaleCommon Stock, par value $0.001 per share | 3,228,024 | $1.17 | $3,776,788.08 |
DisclosureSEC source: 0001140361-20-016349 · form4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · ownership.nature: The shares were held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person controls MVC's investment adviser, which makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:48 UTC |
MVC CAPITAL, INC.10% owner
|
SaleCommon Stock, par value $0.001 per share | 608,310 | $1.62 | $985,462.20 |
DisclosureSEC source: 0001140361-19-014961 · form4.xml · nonDerivative · entry 1 MVC CAPITAL, INC. · CIK 0001099941 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,228,024 Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:44 UTC |
Tokarz Group Advisers LLC10% owner
|
SaleCommon Stock, par value $0.001 per share | 608,310 | $1.62 | $985,462.20 |
DisclosureSEC source: 0001140361-19-014957 · form4.xml · nonDerivative · entry 1 Tokarz Group Advisers LLC · CIK 0001379846 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,228,024 F1 · ownership.nature: The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person is the investment adviser of MVC and makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:42 UTC |
TOKARZ MICHAEL T10% owner
|
SaleCommon Stock, par value $0.001 per share | 608,310 | $1.62 | $985,462.20 |
DisclosureSEC source: 0001140361-19-014956 · form4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,228,024 F1 · ownership.nature: The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person controls MVC's investment adviser, which makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 23:05 UTC |
TOKARZ MICHAEL T10% owner
|
SaleCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001567619-19-015482 · form4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,836,334 F1 · ownership.nature: The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person controls MVC's investment adviser, which makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 23:02 UTC |
Tokarz Group Advisers LLC10% owner
|
SaleCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001567619-19-015480 · form4.xml · nonDerivative · entry 1 Tokarz Group Advisers LLC · CIK 0001379846 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,836,334 F1 · ownership.nature: The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person is the investment adviser of MVC and makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 22:57 UTC |
MVC CAPITAL, INC.10% owner
|
SaleCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001567619-19-015478 · form4.xml · nonDerivative · entry 1 MVC CAPITAL, INC. · CIK 0001099941 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,836,334 Read SEC document |
| July 26, 2019 Filed Jul 27, 2019 01:12 UTC |
TOKARZ MICHAEL T10% owner
|
OtherCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001140361-19-013528 · form4.xml · nonDerivative · entry 4 TOKARZ MICHAEL T · CIK 0001206636 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,444,644 F2 · price: On July 24, 2019 MVC entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019. F1 · ownership.nature: The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person controls MVC's investment adviser, which makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 26, 2019 Filed Jul 27, 2019 01:12 UTC |
TOKARZ MICHAEL T10% owner
|
OtherCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001140361-19-013528 · form4.xml · nonDerivative · entry 3 TOKARZ MICHAEL T · CIK 0001206636 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,836,334 F2 · price: On July 24, 2019 MVC entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019. F1 · ownership.nature: The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person controls MVC's investment adviser, which makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 26, 2019 Filed Jul 27, 2019 01:09 UTC |
Tokarz Group Advisers LLC10% owner
|
OtherCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001140361-19-013526 · form4.xml · nonDerivative · entry 4 Tokarz Group Advisers LLC · CIK 0001379846 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,444,644 F2 · price: On July 24, 2019 MVC entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019. F1 · ownership.nature: The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person is the investment adviser of MVC and makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein. Read SEC document |
| July 26, 2019 Filed Jul 27, 2019 01:09 UTC |
Tokarz Group Advisers LLC10% owner
|
OtherCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001140361-19-013526 · form4.xml · nonDerivative · entry 3 Tokarz Group Advisers LLC · CIK 0001379846 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,836,334 F2 · price: On July 24, 2019 MVC entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019. F1 · ownership.nature: The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person is the investment adviser of MVC and makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein. Read SEC document |
| July 26, 2019 Filed Jul 27, 2019 01:06 UTC |
MVC CAPITAL, INC.10% owner
|
OtherCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001140361-19-013524 · form4.xml · nonDerivative · entry 4 MVC CAPITAL, INC. · CIK 0001099941 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,444,644 F1 · price: On July 24, 2019 the Reporting Person entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019. Read SEC document |
| July 26, 2019 Filed Jul 27, 2019 01:06 UTC |
MVC CAPITAL, INC.10% owner
|
OtherCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001140361-19-013524 · form4.xml · nonDerivative · entry 3 MVC CAPITAL, INC. · CIK 0001099941 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,836,334 F1 · price: On July 24, 2019 the Reporting Person entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019. Read SEC document |
| July 24, 2019 Filed Jul 27, 2019 01:12 UTC |
TOKARZ MICHAEL T10% owner
|
SaleCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001140361-19-013528 · form4.xml · nonDerivative · entry 2 TOKARZ MICHAEL T · CIK 0001206636 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,228,024 F2 · price: On July 24, 2019 MVC entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019. F1 · ownership.nature: The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person controls MVC's investment adviser, which makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 27, 2019 01:12 UTC |
TOKARZ MICHAEL T10% owner
|
SaleCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001140361-19-013528 · form4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,836,334 F2 · price: On July 24, 2019 MVC entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019. F1 · ownership.nature: The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person controls MVC's investment adviser, which makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 27, 2019 01:09 UTC |
Tokarz Group Advisers LLC10% owner
|
SaleCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001140361-19-013526 · form4.xml · nonDerivative · entry 2 Tokarz Group Advisers LLC · CIK 0001379846 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,228,024 F2 · price: On July 24, 2019 MVC entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019. F1 · ownership.nature: The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person is the investment adviser of MVC and makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 27, 2019 01:09 UTC |
Tokarz Group Advisers LLC10% owner
|
SaleCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001140361-19-013526 · form4.xml · nonDerivative · entry 1 Tokarz Group Advisers LLC · CIK 0001379846 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,836,334 F2 · price: On July 24, 2019 MVC entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019. F1 · ownership.nature: The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person is the investment adviser of MVC and makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein. Read SEC document |
| July 24, 2019 Filed Jul 27, 2019 01:06 UTC |
MVC CAPITAL, INC.10% owner
|
SaleCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001140361-19-013524 · form4.xml · nonDerivative · entry 2 MVC CAPITAL, INC. · CIK 0001099941 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,228,024 F1 · price: On July 24, 2019 the Reporting Person entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019. Read SEC document |
| July 24, 2019 Filed Jul 27, 2019 01:06 UTC |
MVC CAPITAL, INC.10% owner
|
SaleCommon Stock, par value $0.001 per share | 608,310 | $1.70 | $1,034,127.00 |
DisclosureSEC source: 0001140361-19-013524 · form4.xml · nonDerivative · entry 1 MVC CAPITAL, INC. · CIK 0001099941 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,836,334 F1 · price: On July 24, 2019 the Reporting Person entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019. Read SEC document |
| March 21, 2017 Filed Mar 27, 2017 18:28 UTC Amendment |
Bergner Richard FDirector
|
PurchaseCommon stock | 19,500 | $2.40 | $46,800.00 |
DisclosureSEC source: 0001391609-17-000077 · f4_bergner32117.xml · nonDerivative · entry 1 Bergner Richard F · CIK 0001332047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 F1 · shares: Represents an award of restricted stock pursuant to Registrant's 2016 Equity Incentive Plan. 4,875 shares of restricted stock are vested, with the remainder vesting ratably on an annual basis after one, two, and three years from the date of grant. Vesting is accelerated in the event of constructive termination or termination without "cause" as such term is defined by agreement between the Registrant and the Reporting Person. F1 · balance_after: Represents an award of restricted stock pursuant to Registrant's 2016 Equity Incentive Plan. 4,875 shares of restricted stock are vested, with the remainder vesting ratably on an annual basis after one, two, and three years from the date of grant. Vesting is accelerated in the event of constructive termination or termination without "cause" as such term is defined by agreement between the Registrant and the Reporting Person. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 23:04 UTC |
KNAUSS ROBERT LDirector
|
PurchaseCommon stock | 21,000 | $2.40 | $50,400.00 |
DisclosureSEC source: 0001391609-17-000065 · f4_knauss31717.xml · nonDerivative · entry 1 KNAUSS ROBERT L · CIK 0001045341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,670 F1 · shares: Represents an award of restricted stock pursuant to Registrant's 2016 Equity Incentive Plan. 5,250 shares of restricted stock are vested, with the remainder vesting ratably on an annual basis after one, two, and three years from the date of grant. Vesting is accelerated in the event of constructive termination or termination without "cause" as such term is defined by agreement between the Registrant and the Reporting Person. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 20:35 UTC |
Denos Kenneth IDirector · Secretary
|
PurchaseCommon stock | 250,000 | $2.40 | $600,000.00 |
DisclosureSEC source: 0001391609-17-000059 · f4_denos31617.xml · nonDerivative · entry 1 Denos Kenneth I · CIK 0001322410 · Director · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,754 F1 · shares: Represents an award of restricted stock pursuant to the Registrant's 2016 Equity Incentive Plan. 62,500 shares of restricted stock are vested, with the remainder vesting ratably on an annual basis after one, two, and three years from the date of grant. Vesting is accelerated in the event of constructive termination or termination without "casue", as such term is defined by agreement between the Registrant and the Reporting Person. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 21:59 UTC |
Hankinson Henry WDirector
|
PurchaseCommon stock | 19,500 | $2.40 | $46,800.00 |
DisclosureSEC source: 0001391609-17-000063 · f4_hankinson31617.xml · nonDerivative · entry 1 Hankinson Henry W · CIK 0001332050 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 F1 · shares: Represents an award of restricted stock pursuant to Registrant's 2016 Equity Incentive Plan. 4,875 shares of restricted stock are vested, with the remainder vesting ratably on an annual basis after one, two, and three years from the date of grant. Vesting is accelerated in the event of constructive termination or termination without "cause" as such term is defined by agreement between the Registrant and the Reporting Person. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 20:37 UTC |
Hardy John A.Director · Chief Executive Officer
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PurchaseCommon Stock | 500,000 | $2.40 | $1,200,000.00 |
DisclosureSEC source: 0001391609-17-000061 · f4_hardy031717.xml · nonDerivative · entry 1 Hardy John A. · CIK 0001493030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 F1 · shares: Represents an award of restricted stock pursuant to Registrant's 2016 Equity Incentive Plan. 125,000 shares of restricted stock are vested, with the remainder vesting ratably on an annual basis after one, two, and three years from the date of grant. Vesting is accelerated in the event of constructive termination or termination without "cause" as such term is defined by agreement between the Registrant and the Reporting Person. Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 19:28 UTC |
Atkinson FraserDirector
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PurchaseCommon stock | 19,500 | $2.40 | $46,800.00 |
DisclosureSEC source: 0001391609-17-000071 · f4_atkinson31617.xml · nonDerivative · entry 1 Atkinson Fraser · CIK 0001492886 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,389 F1 · shares: Represents an award of restricted stock pursuant to Registrant's 2016 Equity Incentive Plan. 4,875 shares of restricted stock are vested, with the remainder vesting ratably on an annual basis after one, two, and three years from the date of grant. Vesting is accelerated in the event of constructive termination or termination without "cause" as such term is defined by agreement between the Registrant and the Reporting Person. Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 14:58 UTC |
des Pallieres BertrandDirector · 10% owner
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PurchaseCommon stock | 15,000 | $2.40 | $36,000.00 |
DisclosureSEC source: 0001391609-17-000068 · f4_pallieres31717.xml · nonDerivative · entry 1 des Pallieres Bertrand · CIK 0001493101 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,199,692 F1 · shares: Represents an award of restricted stock pursuant to Registrant's 2016 Equity Incentive Plan. 3,750 shares of restricted stock are vested, with the remainder vesting ratably on an annual basis after one, two, and three years from the date of grant. Vesting is accelerated in the event of constructive termination or termination without "cause" as such term is defined by agreement between the Registrant and the Reporting Person. Read SEC document |
| March 17, 2017 Filed Mar 23, 2017 14:46 UTC |
Bergner Richard FDirector
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PurchaseCommon stock | 19,500 | $2.40 | $46,800.00 |
DisclosureSEC source: 0001391609-17-000074 · f4_bergner31717.xml · nonDerivative · entry 1 Bergner Richard F · CIK 0001332047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 F1 · shares: Represents an award of restricted stock pursuant to Registrant's 2016 Equity Incentive Plan. 4,875 shares of restricted stock are vested, with the remainder vesting ratably on an annual basis after one, two, and three years from the date of grant. Vesting is accelerated in the event of constructive termination or termination without "cause" as such term is defined by agreement between the Registrant and the Reporting Person. F1 · balance_after: Represents an award of restricted stock pursuant to Registrant's 2016 Equity Incentive Plan. 4,875 shares of restricted stock are vested, with the remainder vesting ratably on an annual basis after one, two, and three years from the date of grant. Vesting is accelerated in the event of constructive termination or termination without "cause" as such term is defined by agreement between the Registrant and the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.